- Citigroup (New York, NY)
- …will lead the implementation of end-to-end risk management oversight for Global Core Accounts Transformation. This role also works closely with the LMS and ... team and the Global COO to implement the risk and control framework and policies, and...partners to implement any enhancements needed to mitigate operational risk for Core Accounts *… more
- Citigroup (New York, NY)
- …Controls and Regulatory Management team + Manage the monthly Global LMS and Core Accounts Risk and Control Forum and escalations to the Services Global ... and control management across the LMS and Core Accounts businesses. This includes assessing and... Core Accounts to provide specialist risk and control advice and guidance and… more
- TD Bank (New York, NY)
- …issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business ... The included salary range for this role takes into account multiple factors that are considered in making compensation...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- Citigroup (New York, NY)
- …**Review and assess new products and services in Wealth for inherent AML risk and determine that an appropriate control is established and operational ... the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries...pressure or significant stress **Job Family Group:** Compliance and Control **Job Family:** AML Compliance & Risk … more
- Deloitte (New York, NY)
- …Consultant, you will: + Demonstrate advanced understanding of business processes, internal control risk management, IT controls and related standards + ... new information security challenges arising each day. Our team of Cyber risk professionals bring industry experience, confidence, and technical knowledge to help our… more
- Federal Reserve System (New York, NY)
- …will serve as a market risk expert responsible for evaluating the risk management and control frameworks of complex financial institutions with respect to ... you will leverage your subject matter expertise to also monitor firm developments, risk trends and responses to market events. ** Core responsibilities include:**… more
- Robert Half (New York, NY)
- …insurance, and asset management. + Understanding of commonly used internal control frameworks, risk frameworks and regulatory/compliance methodologies. + ... JOB REQUISITION East Region Strategic Account Management FSI Managing Director LOCATION NEW YORK...We Need You: The XYZ office is seeking a Risk and Compliance Director to join our growing team.… more
- TD Bank (New York, NY)
- …to all colleagues. The included salary range for this role takes into account multiple factors that are considered in making compensation decisions. The base pay ... in-depth audit expertise and responsible for contributing to the planning, risk assessment and execution of audits and related processes enterprise and/or… more
- Citigroup (New York, NY)
- … core pillars of Retail Payments. ACH services from consumer depository accounts facilitate the account funding at account onboarding, inter-institutional ... USPB Retail Bank Payments facilities money movement from consumer depository accounts for segments spanning mass affluent, Citi Gold, Citi Private Client, CPB and… more
- Bank of America (New York, NY)
- …Establishes department-wide strategies and oversees portfolio trend analysis, forecasting, and risk / control performance. + Leads innovation by identifying and ... power of responsible growth. To continue to drive this core principle, within the Client Protection team, we are...championing large scale initiatives that improve the risk management, profitability, and control oversight of… more
- Citigroup (New York, NY)
- …diverse staff; + Advanced degree a plus **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time ... Citi is a world-leading global bank. We have approximately 200 million customer accounts and a presence in more than 160 countries and jurisdictions worldwide. We… more
- CIBC (New York, NY)
- …(https://www.cibc.com/en/about-cibc.html) **What you'll be doing** The Senior Auditor II ( Risk Management) will primarily assist in developing and executing audit ... programs in the risk management portfolio. This role will conduct ...with internal policies, industry best practices, and regulatory requirements. Core competencies include critical-thinking skills, ability to learn quickly… more
- TD Bank (New York, NY)
- …program which include: policies and procedures, regulatory inventory, issues management, control mapping, rules mapping, risk assessments and regulatory change. ... support risk assessments, issues management, rules inventory, regulatory change, control mapping and monitoring and testing. **Depth & Scope:** + Works… more
- PNC (New York, NY)
- …The individual selected will be responsible for assisting internal business clients, risk stewards, auditors and other attorneys to understand the impacts of ... and negotiating the economic sanctions, anti-money laundering, and export control -related provisions of deals and product and strategic partnership agreements.… more
- CIBC (New York, NY)
- …(https://www.cibc.com/en/about-cibc.html) **Strategic Business Unit Description** In support of CIBC's core purpose: to make our clients' ambitions a reality, ... Risk Management is accountable for the independent oversight of risk management inherent to CIBC's transactions and activities. These risks include but are not… more
- BlackRock (New York, NY)
- …management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary, and individual ... a variety of product structures, including individual and institutional separate accounts , mutual funds and other pooled investment vehicles, and the… more
- TD Bank (New York, NY)
- …Firm policies to trading and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First Line surveillance and business ... The included salary range for this role takes into account multiple factors that are considered in making compensation...is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance,… more
- M&T Bank (New York, NY)
- …structured finance documentation + Responsible for managing client onboarding including account opening process, KYC procedures and documentation review + Ability to ... involved + Exposure across entire lifecycle of servicing loan clients including account setup, KYC procedures, global asset setup & maintenance, notice processing,… more
- Motion Recruitment Partners (New York, NY)
- …Manage internal and external dependencies across initiatives, including working closely with Risk Managers, Product Owners, Front Office, Product Control and ... evolving financial services worldwide. Will be part of a core central Program Management Team charged with ensuring the...or similar Front Office roles. + Familiar with Market Risk , Finance, and Capital concepts. + Significant experience in… more
- CIBC (New York, NY)
- …well as cross-border banking services, to clients with North American operations. At our core , we are a relationship bank and strive to build trusting and enduring ... **JOB PURPOSE** The IT Senior Auditor is responsible for conducting risk -focused audits; advising business units on the design, implementation, and maintenance… more