- Bank of America (Charlotte, NC)
- Senior Audit Manager - BSA/ AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... of Business (LOBs) ranging in scale and scope. Key responsibilities include developing BSA/ AML and Sanctions audit plans, assessing issues for impact, assigning… more
- TD Bank (Charlotte, NC)
- …the policy and training exemption governance and reporting processes to the GAML Senior Executive Team (and related AML Sub-Committees) + Prepares summaries, ... in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/ AML compliance **Employee/Team Accountabilities:**… more
- City National Bank (Charlotte, NC)
- *SR. MANAGER OF AUDIT - COMPLIANCE* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and operating ... Bank policies, and the effectiveness of operations of the BSA/ AML function. The Senior Manager ... will be responsible for all aspects of the audit , including the planning, execution, and reporting phases. The… more
- City National Bank (Charlotte, NC)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... II- IT INFRASTRUCTURE* WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership...synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written… more
- City National Bank (Charlotte, NC)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... in the near future.* WHAT IS THE OPPORTUNITY? The Audit Manager I position is a leadership...synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written… more
- Bank of America (Charlotte, NC)
- …leads to both answer and manage the communication with Global Regulators and internal Audit Partners. + Provide regular reporting to senior leadership on status ... Sr Operations Control Manager - Global Operations Charlotte, North Carolina **Job...experience. **Line of Business Job Description:** The Global Credit, AML , Onboarding Organization is a central control function which… more
- Bank of America (Charlotte, NC)
- …for business impact and recommending severity ratings under the supervision of senior team members. **Responsibilities:** + Executes audit strategy for the ... Senior Auditor - Economic Sanctions Wilmington, Delaware;Stamford, Connecticut;...Bachelor's or Master's Degree + Minimum 1-3 years of audit experience in areas related to AML ,… more
- TD Bank (Charlotte, NC)
- …the Bank's risk appetite and strategic direction. **Depth & Scope:** + Senior specialist with AML /ATF/Sanctions/ABAC expertise, works independently and is ... accountable for managing a specialized AML /ATF/Sanctions/ABAC function or area + Provides comprehensive coverage for...and assesses potential impacts + Handles inquiries/requests from Internal Audit and regulators + Maintains a culture of risk… more
- TD Bank (Charlotte, NC)
- …Description:** The Control Remediation Quality Assurance Review & Challenge Coordination Senior Business Management Specialist will have appropriate Audit or ... full concern level, ensuring effective remediation, leading to successful Internal Audit validation. This role engages with stakeholders to provide ongoing support… more
- US Bank (Charlotte, NC)
- …what you excel at-all from Day One. **Job Description** The Payments Risk Senior Issue Management Manager is responsible for facilitating the identification, ... help the business line understand and implement the policies. Examples include AML practices and operational loss data collection. + Ensuring the implementation of… more
- Citigroup (Charlotte, NC)
- …and thematic Compliance programs on the resolution of open issues related to audit and examination findings; report progress to senior ICRM and Business/Function ... Serves as key function/business/product compliance risk manager and thought leader for Independent Compliance Risk...addition, this role will partner closely with Anti-Money Laundering ( AML ) Compliance to ensure a strong linkage between core… more
- Bank of America (Charlotte, NC)
- …impacting GFC business processes and preparing reporting/materials in support of senior management updates, internal audit and regulatory inquiries. ... Data Team), under the supervision from a GFC team manager . The GFC Data Team is responsible for driving...in support of critical business processes in Anti-Money Laundering ( AML ), Economic Sanctions and Financial Crimes Risk Management. The… more
- Citigroup (Charlotte, NC)
- Serves as key function/business/product compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) responsible for establishing ... to, this role will partner closely with Anti-Money Laundering ( AML ) Compliance to ensure a strong linkage between core...a variety of governance and planning initiatives at the senior level. This role will manage a team of… more