- US Bank (Charlotte, NC)
- …what you excel at-all from Day One. **Job Description** The Corporate Audit Services Senior Audit Manager - Credit & Debit Card Products supports the ... entities where USB owns a majority (controlling) interest. The Senior Audit Manager - Credit...Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE… more
- US Bank (Charlotte, NC)
- …you excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Human Resources (HR) and Legal is a ... entities where USB owns a majority (controlling) interest. The Senior Audit Manager is responsible...Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE… more
- Bank of America (Charlotte, NC)
- Senior Audit Manager - ( BSA /AML including Sanctions) Charlotte, North Carolina;Newark, Delaware; East Hartford, Connecticut; Boston, Massachusetts; ... matter expertise in US financial crime regulations including the Bank Secrecy Act /Anti-Money Laundering, Sanctions...(eg, OFAC) + Support the execution of the annual BSA independent audit as well as regulatory… more
- Bank of America (Charlotte, NC)
- Senior Audit Manager - BSA /AML...Wilmington, Delaware; New York, New York **Job Description:** At Bank of America, we are guided by a common ... of Business (LOBs) ranging in scale and scope. Key responsibilities include developing BSA /AML and Sanctions audit plans, assessing issues for impact, assigning… more
- Bank of America (Charlotte, NC)
- IT Audit Senior Audit Manager -.../AML, Economic Sanctions, or Fraud risk management programs, regulations ( Bank Secrecy Act , OFAC, etc.), ... - Global Technology Audit Team, the Senior Audit Manager will oversee...large financial institution. + Minimum 10 years of IT audit experience evaluating systems that support BSA /AML,… more
- Bank of America (Charlotte, NC)
- Senior Audit Manager - AML Data Quality Charlotte, North Carolina;Wilmington, Delaware; New York, New York; Plano, Texas **Job Description:** At Bank of ... financial crime regulations and regulatory landscape. Strong understanding ofBank Secrecy Act /Anti-Money Laundering, Sanctions (eg, OFAC) regulatory requirements… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our best....One. **Job Description** The Corporate Audit Services Senior Audit Project Manager is primarily… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our best....portfolio + Lead continuous monitoring activities and work with senior CAS leaders to adjust audit plan when… more
- City National Bank (Charlotte, NC)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... AUDIT II** **WHAT IS THE OPPORTUNITY?** The Audit Manager II position is a leadership...work in a dynamically changing environment.Complies fully with all Bank policies, procedures, audit methodologies, training and… more
- City National Bank (Charlotte, NC)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... AUDIT I-TREASURY/FINANCE** **WHAT IS THE OPPORTUNITY?** The Audit Manager I position is a leadership...work in a dynamically changing environment.Complies fully with all Bank policies, procedures, audit methodologies, training and… more
- Bank of America (Charlotte, NC)
- …etc. + Subject matter expertise in US financial crime regulations including the Bank Secrecy Act /Anti-Money Laundering, Sanctions (eg, OFAC) + Assess ... the execution of the annual BSA audit work as well as regulatory...internal policies. - Minimum 5 years of experience conducting Bank Secrecy Act /Anti-Money Laundering… more
- PNC (Charlotte, NC)
- …enterprise wide and business unit compliance program requirements and implications to comply with the Bank Secrecy Act , AML, USA PATRIOT ACT and ... regular basis. Some responsibilities may be performed remotely, at manager 's discretion Responsibilities: - Partner with internal stakeholders and...that may execute program components to comply with the Bank Secrecy Act , AML, USA… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...at-all from Day One. **Job Description** Credit Risk Review Senior Managers oversee the completion of credit risk reviews… more
- TD Bank (Charlotte, NC)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior AML Financial Crime Risk Specialist role leads the development of ... an effective Financial Crimes Risk Management Program for TD Bank US Holdings. The Policy and Standards Team is...with US regulations. The team provides ongoing advisement around BSA /AML and KYC requirements and works with cross-functional units… more
- TD Bank (Charlotte, NC)
- …/AML Regulatory and Bank Policies/Standards + Experience in conducting BSA /AML Audit Reviews and/or AML/Sanctions Risk Assessments + Experience presenting ... for this role. **Line of Business:** Governance & Control **Job Description:** The Senior Governance & Control Specialist is the leading expert for a significant… more
- TD Bank (Charlotte, NC)
- …in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA /AML compliance **Employee/Team Accountabilities:** ... KYC requirements and works with cross-functional units (Compliance, Technology, Business, Audit ) to support and help execute KYC-related projects. Individuals within… more