- Wells Fargo (Charlotte, NC)
- …or advisory or law firm leading regulatory affairs, and/or exam management activities. + 5+ years of Business Execution, Implementation, Regulatory or ... Compliance and IT&V actions, including such stakeholders as other Independent Risk Management divisions, line of business and enterprise functions owners, Risk… more
- Bank of America (Charlotte, NC)
- …for audit and exam management including direct and indirect audit exam interaction, regulatory responses, issues management . This also includes the ... Sr Business Control Specialist - Global Payment Operations ...support for risk self-identification and oversight of the issues management lifecycle, Single Process Inventory … more
- Bank of America (Charlotte, NC)
- …Qualifications:** + 3+ years' experience in Business Controls and/or Audit and Exam Management + Global Regulatory experience with advantage of having worked ... Sr Operations Consultant - Business Controls AML Operations Charlotte, North Carolina **Job...systems, processes, and services using discretion within the project management methodologies, with a focus on continuous improvement. **Line… more
- Truist (Charlotte, NC)
- …", inclusive of risk-adjacent activities such as change execution governance, issues management , quality assurance and audit and exam management . This ... report to the Head of Wholesale Strategic Execution & Business Management with responsibility for leading the...Risk Program expectations as strategic priorities are executed and issues are remediated in adherence with Truist risk standards… more
- Wells Fargo (Charlotte, NC)
- …Cloud Control Management team. This First Line of Defense team provides business risk and control management support for Cloud technology platform and ... employees' career aspirations and growth. We're proud of our employee-welfare-centered business approach and our commitment to diversity, equity, and inclusion in… more
- Regions Bank (Charlotte, NC)
- …Function Manager operates as a first, second, or third line of defense risk management expert that advises on business and/or product decisions. Associates at ... product decisions + Provides requested information to regulatory agencies and advises management on potential and ongoing compliance issues + Maintains… more
- Regions Bank (Charlotte, NC)
- … Unit Compliance Manager leads a team of first line of defense risk management experts that advise on business and/or product decisions. Associates at this ... review development, questionnaire development & maintenance, scheduling, sampling, metric reporting, business unit engagement as well as Internal/External Exam … more
- Truist (Charlotte, NC)
- …and governance and results aggregation and summarization). 4. Advise senior management on prioritization and effective implementation through clear guidance on ... of downstream impacts and risks, escalation and effective challenge of project issues , and mitigation recommendations. 5. Lead key elements of Truist's capital… more
- Wells Fargo (Rock Hill, SC)
- …though discretionary application of applicable resolution protocols + Escalate banking related issues or business risks that require an in-depth evaluation + ... Senior Branch Premier Banker (SAFE) in Consumer and Small Business Banking, as part of Branch Banking. Learn more... Banking Advisory Services, Mortgage and Wealth and Investment Management to best meet the previously identified needs and… more
- Fresenius Medical Center (Charlotte, NC)
- …and other equipment in between patient visits, and routinely. + Prepares the exam /training room for home dialysis training, treatment, or other visits. + Stocks ... exam , training, treatment, and storage rooms with supplies. + Develops or follows a process for the management of supplies to maximize use and minimize waste. +… more
- Regions Bank (Charlotte, NC)
- …of the control environment. + Assist in the execution of targeted risk assessments, issues management outreach, and control standards mapping for the TODD ... Liaison partners with senior leaders to strengthen the risk management culture across the business units within...Business Unit. + Provides regulatory exam and… more
- Wells Fargo (Clover, SC)
- …(SAFE) for our National Branch Network as part of the Consumer, Small & Business Banking division. Learn more about the career areas and business divisions ... credit products and services, based on customers' needs + Analyze tactical business challenges related to full-service banking experience to emerging affluent and… more
- Bank of America (Charlotte, NC)
- …(AEIC), secondary reviews of transaction testing completed by other examiners and issues management . Manages field work capacity for exams to ensure ... plans for new examiners + Provide periodic updates to business heads and executive management , including communication..., including communication of examination and monitoring results, new issues and emerging risks + Issue management ,… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business :** Financial Crime Risk Management **Job Description:** The AML Financial Crime ... methodologies, policies, standards, procedures, awareness and specialized training, monitoring, management reporting and/or escalation of issues . This role… more
- Bank of America (Charlotte, NC)
- …the process. Prepare monthly production highlights to share with SLT, Liaison to Business Controls Exam Management for Regulatory requests, internal/external ... and expertise in functional area(s) gained through increasingly more responsible management positions in operations. **Line of Business Job Description:**… more
- Truist (Charlotte, NC)
- …risk programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management ). 3. Assist business line leadership with ... change from time to time. 1. Engage in risk management activities with the line of business ,...governance & reporting team for all audit and regulatory exam engagements. 8. Communicate with assigned business … more
- Wells Fargo (Charlotte, NC)
- …and consult with Financial Advisors, Regional and more experienced Management , Private Client Group, Branch Managers, Operation Managers, Supervision Managers, ... and varying Business Units **Required Qualifications:** + 2+ years of Supervisory...2+ years of Supervisory Control, Corporate Insurance Risk, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience,… more
- Bank of America (Charlotte, NC)
- …and appropriately delegating team work. **Required Qualifications:** + Experience in Audit, Exam management or similar Business Controls activities. + ... of responsibility. Develops a positive and trusting relationship with key business leaders. As guided by executive leadership, develops and maintains relationships… more
- Truist (Charlotte, NC)
- …risk programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management ). 3. Assist business line leadership with ... change from time to time. 1. Engage in risk management activities with the line of business ,...governance & reporting team for all audit and regulatory exam engagements. 8. Communicate with assigned business … more
- Bank of America (Charlotte, NC)
- …of credit issues . Helps business partners balance their business strategy with appropriate risk management controls. Contributes to the development, ... application of risk based practices by defining scope, program, and review and exam procedures. Exercises judgment and influences senior business managers and… more