- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support risk execution initiatives in the Corporate & Investment Banking ( ... & control framework. + Liaise with Control team partners across CIB , Wholesale Lending Operations, and Global Treasury Management on cross line of… more
- Wells Fargo (Charlotte, NC)
- …Work with functions across first line, including Business Heads, Business Control Management , leadership to socialize, workshop, calibrate controls Partner ... **About this role:** Wells Fargo is seeking a Lead Business Accountability Specialist (VP) to join our...Specialist (VP) to join our Corporate and Investment Banking ( CIB ) Market Conduct and Supervision team. Ideal candidates will… more
- Wells Fargo (Charlotte, NC)
- …3+ years of management experience **Desired Qualifications:** + Ability to lead strategy, control design, data analysis, and business requirements gathering ... professionals including senior managers + Engage and influence business heads, regulators, control management , risk, legal, and audit partners to successfully… more
- Truist (Charlotte, NC)
- …enterprise risk programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management ). 3. Assist business line leadership ... the business on existing and emerging risks. Responsible for supporting strong risk management practices in alignment with the firm's risk appetite and the assigned… more
- Wells Fargo (Charlotte, NC)
- …to play" related topics (political contributions, gift and entertainment, procurement lobbying) for CIB . This role will act as team lead directing the day-to-day ... **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior ...Municipal Products Group in the Corporate and Investment Bank (" CIB "), including coverage of rules issued by the Municipal… more
- Wells Fargo (Charlotte, NC)
- …retrieve data from various information systems. + Strong experience in risk management (includes control testing, operational risk assessments, internal audit, ... this role:** The Independent Testing and Validation Team is seeking a Lead Independent Testing Officer to support the Corporate and Investment Banking Independent… more
- Wells Fargo (Charlotte, NC)
- …Operations Specialist (DTC Team Lead ) as part of Corporate and Investment Banking ( CIB ) Operations. **In this role, you will:** + Serve as a touchpoint on issues ... day-to-day activities. + Be responsible for daily DTC settlement and fail control processing across domestic settlement markets for all DTC-eligible product types. +… more
- Wells Fargo (Charlotte, NC)
- **About this role:** This Senior Lead Compliance Officer position will provide IRM coverage of FINRA licensed bankers in Corporate and Investment Banking ( CIB ), ... issues. + Identify and recommend opportunities for process improvements and risk control development. + Report findings and make recommendations on Compliance Risk… more
- Wells Fargo (Charlotte, NC)
- …compliance monitoring activities + Partner with other BACOs to assess regulatory gaps, control deficiencies or other matters that impact CIB Operations + Provide ... Corporate Risk as part of Corporate and Investment Banking ( CIB ) Business Aligned Compliance. Learn more about the career...**In this role, you will:** + Serve as the Lead Business Aligned Compliance Officer (BACO) for Risk and… more