- Wells Fargo (New York, NY)
- …Electronic Trading ( E - Trading ) across Capital Markets. The E - Trading Business Control Officer will be an individual contributor responsible ... today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer within the Corporate...this role, you will:** + Serve as the primary control management contact for CIB E - Trading… more
- TD Bank (New York, NY)
- …various required supervisory reviews and/or update existing reviews + Facilitates Trading Management's control , governance and adherence to all policies, ... business strategies; effective and efficient operational processes; effective supervision and control processes; and alignment with the Bank's risk appetite and… more
- TD Bank (New York, NY)
- …procedures in accordance with the Volcker Enhanced Compliance Program and provide guidance on Trading Desk Policies. + Assists E - Trading GMS Director with ... This group is responsible for performing the supervision of sales, & trading & origination activities by conducting reviews, documenting findings, and escalating… more
- JPMorgan Chase (New York, NY)
- …Management Framework including the review and approval of new or materially changed E - Trading Activities. + Independently assess operational risks and control ... striving to be best-in-class. As an Operational Risk Management Lead , Vice President within Risk Management and Compliance (RM&C)...Equities and Digital Markets businesses. + Focus on Electronic Trading and drive the evolution of the Electronic … more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team as the Banking PM Lead ! Role Description We are seeking a Senior project/portfolio manager to serve as a key member of Mizuho's Banking IT ... technology group, reporting to the Tower Lead . The role is responsible for managing the Banking...delivery in the financial services industry, with Front office trading /banking exposure a definite advantage. The role requires the… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team as the GenAI and LLM Technical Lead ! Mizuho AI Center Of Acceleration team are seeking a highly skilled and motivated Generative AI (GenAI) and ... Large Language Model (LLM) Technical Lead to join our dynamic team....Docker, Kubernetes), and serverless technologies. + Experience with version control systems (eg, Git) and collaborative development workflows. Qualifications:… more
- JPMorgan Chase (New York, NY)
- …sales force organized by product, sector and geography, as well as through our e -Sales professionals. The Business Manager (BM), as part of the Americas CIB Sales ... to drive the front office agenda, including partnering with trading and support functions + Provide analytics for business...competitive benchmarking & market analysis Optimize Business Performance + Lead and track annual plan / forecast process +… more
- Mizuho Corporate Bank (New York, NY)
- …(BCD) is a team of first line of defense (1LoD) risk and control professionals performing essential enterprise control functions across the company including ... Third Party Risk Management, Business Continuity Planning, Disaster Recover, Internal Control Testing, Data Loss Prevention, and Business Risk & Control… more
- Mizuho Corporate Bank (New York, NY)
- …The Regulatory Relations Team is seeking a Director to primarily lead and coordinate supervisory examinations, routine continuous monitoring meetings and other ... the development of junior members of the team. Responsibilities + Lead Supervisory Examinations and Routine Continuous Monitoring Activities: + Manage internal… more
- Federal Reserve Bank (New York, NY)
- …supervised firm. **Your role as Institutional Supervision Supervising Examiner:** + Lead or participate in firm-specific reviews and baseline monitoring meetings in ... the governance and controls rating based on the financial risk management and control assessments conducted under the Capital Program **What we are looking for:** +… more
- Federal Reserve Bank (New York, NY)
- …as a market risk expert responsible for evaluating the risk management and control frameworks of complex financial institutions with respect to traded market risk. ... risk trends and responses to market events. **Core responsibilities include:** + Lead or participate in firm specific and horizontal examinations; developing well… more
- Mizuho Corporate Bank (New York, NY)
- …reporting as well as an understanding of the financial industry. Core Responsibilities: + Lead the production of assigned reports in an accurate and timely manner in ... providing the necessary guidance and advice + Support maintenance of strong internal control in the team for sound practice and in response to the expectations… more