- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Technology Audit Manager to join our Technology Internal Audit team covering Cloud audits. This is your opportunity to ... role in enhancing our organization's governance and operational excellence! As a Technology Audit Manager covering the Cloud Technology team, you will specialize… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in ... enhancing our organization's governance and operational excellence! As an Audit Manager within our Asset Management Internal Audit Team, you will execute the… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset and Wealth Management Internal Audit team. This is your opportunity to play a crucial ... enhancing our organization's governance and operational excellence! As an Audit Manager on the Asset and Wealth...effective program of continuous auditing for assigned areas, including monitoring of key metrics to identify control issues and… more
- Mount Sinai Health System (New York, NY)
- **Job Description** **Senior Manager , RES Lease Accounting -Housing And Transportation Administration Real Estate-BI Corporate-42nd Street-Full-Time-Days** This ... and Administration, Financial Lease Administration, Financial Due Diligence, Financial Audit /Reporting and Special Projects. Mainly responsible for the oversight of… more
- Grant Thornton (New York, NY)
- As a Regulatory Compliance Risk Manager , you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth technical ... 6 years of related work experience working in compliance, risk or internal audit departments at commercial/retail banks or other financial institutions, or in a… more
- Scotiabank (New York, NY)
- …+ Knowledge of relevant SEC and FINRA rules and regulations including transaction reporting, best execution, market access, Consolidated Audit Trail (CAT) ... Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary...address ongoing compliance. + Participate in the review of monitoring and surveillance routines and respond to alerts or… more
- M&T Bank (New York, NY)
- …the ongoing credit risk of existing loan portfolios through continuous credit monitoring (CCM) activities enabling the timely identification of emerging credit risk ... reviews (and PLRs and Guarantor Assessments), interim update memos, a covenant monitoring program, problem loan management, early warning indicators, and other forms… more
- TEKsystems (New York, NY)
- …that, ensuring inputs reconcile back to the GL (kind of like a subledger). Sr manager , oversee staff of 3 seasoned people - need very little direction. Just got ... helping with remediation of regulatory findings Job Description: The Operational Risk Manager II, ORM Internal Loss Event Data(ILED) Program Manager provides… more
- Wells Fargo (New York, NY)
- …completion and been placed into a branch. Successful completion of the Branch Manager Readiness program is a pre-requisite to transition into a non-exempt Associate ... Branch Manager (ABM) or exempt Branch Manager (BM)...procedures in alignment with applicable regulations, as well as audit and escalation procedures, and managing the allocation of… more
- MTA (New York, NY)
- Manager Finance Systems Operations Processing Job ID: 10648 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular ... Operations Processing Date Posted: Feb 20, 2025 Description JOB TITLE : Manager , Finance Systems - Operations Processing SALARY RANGE : $103,950 -$114,450 HAY… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** We are looking for a Manager to join TD's Capital Risk & Governance team. This role will be part of ... the organization's effective risk management requirements. + Oversee Capital Risk monitoring , control procedures, and documentation. + Liaise closely with other… more
- Citigroup (New York, NY)
- **Loan Product Manager , AVP, Corporate Banking** Reporting to the Head of Loan Products for the Corporate Bank and Investment Bank, the Loan Product Manager is ... of our loan product inventories and programs, risk rating products and monitoring new product development, addressing stakeholder enquiries as they arise + Help… more
- Citigroup (Rutherford, NJ)
- …consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our technology solutions are the ... of systems supporting global functions such as Compliance, Controls, Internal Audit and Risk, and introducing innovative technologies that provide new business… more
- BMO Financial Group (New York, NY)
- …overall Risk and Regulatory Solutions team and is specifically responsible for the monitoring of all business activities and ensuring these activities adhere to all ... utilization of various tools including electronic communication surveillance systems, transaction reviews, Deal reports, risk assessments and attestations. **KEY… more
- TD Bank (New York, NY)
- …that support Corporate and Investment Banking - including 1B, Compliance, Legal, Audit , Risk and Technology - as well as fostering strong working relationships ... to meet business and firm surveillance requirements. + Perform Social Media monitoring to meet business and firm surveillance requirements. + Perform content reviews… more
- CIBC (New York, NY)
- …Management (CMRM) supports the Strategic Business Units (SBUs) in the measurement, monitoring and control of market, trading, operational and trading credit risks, ... financial products. This position interfaces with traders, operations, financial control, audit , technology, middle office, and other departments within CMRM. **KEY… more
- TD Bank (New York, NY)
- …The team must ensure all of the Regulatory, Compliance, and Internal Audit obligations as identified by TD Securities Technology Risk Management/Information Security ... Product Certification, Real-time Event Driven Systems, Application Integration, Application Monitoring and Management, Databases and Application Integration with knowledge… more
- JPMorgan Chase (New York, NY)
- JP Morgan Asset Management is the world's third-largest alternatives manager , with a 40-year history of delivering innovative alternative solutions across market ... accounting positions taken + Assist external auditors with quarterly reviews and year-end audit testing and assist in the execution of the internal controls review… more
- TD Bank (New York, NY)
- …risk level assessment and controls + Compliance or QA/QC testing or audit experience + Working knowledge or familiarity with desktop or web-based applications ... management, policies and risk assessment processes + Directs the development and monitoring of Key Risk Indicators and facilitate communication and resolution of… more
- BMO Financial Group (New York, NY)
- …Risk & Regulatory Services Organization and is specifically responsible for the monitoring of trade floor activities and ensuring these activities adhere to all ... applicable regulations. This is achieved through transaction , data and communication reviews, risk assessments and attestations....a first line of defense (Trade Supervision) protocol for monitoring controls around them. The VP is also accountable… more