- TD Bank (New York, NY)
- …following: + Serve as Compliance lead for managing and facilitating the US Compliance Risk Assessment , reporting to the US Head of Compliance ... + Manage the Compliance Risk Assessment framework to ensure the applicable regulatory compliance...through concise and clear messaging; ability to influence and lead at a senior level + Ability to work… more
- Mizuho Corporate Bank (New York, NY)
- …clear, actionable technical specifications. Lead the analysis and design of compliance technology solutions, including risk assessment . Identify and ... Join Mizuho as a Risk Assessment Project Manager! In this...implementation to achieve a strategic state for AFC and Compliance Risk Assessments. You will collaborate with… more
- Justworks (New York, NY)
- … Lead Security Risk Analyst to join our Governance Risk & Compliance (GRC) team. The Lead Security Risk Analyst will work cross-functionally with ... Lead Security Risk Analyst (GRC) New...such as cyber risk management, vendor security assessment , security training and communications, and our compliance… more
- Chobani (New York, NY)
- …between technology team and internal/external audit partners* Leads ongoing technology risk assessment programs and processes, and tracking mitigation efforts* ... Summary The Senior Manager, Technology Risk & Compliance is a critical...continuous improvement in this space, the Senior Manager will lead day-to-day operations in the areas of cyber security… more
- Bloomberg (New York, NY)
- …tools and languages (eg, SQL, Python, ETL frameworks). * Familiarity with third-party risk domains and vendor risk assessment methodologies. * Understanding ... Risk Management - Data & Analytics & Reporting Lead - Chief Risk Office Location New...Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10047824 **Description… more
- City National Bank (New York, NY)
- …Streamline processes for risk identification and assessment , control assessment , testing and issue management. * Lead continuous improvement activities ... *THIRD PARTY RISK MANAGEMENT LEAD * WHAT IS THE...management processes and methodologies * Experience using third party risk management /Governance, Risk and Compliance… more
- Bank of America (New York, NY)
- …escalates problems or issues that arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses ... Compliance and Operational Risk Manager- Foreign...process, risk , Single Process Inventory, and FLU/CF Risk and Control Self- Assessment related to themes… more
- Amazon (New York, NY)
- …the DPS CAC Risk Management team, you will lead comprehensive risk evaluations for new businesses, ensure compliance with regulations, and drive the ... Risk Manager, you will: * Drive end-to-end risk assessment for new business onboarding to...risk levels and configurations aligned with our Onboarding Risk Matrix * Collaborate cross-functionally with Legal, Compliance… more
- TD Bank (New York, NY)
- …the investigations process. + Participate in the annual enterprise-wide AML/BSA/Sanctions/ABAC risk assessment process, as required. + Conduct targeted AML/OFAC ... specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer-CIB **Reports to:** Director, Financial Crime Risk Oversight,… more
- Bloomberg (New York, NY)
- …across complex, matrixed organizations with strong executive presence. + Proficiency in risk assessment , control design, and audit readiness. + Excellent project ... Data Risk Management Lead - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10044987 **Description &… more
- JPMorgan Chase (New York, NY)
- …test, and deploy advanced data models, tools, and analytics for liquidity risk assessment and management. + Write efficient, production-quality Python code ... risk management. As a leader in our Risk Management and Compliance team, you'll be...in liquidity risk oversight. As a Liquidity Risk Management - Data Analytics Lead -… more
- JPMorgan Chase (New York, NY)
- …analysis, with demonstrated ability to apply these concepts to financial modeling and risk assessment . + Deep understanding of option pricing theory and ... Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you play a crucial role in maintaining JPMorganChase's strength and resilience.… more
- Zurich NA (New York, NY)
- …Evaluate underwriting activities to identify strategic risks and compliance issues. + Lead risk assessment for their area of responsibility and escalate ... identify trends, support pricing adequacy, and drive profitability frameworks + Lead the delivery of underwriting direction to enable successfulCommercial GL and… more
- Bloomberg (New York, NY)
- …You will work with Bloomberg departments and subsidiaries to perform the inherent risk assessment of their vendor engagements, create and maintain the ... Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10046416 **Description...EU Artificial Intelligence Act + Experience working with vendor risk assessment frameworks and tools (eg, SIG,… more
- PNC (New York, NY)
- …lifecycle. * Serve as the primary point of accountability for the Independent Risk assessment of PNC's most critical change implementations, including mergers, ... Risk Management, ensures that enterprise-wide change programs are executed with robust risk controls, compliance , and operational excellence, and serves as a… more
- TD Bank (New York, NY)
- …to better understand, develop, and deploy our people. We are seeking a Talent Assessment & Skills Validation Lead to ensure that our AI-driven platforms and ... team members complete all required training + Understands, utilizes and follows compliance / risk and control programs + Consults with all risk functions… more
- TD Bank (New York, NY)
- …reports when needed. + Participate in the annual enterprise-wide AML/BSA/Sanctions/ABAC risk assessment process. + Conduct targeted AML/OFAC training, as ... ("FCRM") program that meets regulatory requirements and mitigates financial crime risk . This involves providing guidance on regulatory compliance , close… more
- Marex (New York, NY)
- …in the region, point person for Operational Risk matters in the US. + Risk and Control Assessment : Facilitate risk and control assessments to identify ... experience in the investment management industry preferred. + Experienced in governance, risk , assurance, compliance , or internal control roles in Financial… more
- Wells Fargo (New York, NY)
- …governance framework, policies, procedures and controls to effectively manage and mitigate risk , while supporting business growth and regulatory compliance . **In ... ability to synthesize complex information for executive audiences. + Familiarity with risk and control self- assessment framework at a large financial… more
- Citigroup (New York, NY)
- …+ Lead reviews by global banking and securities regulators, Compliance testing, and Internal Audit of E-Trading business, including preparation of responses ... manage key relationships with the NAM E-Trading Businesses, Technology, Risk and Compliance functions. + Has the...Policy and Regulation, Risk Controls and Monitors, Risk Identification and Assessment , Stakeholder Management. **Other… more