- Deloitte (Charlotte, NC)
- …laws and regulations + Provide strategic guidance and technical assistance for audit preparation and remediation efforts (eg, develop integrated enterprise ... + Consulting experience in any of the following areas: business process improvement , financial management policies and procedures, financial system… more
- Citigroup (Charlotte, NC)
- The Director in Capital Remediation is a senior role within the Capital Remediation team that will report to the Global Head of Capital Remediation . The ... will serve as an integral member of the Controllers Regulatory and Capital Remediation team. The Director of Capital Remediation is responsible for driving… more
- USAA (Charlotte, NC)
- …required may be substituted in lieu of a degree. + 6 years of audit or controls experience in a financial services or technology/information security ... At USAA, we have an important mission: facilitating the financial security of millions of US military members and...what makes us so special! **The Opportunity** Our dedicated ** Audit Manager - IT** , leads and executes complex… more
- Truist (Charlotte, NC)
- …equivalent education and related training 2. Ten years of experience in a financial institution with emphasis on risk management, audit , operations, process ... and emerging risks to senior Business Unit Leadership. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Financial Controls Analyst to support our Technology ITAC team. This team supports the firm's maintenance of an ... by performing testing of information technology (IT) automated internal controls over financial and regulatory reporting that are designed to meet regulatory and… more
- Truist (Charlotte, NC)
- …or equivalent education and related training 2. Eight years of experience in a financial institution with emphasis on risk management, audit and/or line of ... by ensuring identification of control failures and ensuring risk and compliance remediation . Serve as partner to business leaders for regulatory exams, and monitor… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** We are a financial services company offering a wide array of opportunities across many functions. ... Senior Manager_ is responsible for facilitating the identification, assessment, remediation , and monitoring of issues across the technology portfolio. This… more
- Truist (Charlotte, NC)
- …equivalent education and related training + Ten years of experience in a financial institution with emphasis on risk management, audit , operations, process ... and emerging risks to senior Business Unit Leadership. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and… more
- Truist (Charlotte, NC)
- …staff and Tech Delivery Leaders and teams to ensure tasks and risk remediation is calendared, delivered on time and include sustainable governance routines. Focus on ... correlate and report risks for assigned Business Unit. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and… more
- Resideo (Charlotte, NC)
- …with policies, and adherence to regulatory requirements with a focus on our financial systems and infrastructure. + Formulate and execute risk-based audit plans ... to address critical areas of risk within the company's financial systems, encompassing financial , operational, and compliance risks. + Review complex IT… more
- Bank of America (Charlotte, NC)
- …and address issue in question. + Communicate QA findings to issue owners, Internal Audit , and the Reg Remediation Quality Assurance Deputy Lead, and provide ... are guided by a common purpose to help make financial lives better through the power of every connection....a key leader within the Regulatory Issues Management and Remediation Function, which resides within Global Risk Management. The… more
- Truist (Charlotte, NC)
- …and emerging risks to senior Business Unit Leadership. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and ... systems, or external events and ensure effective remediation . Candidate will have proven experience with Technology Engineering and/or Technology Operations and… more
- Truist (Charlotte, NC)
- …challenge of risk management processes, objective oversight of controls, identification and remediation of gaps, and subject matter guidance across all risk types. ... to senior business unit leaders to drive needed risk enhancements or remediation . Advocate Truist's risk culture, compliance with enterprise risk initiatives and… more
- Wells Fargo (Charlotte, NC)
- …approve Business Aligned Compliance Officer documentation for engagement in Remediation for all Checkpoints requiring Compliance Oversight throughout Remediations ... and appropriate committees + Identify and recommend opportunities for process improvement and risk control development + Receive direction from leaders and… more
- Truist (Charlotte, NC)
- …correlate and report risks for assigned Business Unit. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and ... systems, or external events and ensure effective remediation . Following is a summary of the essential functions...and regulatory requirements. 9. Foster a spirit of continuous improvement and offer recommendations to refine and/or enhance Business… more
- JPMorgan Chase (Charlotte, NC)
- …information exchange. + Document and report findings, providing recommendations for remediation and improvement for our internal control inventory. Monitor ... of internal controls. Analyze data to identify trends, anomalies, and areas for improvement . + Act as the primary point of contact for internal and external… more
- Wells Fargo (Charlotte, NC)
- …begins. We ranked #2 on the 2023 LinkedIn Top Companies list - and #1 among financial services companies - as the best workplace "to grow your career" in the US At ... the industry. Our Total Rewards program focuses on wellness, work-life balance and the financial health of our employees. Our customers invest with us, we invest in… more
- Wells Fargo (Charlotte, NC)
- …Policy Exception and Risk Treatment, Information Management, Information Security, Audit Coordination, Policy Adherence, Application Lifecycle Management and Control ... areas, share process and standards knowledge with engineering teams, track remediation activities to completion to ensure compliance with policy and standards… more
- Wells Fargo (Charlotte, NC)
- …strategic approaches, effectiveness of support function, and business performance improvement opportunities for the applicable business functions to ensure long ... process, and procedures. + Experience in control, compliance, fraud, risk management, audit , or a related job function + Advanced knowledge of issue management… more
- Truist (Charlotte, NC)
- …integrate, correlate and report risks for Finance. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and ... systems, or external events and ensure effective remediation . Following is a summary of the essential functions...update, monitor and track controls, including those aligned to Financial Reporting, Accounting and Tax. + Foster a spirit… more