- MUFG (New York, NY)
- …the KYC due diligence process by engaging and closely collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, ... the KYC due diligence; + Responsible for maintaining an understanding of various Corporate Banking client relationships, working with various local product areas… more
- Mizuho Corporate Bank (New York, NY)
- Derivatives Regulatory Compliance OfficerBrief Description: The Regulatory Compliance Officer will be responsible to assist in the development and ... Business and Infrastructure managers, as well as with other Compliance staff, to assess impact of new and amended...and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients… more
- Citigroup (New York, NY)
- …leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team for Banking & International ICRM. ... broad range of financial products and services, including consumer banking and credit, corporate and investment ...and effective. + Developing and coordinating communications for the Banking & International Chief Compliance Officer… more
- Bank of America (New York, NY)
- …throughout Risk and Global Banking and Markets, particularly colleagues in Corporate Banking / Relationship Management, Trading (primarily FX and Interest ... Credit Risk Officer - Corporate /Commercial San Francisco, California;New...+ Interpret Relevant Laws, Rules, and Regulations + Regulatory Compliance + Oral Communications + Presentation Skills + Prioritization… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role **Job Description:** **Job Overview:** This Compliance Officer is a key member of the TDS US Compliance ... working with regional testing teams across the globe. This Compliance Officer will also support other aspects...of a consumer regulatory compliance program through compliance activities across various lines of business, banking… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking , institutional equity sales, trading and research, fixed… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... the Group offers a range of commercial and investment banking services to its corporate , institutional, and...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... the Group offers a range of commercial and investment banking services to its corporate , institutional, and...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... collectively "CIBC Risk", incurred by CIBC's businesses, functional and corporate governance groups. US Compliance delivers on...rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... the Group offers a range of commercial and investment banking services to its corporate , institutional, and...the compliance program for an investment advisory firm in Manhattan,… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The...rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day… more
- TD Bank (New York, NY)
- **Work Location** : United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $145,000 USD TD is committed to providing fair ... you more specific details for this role **Job Description:** Compliance Monitoring and Testing + Execute the annual ...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... supports interaction between the Functions and 2nd LoD, including Risk Management and Compliance . Head of Functions Control Officer oversees each Functional area… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The...Description** SMBC is seeking a Director / Senior Credit Officer to cover Energy Corporates in North America. +… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... with 2nd Line of Defense (LoD) functions including Risk Management and Compliance . **Scope** The Information Security Functional Control Officer is primarily… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- Bank of America (New York, NY)
- …and recommending changes as warranted **Required Qualifications:** + 7+ yrs experience in commercial banking related role for Leasing Credit Sr Officer , 5 + yrs ... Leasing Credit Sr Officer /Leasing Credit Officer II-Large Corporates Chicago,...Responsible for delivery of integrated credit solutions to large corporate clients. Partner closely with client-facing teammates in the… more
- Bank of America (New York, NY)
- …with Risk and Global Banking and Markets, particularly colleagues in Corporate Banking / Relationship Management, Trading (primarily FX and Interest Rate ... Credit Risk Officer - Corp/Comm New York, New York;Dallas, Texas;...structuring, and monitoring tasks **Required Qualifications** + 7+ years Commercial/ Corporate banking risk and/or analysis experience +… more