- Mizuho Corporate Bank (New York, NY)
- …a large and complex financial institution in performing financial and/or regulatory reporting , regulatory reporting quality assurance, or internal ... is responsible for enhancing the integrity of the bank regulatory reporting processes, reporting data quality as well as the overall control environment… more
- Mizuho Corporate Bank (New York, NY)
- About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple ... and you have working knowledge of financial accounting and regulatory reporting , as well as an understanding...Management Forum s , handling communication with outside of reporting production team ( eg Internal Auditor, Quality… more
- Morgan Stanley (New York, NY)
- …New Business team who will be responsible for maintaining, reviewing, processing, and reporting on both AML and Non-AML regulatory programs; ensuring the data ... committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** * Quality Control, KYC Client Onboarding Operations Director ( AVP )*… more
- Morgan Stanley (New York, NY)
- …skills required for this role - Strong knowledge on multi jurisdiction regulatory reporting , exception investigation, material economic terms investigation and ... our team as a Director in Operations Risk and Regulatory Control to be responsible for the firm's daily...to be responsible for the firm's daily CAT operations reporting needs and operate priorities to align the outcome… more
- Morgan Stanley (New York, NY)
- …Mergers / Divestitures / Integration, Organizational Change and Readiness, and Regulatory Compliance. The team partners with individual Wealth Management business ... with project teams to build out a project's governance, reporting and tracking, and overall execution model from initiation...ideally Wealth Management * Ability to quickly turn around high- quality work in a fast-paced environment * Ability to… more
- Citigroup (New York, NY)
- …best practices across Citi, driving closer alignment between our business and regulatory goals. The Lending Transformation Program (LTP) is a key initiative within ... escalation, preparation of materials for governance meetings, and internal and regulatory communication. **Key Responsibilities:** + Draft narratives to support … more
- MUFG (New York, NY)
- …activities, and deliverables to ensure that Operations & Technology meets regulatory and audit milestones. Responsibilities include collaborating with Operations & ... and/or remediating risks and issues; and contributing to executive-level reporting . As a member of the Operations and Technology...or equivalent or related field + Familiarity with US regulatory , compliance, and governance with a focus on banking… more
- MUFG (New York, NY)
- …various Business Units through the effective identification, mitigation, monitoring and reporting of technology risk and other related risks (eg, operational, ... outcomes of first line-of-defense risk program execution. + Monitor legal, regulatory , compliance and audit matters for assigned Enterprise Technology oversight… more
- Synchrony (New York, NY)
- …evaluating risk identification; risk measurement and assessment; risk mitigation; risk reporting and monitoring; and risk governance. + Draft audit plans, develop ... the identification of process risks and controls. + Prepare high quality audit deliverables including planning memoranda, audit programs, working papers audit… more
- Mizuho Corporate Bank (New York, NY)
- …Income Tax withholding. You will be responsible for the validation of various regulatory documents submitted by customers, to ensure that all requests are completed ... with the ability to use these skills to make quality decisions in a timely manner. + Experience in...0-6 years of relevant experience in operational tax or regulatory compliance + Practical understanding of IRS Chapters 3,… more
- MUFG (New York, NY)
- …Operations, Continuous Improvement + KYC Data & Vendor Management + KYC MI and Reporting + KYC Client Strategy + KYC Audit and Regulatory **Primary ... support, monitoring project progress, and ensuring completion within the acceptable quality and time thresholds + Work collaboratively across functional teams within… more
- Goddard Riverside (New York, NY)
- …and community residents. The Facilities Manager is both a manager ensuring quality operations and the welcoming representative of the organization at these ... and policies and in compliance with city, state, and organizational regulatory standards + Supervise maintenance/porter staff/cleaning company at site including… more
- HSS (New York, NY)
- …is complete. + Identifies incident reports requiring further investigation + Performs reporting to regulatory agencies when necessary + Performs investigations ... to individual departments or units to address issues such as incident reporting ; documentation; compliance with regulatory requirements; management of patient… more