- TD Bank (New York, NY)
- …including ADR, US Equities Cash and Options, US Sales, Cross Asset Trading, Institutional Equity Research Sales, as well as Our Prime Services offering. As such ... and regulatory requirements. TD has been growing its US Broker Dealer activities over the last few years both...access to a premier US equities business and highly-diverse equity research franchise, while growing our strong,… more
- TD Bank (New York, NY)
- …our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank. ... more years of experience in, with a registered US broker dealer or regulator, Compliance testing a plus. +...firm. + Proficient in Word, Excel and PowerPoint The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing… more
- JPMorgan Chase (New York, NY)
- …infrastructure, transportation, liquid alternatives and hedge funds. **Job Summary** As a Vice President within our Treasury and Operations group at Highbridge ... Corporate Actions - work hand-in-hand with traders, portfolio managers and research analysts to manage the execution of complex corporate actions (refinancings,… more
- JPMorgan Chase (New York, NY)
- …be well-versed in macroeconomics and public markets. While you will assist in the research process, this is not a primarily research -oriented role. You will ... ability to generate insightful and relevant investment ideas backed by rigorous research . + Strong understanding of financial markets and economics; candidate should… more
- Mizuho Corporate Bank (New York, NY)
- …and a US bank holding company, including subsidiaries such as the broker dealer and derivative trading entities. The Liquidity Risk Independent Review Function's ... the regulatory agencies. Primary Responsibilities : + As a VP on the Liquidity Risk Independent Review team, you...its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX,… more
- Mizuho Corporate Bank (New York, NY)
- …compliance developments, issues and key compliance risks Summary ACD seeks a Vice President , Compliance Monitoring within the Compliance Risk Management team ... banks (including bank holding companies and foreign banking organizations), broker -dealers, future commission merchants, registered investment advisers, swap dealers,… more