- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a global role, the incumbent will ... The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- SMBC (Jersey City, NJ)
- …**Role Description** SMBC's Compliance Department is seeking a highly skilled Executive Director , Head of Communications Surveillance to lead and enhance its ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...the Americas. This role reports directly to the Managing Director , Head of Surveillance , Control Room, and… more