- Vanguard (Malvern, PA)
- Responsibilities: + Serves as an experienced advisor to the business, and interfaces regularly with business unit stakeholders and internal risk and compliance ... inquiries, and investigations within the business. Provides guidance to mitigate compliance risks and control gaps. + Oversees the design, implementation, execution,… more
- Vanguard (Malvern, PA)
- …providing the best possible client experience powered by responsible AI. We're hiring a senior technical risk advisor to support our enterprise AI efforts and ... businesses and protect our client and company data. The senior technical risk advisor is a critical...data management and AI/ML expertise . Governance, risk, and compliance experience . Graduate degree in computer science, data… more
- Black & Veatch (Wilmington, DE)
- ** Senior Advisor - Strategic Asset Management Group** Date: Jan 9, 2025 Location: Virginia Beach, VA, US US Company: Black & Veatch Family of Companies At Black ... Black & Veatch has an exciting opportunity for a Senior Advisor in our Strategic Asset Management...check, drug screen, and motor vehicle records search, in compliance with any applicable laws and regulations. **Salary Plan**… more
- Vanguard (Malvern, PA)
- …risk-informed decisions. Vanguard Global Risk & Security (GR&S) is seeking a Senior Risk Advisor to support Vanguard's retirement business division, the ... Institutional Investor Group (IIG). This Senior Risk Advisor will advise business leaders...+ Partner with IT Risk, Information Security, Legal, and Compliance teams to develop a comprehensive view of digital… more
- JPMorgan Chase (Newtown Square, PA)
- Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of home lending ... making a significant impact on our business. As a Senior Home Lending Advisor in Chase Home...continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator… more
- Vanguard (Malvern, PA)
- …its growing and evolving service offerings, Vanguard is seeking a highly skilled senior compliance professional to lead strategic compliance support related ... inclusive of appropriate operational and supervisory oversight within the business. The Senior Compliance Director, Head of Retail Regulatory Enablement will: +… more
- Vanguard (Malvern, PA)
- As the Head of Vanguard's Product, Distribution & Communications ("PD&C") Compliance function, this role is responsible for ensuring that the company's mutual funds, ... policies. You will provide strategic leadership and direction for a dynamic compliance function, including overseeing teams supporting the creation and oversight of… more
- Vanguard (Malvern, PA)
- …growth of Vanguard Personalized Indexing (VPI) this VPI expert will: + Partner with Vanguard's Advisor and VPI Sales teams to drive adoption of VPI by new clients. + ... In this role you will: + Serve as the " advisor to the advisor " through an expert...(eg FINRA, state, SFC). These will be determined by Compliance based on role-specific duties. + FINRA Series 65… more
- Vanguard (Malvern, PA)
- …proactive, comprehensive perspective on control health. There are 2 positions available: the Senior Methodology Advisor and the Senior Assessment & ... Services industry forces, competition, and trends to act as a trusted advisor throughout the project lifecycle. Monitors financial, legal, and other regulatory… more
- Vanguard (Chesterbrook, PA)
- Vanguard has an exciting new opportunity for an IT Senior Engagement Manager in its Internal Audit Department within the Global Technology Audit Services (GTAS) ... to complete risk-based audit engagements to evaluate management's internal controls, influence senior levels of management to take action to improve the control… more
- Vanguard (Malvern, PA)
- …the General Counsel addresses a wide range of complex and compelling legal and compliance issues. To continue to support its growing business, Vanguard is seeking an ... team. Responsibilities + Serve as a subject matter expert and trusted advisor providing legal advice on Vanguard's Investment Stewardship-related issues. + Provide… more
- Vanguard (Malvern, PA)
- …marketing industry forces, competition, and trends to act as a trusted advisor in developing marketing strategies. + Leads specialists and managers to provide ... + Ensures all steps are taken to mitigate risk and maintains control, compliance , audit, and legal requirements in marketing plans. Maintains an appropriate level of… more
- Vanguard (Malvern, PA)
- The Senior Director of Customer Marketing Strategy oversees a team of marketing strategists for Personal Investor Marketing. This position is an instrumental ... marketing industry forces, competition, and trends to act as a trusted advisor in developing channel marketing strategies. + Lead specialists and managers, provide… more
- Merck (West Point, PA)
- …please contact your HRBP or Talent Acquisition Advisor . Current Employees apply HERE (https://wd5.myworkday.com/msd/d/task/1422$6687.htmld) Current Contingent ... consider qualified applicants with arrest and conviction records for employment in compliance with the San Francisco Fair Chance Ordinance **Los Angeles Residents… more
- Vanguard (Malvern, PA)
- …gaps and strategy for continuous improvement. Develops and delivers required reporting on compliance exams / audits to senior business leadership. + Manage ... The Compliance Director, Retail Advice will: + Serve as a trusted advisor to Vanguard's advice businesses. Work collaboratively with the businesses to develop… more
- Vanguard (Malvern, PA)
- The Director, Compliance Methodology is a senior role...serves as a subject matter expert and a trusted advisor to compliance advisors and the business ... Compliance Methodology and Testing team within the Compliance Department. This position is expected to shape core...organization, and everyone shares accountability for our progress-from our senior leaders who lay the foundation and set the… more
- Vanguard (Malvern, PA)
- …and maintenance of compliance processes and program activities. Performs complex compliance sanctions reviews. Serves as a trusted advisor to Financial ... of regulated activities. Core Responsibilities: + Leads and oversees sanctions compliance processes, including monitoring of trading in the funds, and client… more
- Comerica (Wilmington, DE)
- …* Administratively monitors and tracks tax reporting activities, coordinating with more senior Trust Administrators COMPLIANCE * Meets all compliance ... routine accounts under the direct supervision of a Trust Advisor in accordance with the terms of the various...incoming correspondence and any other client requests to ensure compliance with the governing document, applicable law and policies… more
- Bank of America (Wayne, PA)
- …through the execution of the Market Strategy Plans. MCRMs partner closely with advisor teams to deliver a branded client service model focusing on digital solutions ... market and manages the market expenses. The MCRM partners closely with the Senior Client Relationship Manager (SCRM) to support the ongoing development of the Elite… more
- M&T Bank (Radnor, PA)
- …participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two ... your own portfolio of business, eventually becoming a Wealth Advisor or Investment Advisor Associate. There is...as with project sponsors, internal and external contacts, and senior management. Teams make a presentation to senior… more