- JPMorgan Chase (New York, NY)
- …thinking outside the box, challenging the status quo and striving to be best-in-class. As a Vice President in the Risk Engagement team, you will have a lead role ... other exam partners in preparation for, and engagement in, regulatory engagements. + Lead regulatory examinations through the exam lifecycle, as well as… more
- Wells Fargo (New York, NY)
- …The Industrials Investment Banking team at Wells Fargo is seeking talented and experienced Vice President Investment Bankers to play a pivotal role in the growth ... **Diversified Industrials** **In this role, you will:** + The Vice President will be responsible for independently...**Job Expectations:** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more
- Wells Fargo (New York, NY)
- …relationship with Wells Fargo. The Financial Sponsors Group is seeking a Vice President with prior Infrastructure Fund investment banking coverage experience ... unique content for clients, and creative, team-oriented approach to solving problems. The Vice President will have the opportunity to work with private equity… more
- Wells Fargo (New York, NY)
- …group in CIB Banking, is seeking an industry coverage and execution banker, at the Vice President level, to join and support the build out of its coverage ... to detail and accuracy **Job Expectations** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire date if it is not… more
- Raymond James Financial, Inc. (New York, NY)
- …Manager Experience - More than 15 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) **Salary ... Range** $130,000.00-$250000.00 **Travel** Less than 25% **Workstyle** Resident At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity,… more
- Citigroup (New York, NY)
- …practices. **About the Role** The Finance Regulatory Engagement & Oversight Senior Vice President contributes to the directional strategy of regulatory ... standards and maintained and followed related to the management of Citi Finance's regulatory interactions, including exam management, regulatory meetings and… more
- State of New York Mortgage Agency (New York, NY)
- …AND RESPONSIBILITIES: The primary functions of the position include: + Support the Senior Vice President of Statewide Asset Management (in addition to the ... increase homeownership throughout New York State. A Civil Service exam is not required for this position. Candidates must...Vice President of Asset Management) in executing… more
- M&T Bank (New York, NY)
- **Overview:** This Vice President level role provides guidance on complex compliance risk management activities within the Institutional Client Services ... Governance Committees, Forums, and Working Groups, Targeted Risk Assessments, Training Initiatives, Regulatory Exam Management support - Expertise in one or more… more