- USG Insurance Services, Inc. (Wayne, PA)
- Producer/ Broker Hours : 8:30-5:00 Local Time Location : Remote or hybrid, depending on your area Compensation : Based on Experience Offices : At USG, we empower our ... We Are: Welcome to USG, a distinguished national wholesale broker and managing general agent (MGA) with a prominent...essential job duty. + 3 years of either wholesale broker /MGA or carrier experience, excess & surplus lines preferred… more
- CRC Insurance Services, Inc. (Jenkintown, PA)
- …Monitor accounts to ensure compliance with the firm's policies and procedures. 6. Assist broker to meet or exceed production goals as assigned by CRC. 7. Maintain ... current knowledge of the insurance industry and sales ideas through regular attendance at workshops, seminars, literature reviews and/or formal continuing education. 8. Maintain necessary licenses to produce business. **QUALIFICATIONS** **Required… more
- CRC Insurance Services, Inc. (Jenkintown, PA)
- …**Please review the following job description:** Serves as a partner to Broker providing superior support regarding all policies and key accounts. Provides high ... quality service to agents and companies. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary of the essential functions for this job. Other duties may be performed, both major and minor, which are not mentioned below. Specific activities may… more
- World Insurance Associates, LLC. (Berwyn, PA)
- …Founded in 2011, World is one of the fastest-growing top 25 insurance brokers in the US with over 2,500 employees in over 210 offices across North America. We ... specialize in personal and commercial insurance lines, surety and bonding, employee benefits, financial and retirement services, and human capital management solutions. Help clients experience a modern alternative to employee benefits Together, our Employee… more
- Jimcor Agency Inc. (Blue Bell, PA)
- …This position is focused on generating opportunities, client relationships and brokerage placements of their area of coverage specialty. Creates relationships with ... existing and new brokerage carriers, to negotiate terms and pricing with a high sense of urgency. Interacts with Companies and Brokers via telephone, e-mail, in-person visits, networking and regular mail. Essential Duties and Responsibilities: + Develop client… more
- Vanguard (Malvern, PA)
- …ideal candidate will have expertise and broad knowledge of Financial Markets, Broker -Dealer and Banking regulations, Nacha operating rules and a deep understanding ... of Broker -Dealer products and processes. This role: + Develops, implements and maintains an effective compliance program for brokerage business activities, services… more
- Vanguard (Malvern, PA)
- …retail investment advice / wealth management businesses. Broad knowledge of broker -dealer, banking, and trust company regulations will complement the required ... regulations and other regulatory requirements applicable to investment advisors, broker -dealers and trust services holding retail investor securities. + Ability… more
- Principal Financial Group (Wayne, PA)
- …rating engine, entering and handling crucial data for accurate proposals. + ** Broker Education:** Share your knowledge with our partners, helping them understand our ... inside and out. This position may experience periodic visits to broker offices alongside our sales representatives, building strong relationships face-to-face. **Who… more
- Ascensus (Dresher, PA)
- …government savings facilitator. The regulated entities may include a broker -dealer, registered investment advisory firms, and transfer agent securities activities ... degree in related field, or proven experience in financial services (ie, broker -dealer and/or investment adviser) compliance + Minimum seven years of industry… more
- TD Bank (Royersford, PA)
- …from the expertise of others **OCC:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities Laws. ... May (or may not) be a registered position under FINRA. + Must be eligible for employment under standards established by FINRA. Subject to the investigation and verification requirements of FINRA Rule 3110(e), including: the Firm's obligation to investigate the… more
- Merck (West Point, PA)
- …**Train & educate technical architects** on security best practices and broker knowledge sharing within the Security Architecture community. **Required Experience ... and qualification:** + **Bachelor's degree** in computer science, Mathematics, other relevant engineering discipline + **7+ years of experience working in a large enterprise** , driving outcomes by influencing various IT and business teams, business and… more
- Arkema (King Of Prussia, PA)
- …including of parties involved in international transactions, Broker /Forwarder/Notify Parties/Consignee/Steamship Line/NVOCC/consolidator/etc. Understands the role of ... each party in the international processes. + Strong knowledge of SAP/ERP Master Data, has demonstrated knowledge of the export/import order processes and key fields for expected results, Available to Promise (ATP), etc. Familiar with and uses resources… more
- Arkema (King Of Prussia, PA)
- …including of parties involved in international transactions, Broker /Forwarder/Notify Parties/Consignee/Steamship Line/NVOCC/consolidator/etc. + Understands the role ... of each party in the international processes. + Strong knowledge of SAP/ERP Master Data, has demonstrated knowledge of the export/import order processes and key fields for expected results, Available to Promise (ATP), etc. + Exercises good judgment on all… more
- Vanguard (Malvern, PA)
- …+ Leads and develops Fixed Income sales strategies across the broker -dealer, registered investment advisor, and bank/asset management/insurance channels to meet ... business and marketing goals. Consults with FAS leaders to develop strategic direction, and leverages investment research, product, client success, and operations teams to win sales opportunities. + Ensures alignment and synchronization of major go-to-market… more
- Vanguard (Malvern, PA)
- …frameworks/controls for distribution channels and third-party relationships (eg, broker -dealers, financial advisors, and institutional clients). + Monitors and ... ensures that distribution practices (including sales practices, advertising, marketing, and web communications) comply with relevant regulatory standards. + Supports the development of compliance policies and procedures. Partners closely with business leaders… more
- The Hartford (Wayne, PA)
- …the territory + A demonstrated track record of success in the assigned broker dealer firms + Additional industry designations (ie, CIMA, CFA) Compensation The listed ... annualized base pay range is primarily based on analysis of similar positions in the external market. Actual base pay could vary and may be above or below the listed range based on factors including but not limited to performance, proficiency and demonstration… more
- Lincoln Financial Group (Radnor, PA)
- …services. + Research laws and regulations applicable to insurance companies, broker -dealers, investment advisers and mutual funds. + Consult with various business ... groups and/or project teams. + Consult with internal associates and clients regarding legal and compliance matters. + Assist with investigating and resolving legal and compliance issues. + Review upcoming and enacted legislation that could affect the company's… more
- Lincoln Financial Group (Radnor, PA)
- …solutions to their clients. This is a consultative phone-based position responding to broker inquiries received via inbound calls. You will answer questions in a ... variety of areas including: product features, performance, literature requests and hypothetical illustrations. You will receive the proper training and develop your skillset to be able to do the following responsibilities. **What you'll be doing** + Developing… more
- Lincoln Financial Group (Radnor, PA)
- …wholesalers for client prospecting using Judy Diamond/Brightscope + Fielding inbound broker / dealer calls and answers questions on retirement products + Generating ... retirement proposals for internal wholesalers and completing New Business Paperwork using DocuSign + Developing and maintaining an understanding of the Retirement Plan products, services, and operational structure to enhance ability to identify and target… more
- The Hartford (Wayne, PA)
- …* 3-5 years of wholesaling experience* Distribution channel experience with assigned broker dealer firms.* Track Record of success with existing relationships inside ... the territory with Financial Advisors at specified firms.* Technical proficiency of mutual funds* Must be fully licensed (Series 7, Series 63)* Individual must be sales focused and have demonstrated the ability to operate in a multitask environment and stay… more