- Citigroup (New York, NY)
- …reporting, and insight sharing related to the above scope of controls monitoring / testing . The Wealth Client Segments Control Testing Leader is a ... The Wealth Client Segments Control Testing... controls monitoring - ie, operational controls performance assurance/ testing - which includes design,… more
- Citigroup (Jersey City, NJ)
- The Wealth Monitoring and Testing is responsible for the testing of controls that are designed and owned by Citi's Wealth departments. The ... monitoring , with an excellent level of understanding of control testing and who closely follows latest...covered business functions. Responsible for end-to-end control testing for a specific business/segment - ie controls… more
- Citigroup (Queens, NY)
- The Wealth Monitoring and Testing is responsible for the testing of controls that are designed and owned by Citi's Wealth departments. The ... execution-oriented leadership role accountable for end-to-end control testing for a specific business/segment - ie controls...This role will ultimately report to the Head of Wealth Monitoring and Testing . **Responsibilities:**… more
- Citigroup (New York, NY)
- The Wealth Client Segments Control Testing Utility is responsible for the testing of controls designed and owned by the Citi's Wealth Segments ... position reports to the Wealth Client Segments Control Testing Head within the Control...individual contributor position accountable for driving controls testing performance and improvement initiatives. The Wealth … more
- Citigroup (New York, NY)
- … monitoring and associated administration associated with Citi Global Wealth lending activities. WCM coordinates with the Institutional Credit Management function ... Citi Global Wealth (CGW) is a Division of Citi focused...analysis specialized on CRE, underwriting, proactive portfolio management and monitoring , strong risk and controls environment, client… more
- JPMorgan Chase (New York, NY)
- Join the dynamic team at JP Morgan Wealth Management (WM), a line of business within Community Consumer Banking, dedicated to helping investors achieve their ... complex business challenges, and maintaining a relentless focus on risk and controls . **Job Summary:** As an Associate in Exposure Management & Market Surveillance,… more
- Wells Fargo (New York, NY)
- …(https://www.wellsfargojobs.com/career-areas/) **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join our Wealth and Investment ... (WFA) Leaders in ensuring effective front line risk identification, measurement, monitoring , controls , and mitigation; counseling business leaders on risk,… more
- Scotiabank (New York, NY)
- … governance framework is preferred including understanding of Supervision, Surveillance & Monitoring , Trade Floor Supervision, Risk and Control Library etc. ... systems and knowledge. + Lead and assist in design and operating effectiveness testing to verify adequacy of controls for managing operations risks in… more
- Citigroup (New York, NY)
- …and exercise control over resources, budget management and planning while monitoring end results + Utilize in-depth knowledge of concepts and procedures within ... banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi… more
- Deloitte (New York, NY)
- …data mapping, management, migration, or visualization / analytics; system configuration and testing ; status monitoring and issue resolution + Experience in ... or corporate banking, investment banking or capital markets, investment management, wealth management, trust company, insurance provider, or related service provider… more
- Deloitte (Jersey City, NJ)
- …improvement, operating model design and implementation, risk assessment and management, and controls testing engagements across three lines of defense + Use ... cashflows + Demonstrate understanding of business processes, regulatory requirements, internal control risk management, process, data and technology controls and… more
- Morgan Stanley (New York, NY)
- …and borrower financial statements including tax returns and K-1 statements, testing and monitoring financial covenants, perform collateralanalysis, prepare ... conducts its business through three principal business segments-Institutional Securities, Wealth Management ("WM"), and Asset Management. The WM network includes… more
- Morgan Stanley (New York, NY)
- …and borrower financial statements including tax returns and K-1 statements, testing and monitoring financial covenants, perform collateral analysis, prepare ... conducts its business through three principal business segments-Institutional Securities, Wealth Management ("WM"), and Asset Management. The WM network includes… more
- JPMorgan Chase (Jersey City, NJ)
- …working with the firm's Internal Audit teams, including Asset & Wealth Management, Commercial Banking, Consumer & Community Banking, Corporate & Investment ... Corporate Functions and Internal Audit Practices, where you will perform continuous monitoring of business activities and assess emerging trends impacting the … more
- KPMG (New York, NY)
- …auditing, testing or quality assurance of AML and/or OFAC controls and processes; excellent writing abilities across various deliverable formats including ... culture. At KPMG, our people are our number one priority. With a wealth of learning and career development opportunities, a world-class training facility and leading… more
- Scotiabank (New York, NY)
- …the requirements of US compliance procedures. + Coordinate with Internal Control on compliance risk assessments, independently conduct the effective challenge of ... sales and trading businesses, and evaluate the impact of controls to address ongoing compliance. + Participate in the...address ongoing compliance. + Participate in the review of monitoring and surveillance routines and respond to alerts or… more
- Neuberger Berman (New York, NY)
- …audits + Work closely with Data Analysts to create and utilize automated testing , automated risk assessments and monitoring dashboards + Draft audit announcement ... funds, Mutual Funds, Private Funds, separately managed institutional accounts and wealth management services. Investment management strategies and products cover a… more
- Scotiabank (New York, NY)
- …potential market abuse and work collaboratively with various departments to enhance our controls and procedures. **What You'll Do** + Acts primarily as Officer in ... and reporting of Global trade surveillance Compliance Audit by assessing the control effectiveness and Bank's adherence to the regulatory requirements and standards.… more
- Citigroup (Rutherford, NJ)
- …corporate and investment banking, securities brokerage, transaction services, and wealth management. Citi creates economic value that is systemically responsible ... optimizing management of systems supporting global functions such as Compliance, Controls , Internal Audit and Risk, and introducing innovative technologies that… more
- ManpowerGroup (Jersey City, NJ)
- …conduct, margin among other areas + Assist in developing monitoring and testing to review and challenge controls and implementation of obligations with ... with the business, including Global Banking and Markets, Private Wealth Management and Corporate Treasury as well as with...securities-based swaps businesses a plus + Assist with the monitoring , and testing of compliance programs If… more