- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager- Enterprise Architecture Charlotte, North Carolina;Chicago, Illinois; Pennington, New Jersey **Job Description:** ... include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively… more
- Truist (Charlotte, NC)
- …relationships and partner with BU Chief Risk Officer, Audit, Operational Risk Management, Compliance , Enterprise Risk Management, Legal and other ... related training. 2. Six to eight years of experience in financial services, risk , and or other assurance/ compliance related role or equivalent experience. 3.… more
- Bank of America (Charlotte, NC)
- Enterprise Privacy Compliance & Operational Risk Manager Charlotte, North Carolina;New York, New York; Chicago, Illinois; Plano, Texas **Job ... responsible for Compliance & Operational Risk coverage of Data Privacy across the enterprise...the execution of the Global Compliance - Enterprise Policy, the Operational Risk … more
- Bank of America (Charlotte, NC)
- …as needed, including Middle Office, Sales and Trading, Technology, Compliance , Operational Risk , and Enterprise Capital Management to ensure effective ... Data Management + Presentation Skills + Stakeholder Management Job Description: Global Risk Analytics (GRA) and Enterprise Independent Testing (EIT) are… more
- Bank of America (Charlotte, NC)
- …Risk . Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Bank of America (Charlotte, NC)
- …Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Truist (Charlotte, NC)
- … managers, BUCROs and Risk Type Owners (for Credit, Market, Liquidity, Operational , Compliance , Technology, Strategic Risk ) to ensure assigned Strategic ... to support the design, development, implementation and ongoing monitoring of two important Enterprise Risk Management (ERM) Programs, namely Strategic Risk … more
- USAA (Charlotte, NC)
- …makes us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a ... applicable rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the… more
- USAA (Charlotte, NC)
- …makes us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing (ECORT)Analyst Lead-CFO to work a ... a team of testers in all aspects of independent risk -based testing under the enterprise Testing program...or more years of relevant work experience (internal/external audit, operational risk / compliance testing, quality assurance).… more
- Wells Fargo (Charlotte, NC)
- …**Required Qualifications:** + 4+ years of Risk Management experience (includes Compliance , Financial Crimes, Operational Risk , Audit, Legal, Credit ... + Develop and implement processes, controls and reporting to ensure Consumer Lending Risk 's compliance with enterprise policies + Participate and develop,… more
- Wells Fargo (Charlotte, NC)
- …talent. **Required Qualifications:** + 4+ years of Risk Management experience ( Compliance , Financial Crimes, Operational Risk , Audit, Legal, Credit ... **About this role:** Wells Fargo is seeking an Enterprise Risk Manager to provide oversight,...applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following… more
- Truist (Charlotte, NC)
- …drive needed risk enhancements or remediation. Advocate Truist's risk culture, compliance with enterprise risk initiatives and promote sound risk ... on Business Resilience and Enterprise Incident Management, as required by enterprise policy and Enterprise Risk Management programs. Responsible for… more
- USAA (Charlotte, NC)
- …available for this position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst drives independent testing under ... Prepares detailed and objective work papers to support conclusions. + Completes assigned compliance and operational risk testing activities in accordance… more
- Truist (Charlotte, NC)
- …risk and regulatory knowledge with an emphasis on: Credit, Market, Liquidity, Compliance , Operational , Reputation and Strategic Risks. + Strong leadership and ... of America) **Please review the following job description:** The Technology GCO Risk Program Execution Consultant III is responsible for supporting the Enterprise… more
- USAA (Charlotte, NC)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + ... execute and lead audit assignments. Identify problems and resolutions for risk -based assurance and advisory engagements across the organization. Maintain knowledge… more
- TIAA (Charlotte, NC)
- …The Enterprise Senior Compliance Regulatory Programs Officer supports the Enterprise Compliance Chief Compliance Officer (CCO) to help drive global ... Senior Compliance Officer supports the SMD Enterprise Compliance Officer to help drive global...who are responsible for the day-to-day management of the compliance risk management programs, policies and related… more
- US Bank (Charlotte, NC)
- …assessing and oversighting applicable operational risks and controls within the enterprise risk framework tools (RCSA and ECRA). + Participating in ... experience - Typically more than six years of experience in fiduciary operational risk management, compliance , internal auditing, public accounting, or other… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking an Executive Director, Operational Risk Senior Lead Officer, in the...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Truist (Charlotte, NC)
- …implementation across Truist (where applicable). 7. Advocate the Bank's risk culture, compliance with enterprise risk initiatives and promote sound ... risk committees and other elements of the Enterprise Risk Framework. 12. Monitor issues (all...and/or equivalent education, training and experience. 3. Experience in compliance and operational risk mitigation… more
- US Bank (Charlotte, NC)
- …to ensure appropriate risk management oversight and implementation of Payments Services Enterprise Compliance Risk Assessment (ECRA), Risk and ... & control frameworks in alignment with the US Bank Enterprise Compliance Program, US Bank Risk...line of defense (SLOD) partners. + Enable and support operational RCSA activities. + May be asked to perform… more