- Citigroup (New York, NY)
- Serves as a function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... Knowledge of Compliance laws, rules, regulations, risks and typologies + Compliance product coverage for Cash Sales Trading and Equities Trading + Must be a… more
- Citigroup (New York, NY)
- The Swap Dealer Compliance Senior Vice President will serve as a key contributor on the team responsible for coordinating Citi's global Swap Dealer and ... The individual will serve as a senior swap dealer compliance risk officer for (ICRM) responsible for...MBA, or other advanced degree preferred. **Job Family Group:** Compliance **Job Family:** Product Compliance … more
- Citigroup (New York, NY)
- …global consistency and perform independent spot checks. + Manage high priority cross- product Audit, Compliance , Regulatory and self-identified Issues for Markets ... 80 Countries covering all post execution Operations teams including product -aligned Middle Office groups, Settlements, Margin, Asset Servicing, Listed Derivative… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead Vice President covering the Futures and ... product initiatives. Additionally, you will partner with other Compliance and Legal teams on assessing and measuring ...Assist in creating and preparing the FCM Annual Chief Compliance Officer Report. + Create, update and… more
- JPMorgan Chase (Jersey City, NJ)
- …and monitoring, and leads strategic initiatives to enhance efficiency and effectiveness. As a Vice President in the Guidelines Middle Office team, you will have ... Multi Asset Solutions, and Currency. They ensure accuracy and compliance by collaborating with portfolio and risk managers, traders,...the opportunity to lead the US GFICC Product Asset Class for the GMC JPMAM team and… more
- American Express (New York, NY)
- …happen by leveraging advanced machine learning and network algorithms. We are seeking a Vice President to lead the overall work effort focused on ensuring ... team, this role will report into the Chief Credit Officer of Global GMNS Risk, to work on an...and fraud risk organization, internal audit group, control management, compliance and technology. **Key responsibilities will include but are… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Lead Credit Officer - Vice President on the Diversified Industries team, you will ... expertise to JPMorganChase. As part of Risk Management and Compliance , you are at the center of keeping JPMorganChase...Global Corporate Banking, Debt Capital Markets and many other product partners to meet the needs of clients. You… more
- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in-class. As an Intraday Payments Risk Vice President on the Commercial and Investment Bank (CIB) Wholesale Credit Risk ... expertise to JPMorganChase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...Expert for WCR on the payments Lines of Business, product offerings, payments flows and systems. **Job Responsibilities** +… more
- BMO Financial Group (New York, NY)
- …and advisory services to clients around the world. #bmocapitalmarkets **Job Summary:** As Vice President , Business Initiative Delivery, you will be a key member ... Capital Markets. **Opportunity:** + Operate within the Capital Markets Chief Operating Officer 's group. + Provide vision to drive strategic business initiatives by… more
- SMBC (White Plains, NY)
- …in support of the Technology group and the Chief Information Officer , managing deliverables associated with the team's implementation of workplace productivity, ... of the Technology organization in various internal forums, including the new product and process approval group, among others. Additionally, the VP … more
- Citigroup (Jersey City, NJ)
- …facilitating the effective remediation of control gaps. *Manage high priority cross- product Audit, Compliance , Regulatory and self-identified Issues to ensure ... people make all the difference in our success. The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field… more
- MUFG (New York, NY)
- …customers** + Responsible for the management of a portfolio as a credit officer + Perform due diligence and regularly scheduled reviews + Analyze credit risk ... and directly to various related parties throughout the bank, business line, product groups and credit divisions + Maintain direct communication with assigned… more
- JPMorgan Chase (New York, NY)
- …Client Office and Compliance teams in region to meet local or product specific KYC and AML requirements for Clients and transactions. Coordinate the launch and ... Global Investment Bank (GIB) and Global Corporate Bank (GCB) Product and Coverage teams to support the execution of...of successfully managing large/diverse teams Final Job Grade and officer title will be determined at time of offer… more
- Zurich NA (New York, NY)
- VP , Senior Underwriting Officer 120961 Zurich is currently looking for a Surety AVP Underwriting Officer OR VP , Senior Underwriting Officer to work ... will be filled at either the Surety AVP Underwriting Officer OR VP , Senior Underwriting Officer...deals. + Cross-Sell other lines of business to increase product density with the account. + Participate in Sales… more
- Citigroup (New York, NY)
- **Citi Commercial Bank - Commercial Lending Management - VP Credit Officer , Retail and Consumer Products** **Description** Citi's US Commercial Bank (CCB) is a ... delivery model for the CCB, translating thought-leadership, industry and product expertise, and an end-to-end ownership of the credit...Leader and will based in NYC. The CLM Credit Officer facilitates the end-to-end lending process for a covered… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and ... design and effectiveness of key controls designed to address compliance risk; reporting and escalating control issues and any...regulatory issue validation activities for a component of a product line, function, or legal entity within an assigned… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- MUFG (New York, NY)
- …MUFG Securities is looking for an accomplished multifaceted capital markets product executive with experience advising corporations on loan origination and ... to their capital raising needs. + You will ensure compliance with the firm's internal risk and compliance... compliance with the firm's internal risk and compliance requirements, controls and procedures including but not limited… more
- NatWest Markets (Stamford, CT)
- …the proper operations of the department and the business._ **Job Description** The Compliance Advisory Officer reporting to the Compliance Advisory Lead ... Broker Dealer Advisory - VP Stamford,United States Permanent Full Time \#R-00246157 Our...will serve as a Sales and Trading Compliance Advisory and Conduct Risk Officer for… more
- Grant Thornton (New York, NY)
- As Chief Product Officer , reporting into the Chief Information Officer , you will get the opportunity to establish and lead our internal Product function, ... strong relationships with key corporate functions including Risk Management, Legal, Compliance , Finance, HR, and Operations to ensure product initiatives… more