- TD Bank (Charlotte, NC)
- …following: + Serve as Compliance lead for managing and facilitating the US Compliance Risk Assessment , reporting to the US Head of Compliance ... + Manage the Compliance Risk Assessment framework to ensure the applicable regulatory compliance...through concise and clear messaging; ability to influence and lead at a senior level + Ability to work… more
- ManpowerGroup (Charlotte, NC)
- …client, a leading financial services organization, is seeking a dedicated and experienced Financial Crimes Risk Assessment Lead to join their team. As a key ... mindset, which will align successfully within the organization. **Job Title:** Financial Crimes Risk Assessment Lead **Location:** Charlotte, NC **What's the… more
- City National Bank (Charlotte, NC)
- …Streamline processes for risk identification and assessment , control assessment , testing and issue management. * Lead continuous improvement activities ... *THIRD PARTY RISK MANAGEMENT LEAD * WHAT IS THE...management processes and methodologies * Experience using third party risk management /Governance, Risk and Compliance… more
- Wells Fargo (Charlotte, NC)
- …choices, and assumptions. **In this role, you will:** + Ensure Capital Model Regulatory Compliance + Lead Assessment and Design of Modeling Requirements + ... **About this role:** Wells Fargo is seeking a Lead Quantitative Analytics Specialist to fill the role...subject matter expert to model owners for ensuring market risk policy compliance and advises model and… more
- DXC Technology (Charlotte, NC)
- …readiness activities. The ideal candidate will have strong experience in commercial cloud security, risk assessment , and compliance (ie, SOC 1 & 2, NIST, ... **Job Description:** The Manager of Governance, Risk , and Compliance (GRC) will lead governance, risk , and compliance initiatives across the… more
- City National Bank (Charlotte, NC)
- *AI RISK GOVERNANCE LEAD * WHAT IS THE OPPORTUNITY? In support of CNB's strategic goal of becoming an Artificial Intelligence (AI) enabled bank, this role ... provides AI risk governance expertise that enables efficient and effective execution...maintain ethical standards for our growing AI capabilities including assessment of GRM use cases inclusive of RBC existing… more
- TD Bank (Charlotte, NC)
- … risk escalation, review and approval processes, data management, policies and risk assessment processes + Directs the development and monitoring of Key ... Marketing, Human Resources, Risk Management, Financial Crime Risk Management, Compliance , etc. The Group ... Management + Understanding of each component of a Risk and Control Self- Assessment + Understanding of… more
- PNC (Charlotte, NC)
- …lifecycle. * Serve as the primary point of accountability for the Independent Risk assessment of PNC's most critical change implementations, including mergers, ... Risk Management, ensures that enterprise-wide change programs are executed with robust risk controls, compliance , and operational excellence, and serves as a… more
- TD Bank (Charlotte, NC)
- …this role supports management in delivery of initiatives related to risk assessment , internal/external exam support, etc. **Department Overview:** FinCEN ... with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support...analysis, updates tools and/or supports training activities specific to risk assessment + Contributes to the development… more
- Truist (Charlotte, NC)
- …9. Risk management knowledge: In-depth practical knowledge of risk assessment methodologies, control evaluation, and reporting. 10. Communication ... functions to influence the industry build of the tech risk functions; 4. Targeted control testing- lead ...assessment and oversight of the maturity of technology risk domains (eg Cyber, Service Delivery and Operations, Data… more
- Wells Fargo (Charlotte, NC)
- …governance framework, policies, procedures and controls to effectively manage and mitigate risk , while supporting business growth and regulatory compliance . **In ... ability to synthesize complex information for executive audiences. + Familiarity with risk and control self- assessment framework at a large financial… more
- ALBEMARLE (Charlotte, NC)
- … controls, and supplier lifecycle management. + Strong analytical, problem-solving, and risk assessment capabilities. + Excellent communication skills with the ... is responsible for designing, implementing, and maintaining enterprise-wide procurement risk management processes that enhance supply continuity, compliance ,… more
- Grant Thornton (Charlotte, NC)
- …assist in addressing risk in both proactive and responsive contexts for the Risk , Compliance & Controls Practice - all with the resources, environment, and ... risk domains to provide management with an individual assessment of business risk , internal control, and...profit improvement, cost reduction, fraud prevention, internal control, and compliance + Lead and support business development… more
- First Horizon Bank (Charlotte, NC)
- …collaboration, relationship management, and communications. + Demonstrated knowledge of enterprise risk management frameworks, risk assessment tools, and ... is responsible for developing, implementing, and continually improving First Horizon Bank's risk identification framework. This associate will lead efforts to… more
- Truist (Charlotte, NC)
- …Informatica, Oracle, Teradata, Spotfire, Tableau, etc.). 7. Familiarity with enterprise Governance Risk and Compliance (eGRC) platforms and tools (eg, RSA ... and data testing team (RDT) team reporting to the Enterprise Data Assessment and Testing Director (within the Enterprise Independent monitoring and testing Team… more
- Grant Thornton (Charlotte, NC)
- As a Process Risk Experienced Manager, you will have the opportunity to grow and contribute to our clients' success by helping them identify and understand their ... role in both proactively addressing and responding to these risks within our Risk Advisory Practice, supported by the resources and environment necessary for your… more
- Truist (Charlotte, NC)
- …6. Assist/coordinate pre-planning activities (eg business case, project estimate, project risk assessment , stakeholder analysis, draft charter). 7. Improve and ... resolution as well as development, implementation, and continuous improvement of risk and regulatory Architecture Policies, Standards, and Procedures across the… more
- TD Bank (Charlotte, NC)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... new industry standards. The Compliance Manager **-** Compliance Monitoring Programs will lead and enhance...on loan performance and servicing. This role involves managing compliance programs related to risk assessment… more
- American Express (Charlotte, NC)
- …& Ethics (GC&E) organization establishes the framework for American Express' global compliance risk management program commensurate with the size, complexity and ... are seeking a dynamic Vice President in the Deputy Compliance Office within the GC&E to lead ...or audit experience in financial services; demonstrated expertise in compliance risk . * Deep understanding of the… more
- City National Bank (Charlotte, NC)
- …for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer, and Risk Assessment team with the evaluation of ... WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance...testing results. * Conduct meetings to discuss testing and risk assessment results and lead … more