- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (New York, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... complex comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... Citigroup senior management, front line, second line (including independent risk , finance, HR, and Legal), Internal Audit to obtain information / documentation… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls +...Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time… more
- Amazon (New York, NY)
- …2LoD Risk Function. The successful candidate will already be operating at Chief Risk Officer level at a financial services regulated company. They will have ... programs to deliver data driven insights that balance risk management and compliance concerns with supporting...and budgeting. Basic Qualifications - Already operating at Chief Risk Officer level / previously approved for… more
- Bloomberg (New York, NY)
- …of Risk and Compliance Shared Services, the global Chief Compliance Officer , and the global Chief Risk Officer , and Bloomberg's business by: + ... and Compliance Shared Services team. As a Risk Assurance Officer on our Risk... risk monitoring and testing routines on a risk -focused basis + Presenting directly to senior … more
- Citigroup (New York, NY)
- The Real Estate Risk Sr Manager accomplishes results through the management of professional team(s) and department(s) that underwrites commercial real estate ... + Monitor and review exposures related to real estate risk while ensuring compliance with credit and...rating work flows for internal documentation purposes. + Advise senior risk managers in addressing complex real… more
- Citigroup (New York, NY)
- …of enterprise Human Capital Risk issues. The Global HR Human Capital Risk Senior Officer is a strategic professional who directly supports ... risks. + Works closely with colleagues in the Business/Functions, other areas of Risk Management, Finance, IA and Compliance to ensure appropriate management of… more
- Citigroup (New York, NY)
- …in your work, come join us. We'll enable growth and progress together. The Senior Vice President, Information Security Officer (Wealth - Digital and Partnership) ... and activities in alignment with Citi's data security policy. Information Security Officer (ISO) are subject matter experts for business, functions and technology… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking a Senior Credit Officer with strong credit and quantitative skills to analyze ... the credit risk and various elements of project finance transactions in...but not required. As part of SMBC's 2LoD, the Senior Credit Officer 's main responsibility entails the… more
- Citizens (New York, NY)
- …Experience guiding credit culture and oversight framework to ensure adequacy of risk /reward balance, regulatory compliance , governance structure, risk ... Description Citizens is currently recruiting for a Commercial Senior Credit Offer to cover the New York...role is a highly visible leadership role requiring strong risk identification, assessment, and mitigation skills, line of business… more
- Citigroup (New York, NY)
- …Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer (CCO) Anti-Money Laundering (AML) / Bank Secrecy Act (BSA) and will ... for AML matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally including… more
- Citigroup (New York, NY)
- Job Description The Market Risk Senior Officer I...Review and approve risk framework for Market Risk for risk -taking units Monitor compliance ... management metrics and tools. She will have excellent communication skills to influence risk discussions, often with senior Traders and other control partners.… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within ... and material risk inventory process for the Services business ensuring compliance with enterprise risk program requirements and associated standards + Work… more
- Citigroup (New York, NY)
- The Credit Portfolio Senior Officer / Securitization Risk is a senior -level position responsible for leading activities including credit review, credit ... in-depth credit analysis by monitoring a transaction's financial performance, risk metrics and compliance with financial covenants...+ Sound risk and credit judgement + Senior Credit Officer designation (SCO) preferred Qualifications:… more
- Citigroup (New York, NY)
- …to the calibration of alerts, metrics and indicators for maximum efficacy. The Counterparty Credit Risk (CCR), Credit Portfolio Senior Officer is a senior ... partnerships and network with key internal and external constituencies + Prepare risk management presentations for senior management that include analytics on… more
- Citigroup (New York, NY)
- The Client Analytics & Lead Finance Officer Team - Senior Vice President position is a Finance Risk & Control role responsible for leading all aspects of ... transparency, and control, as well as ensure alignment with Citi standards and compliance with key regulatory requirements. In fulfilling this mandate, the role will… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for ... team lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you will:**...on all compliance matters, including moderate to high- risk compliance matters. + Monitor and independently… more
- Morgan Stanley (New York, NY)
- …variety of supervisory, compliance and risk functions. In conjunction with the Senior Risk Officer (SRO) and the Associate/Regional Risk ... a Region. DUTIES AND RESPONSIBILITIES: Primarily responsible for all risk , supervisory, and compliance functions for respective...supervisory inquiry or process that requires escalation from the Senior Risk Officer (SRO) and/or… more