- SMBC (Jersey City, NJ)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Change Management Officer works with the ... matters related to overseeing timely implementation for SMBC. **Role Objectives** The Regulatory Change Management Officer role works with departments… more
- Santander US (New York, NY)
- VP, Regulatory Examination Management Compliance Officer New York, United States of America USA Job Family Description: The VP, Regulatory Examination ... Management Compliance Officer follows industry regulatory developments, applying this expertise when interacting with financial services regulators (including… more
- Citigroup (New York, NY)
- …Objective:** The objective of this role is to support the execution of regulatory interactions across Risk Management , to ensure the organization is responsive, ... agile and well-prepared for unique and demanding regulatory requests. The position will require project ...exams and ad hoc requests related to Enterprise Risk Management , Risk Chief Administrative Officer , Data Analytics… more
- Citigroup (New York, NY)
- …as a thought leader by developing and promoting a standardized approach to regulatory management across the organization. + Promotes awareness of trends raised ... years of business experience in audit, control, compliance or regulatory management in the banking or wealth...organizations + Comfortable acting as an agent for positive change with agility and flexibility + Effective negotiation skills,… more
- MTA (Brooklyn, NY)
- Agency Chief Equal Opportunity Officer - MTA Bus/NYCT Job ID: 9711 Business Unit: MTA Headquarters Location: Brooklyn, NY, United States Regular/Temporary: Regular ... 2024 Description JOB TITLE : Agency Chief Equal Opportunity Officer - MTA Bus/NYCT SALARY RANGE : $165,000 -...ensure compliance with local, state and federal laws and regulatory requirements relating to nondiscrimination. The ACEOO position has… more
- Wells Fargo (New York, NY)
- …education **Desired Qualifications:** + Experience in executing compliance programs, including regulatory change management , risk identification and ... the Public Finance business on developing corrective action plans and effectively managing regulatory change . + Develop, oversee, and provide expert business and… more
- JPMorgan Chase (Jersey City, NJ)
- …the status quo and striving to be best-in-class. As a Compliance Risk Management Officer Associate within JPMC's Risk Management and Compliance's, ... execution of the following Core Practices: Governance and Oversight, Regulatory Management , Policies and Procedures, Training and...collecting and analyzing data on the impact of various change initiatives + Support change management… more
- Amalgamated Bank (New York, NY)
- …and procedures via the Bank's online tool. + Assist in managing the Regulatory Change Management process. Logging, monitoring, tracking, implementation, and ... federal and state regulations + Collaborate with Chief Compliance Officer in executing the Bank's Compliance Management ...assessments as needed. + Prepare and present compliance and regulatory updates to Board and Management level… more
- MTA (New York, NY)
- …code development, rapid application coding, DevSecOps, and accommodate the strategic change the Agile Product Management team is currently implementing. ... Cybersecurity Officer - Application Security Job ID: 9939 Business Unit:...of this position is to provide technical leadership and management of MTA's cyber security program in one or… more
- Citigroup (New York, NY)
- …across our industry. **Team Overview:** The **Markets Operations COO Controls and Regulatory Management ** function is comprised of: + Deeply embedded Control ... audit), 2nd line of defense (eg, compliance functions, legal and enterprise risk management , Financial and Regulatory Risk Management , etc.), to ensure… more
- Citigroup (New York, NY)
- …the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management , the Compensation, Performance Management and Culture ... matters, as appropriate. Based in New York, Tampa, or Irving, the Ethics Sr Lead Officer will report to an Ethics Sr Group Manager in Citi's Ethics Office and… more
- City of New York (New York, NY)
- …to fulfill critical functions. Position Summary The Assistant General Counsel and Compliance Officer reports directly to the General Counsel and is a key member of ... Trust's legal and compliance department. The Assistant General Counsel and Compliance Officer will assist in managing the Trust's legal matters, focusing on… more
- Scotiabank (New York, NY)
- …and auditors. + Proactively identify issues and participate in remediation and regulatory change initiatives and provide regular updates to relevant ... Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 -...a full range of investment banking, credit and risk management products and services relevant to the financing and… more
- JPMorgan Chase (New York, NY)
- …on time. Be involved in second line review and challenge requirements such as change management , user testing, data and controls review and other matters that ... and CB). Develop and present (as appropriate) material for Risk Committees. Fulfil regulatory requests pertaining to liquidity risk from a second line risk … more
- TD Bank (New York, NY)
- …firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact assessments **Education & Experience:** + Bachelors degree ... this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US...detail, solid judgment, and the ability to evaluate complex regulatory business issues. + Project management skills… more
- Compass Group, North America (New York, NY)
- …skills. * Experience leading large-scale financial transformation, process improvement, and change management initiatives. * Ability to travel within the ... Restaurant Associates Position Title: Chief Financial Officer Pay 21 Reports To: Chief Executive ...Corporate Governance & Compliance: Ensure strong financial controls, risk management , and compliance with regulatory requirements, maintaining… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking aC&I Credit Risk Officer to be responsible for internally supporting the prudent extension of credit originated by the Bank's Commercial ... units, as well as with the C&I Senior Credit Officer ("SCO") and legal counsels. Additionally, in coordination with...are either upgraded or exited. Support robust, ongoing portfolio management efforts, with a primary focus on risk rating… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is… more
- Grant Thornton (Iselin, NJ)
- …of emerging technologies + Track record of successful organizational transformation and change management at scale + Outstanding executive presence and ... As Chief Product Officer , reporting into the Chief Information Officer...develop high-performing product talent + Experience collaborating with risk management and regulatory compliance functions + Professional… more
- Raymond James Financial, Inc. (New York, NY)
- …out-licensing initiatives, and other activities. Develop and implement a relationship management plan for strategic, complex potential accounts to build key ... members that deviate from standard terms, escalating issues to senior management where appropriate. Develop internal marketing plans and work collaboratively with… more