- Citigroup (New York, NY)
- … risk related matters across functions and products. **Job Purpose:** The Business Risk and Control Officer reports into the newly formed Markets Ops ... 3rd lines of defense within the organization. Additionally, the ** Business Risk and Control Officer ** will support the wider team's Hunting for Risk… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application ... degree preferred. **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary Location:** New… more
- Citigroup (Jersey City, NJ)
- The Business Risk and Control Group Manager is accountable for management of complex/critical/large professional disciplinary areas. Leads and directs a team ... degree preferred. **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary Location:** Jersey… more
- Citigroup (Jersey City, NJ)
- …you to apply! Our people make all the difference in our success. The Business Risk and Control Sr Officer I is a strategic professional who closely ... Masters degree **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary Location:** Jersey… more
- MUFG (New York, NY)
- …completed + Additional non-project responsibilities will include working collaboratively with the business units and their risk teams to execute the following: ... execute the following: + Issue Identification: + Partner with business to proactively identify MSIs and appropriately document SLoD...+ Certified Information Systems Auditor (CISA) + Certified in Risk and Information Systems Control (CRISC) +… more
- HSBC (New York, NY)
- …our investors, our communities and the planet we all share. As our Equities Non-Financial Risk Officer , you will oversee the non-financial risk and conduct ... non-financial risk standards As our Equities Non-Financial Risk Officer you will: + Conduct: -...- Ensure that the agenda / contents of the business non-financial risk forums and other forums… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, ... risk appetite and protects the franchise. This compliance risk officer role is within the Global...business to review, execute, and enhance the AML Risk Assessments. + Keeping abreast of AML regulatory changes,… more
- Citigroup (New York, NY)
- The Credit Risk Senior Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and ... in own field and adapts them for application within own job and the business . + Responsible for the financial analysis, risk assessment and credit structure… more
- Citigroup (New York, NY)
- … Officer , Data Analytics Reporting & Technology, and CBNA Chief Risk Officer organizations. + Coordination activities include project management of ... risks across the firm (credit, market, liquidity, operational, strategic). + Interact with risk teams in all major businesses and control functions, further… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... Citi's Compliance Risk Policies and measuring compliance risk through a robust control framework and...areas. + Additional duties as assigned. + Appropriately assess risk when business decisions are made, demonstrating… more
- Citigroup (New York, NY)
- Opening is for a Market Risk Officer focused on North America NAM G10 Linear Rates desk. Successful candidate would join an existing team based in NYC focused on ... are in place. + Contribute to reviews of new business proposals including risk limits setting and...applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking aC&I Credit Risk Officer to be responsible for internally supporting the prudent extension of credit originated by the Bank's ... Commercial Banking ("CB") and Business Banking ("BB") business units. Representative sectors...units, as well as with the C&I Senior Credit Officer ("SCO") and legal counsels. Additionally, in coordination with… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and controls ... to assess the design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues and any violations of laws or… more
- Bloomberg (New York, NY)
- …with building a policy programthat's practical, risk -focused, and conscious of business and control partners'needs + Strongteam player skills in order to ... Compliance Shared Services team. **What's The Role?** As the Risk and Compliance Policy Officer , you will...Office and Global Compliance teams, as well as key business and risk stakeholders. You will play… more
- Santander US (New York, NY)
- US Control Room Officer - Associate, Corporate &...in which the Corporation operates. Practical knowledge of key business control areas (Audit & Risk ... trading and identify and manage potential transactional conflicts of interest. The Associate, Control Room officer is responsible for working with the US Head… more
- Citizens (New York, NY)
- …Inc., Citizens Institutional Broker-Dealer, is seeking a highly skilled Broker-Dealer Credit Risk Officer to provide specialization and working knowledge of ... be responsible for overseeing, designing, and implementing a Credit Risk methodology for counterparties on an individual / sector...accurate to field internal audit reports and credit quality control . + Ability and knowledge of Excel to coordinate… more
- Wells Fargo (New York, NY)
- …to grow. Join us! **About this role:** Wells Fargo is seeking a Lead Control Management Officer within FICC Trade Surveillance. Learn more about our career ... business at wellsfargojobs.com. The Corporate & Investment Banking Control organization serves as the front line of ...Control organization serves as the front line of risk management and is accountable for assessing and effectively… more
- Santander US (New York, NY)
- US Control Room Officer - Vice President, Corporate & Investment Banking (CIB) New York, United States of America USA Job Family Description: The Santander CIB ... and manage potential transactional conflicts of interest. The VP, Control Room officer is responsible for working...compliance issues and actions are taken to mitigate compliance risk . USA Job Function Description: The Santander CIB (US)… more
- Truist (New York, NY)
- …(United States of America) **Please review the following job description:** Senior Compliance Control Group Officer is a subject matter expert within the ... to provide guidance in time critical situations. In addition, the Senior Compliance Control Group Officer will be involved in reviewing the following activities… more
- JPMorgan Chase (Jersey City, NJ)
- …outside the box, challenging the status quo, and striving to be best-in-class. As a Control Room Senior Officer which is a part of the Compliance, Conduct and ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...Control Room-owned policies. + Provide training to various business areas in the specific areas of Control… more