- TD Bank (New York, NY)
- … risk oversight and in partnership with colleagues leading key enterprise-wide compliance functions and is responsible for the development, maintenance and ... more specific details for this role. **Line of Business:** Compliance **Job Description:** The Head of ...anticipating, managing, and directing the response to regulatory and corporate -related compliance issues impacting the bank across… more
- Citigroup (New York, NY)
- …directly to the Global Head of ORM, the responsibilities for the ORM Head for ORM Global Functions include: Leads the strategy, approach and drive 2LoD ... covers all business lines (USPB, Wealth, Markets, Services, Banking, Clients, Global Functions , COO and Technology) and legal vehicles spanning all geographies. The… more
- Scotiabank (New York, NY)
- Senior Manager, Head of Volcker Compliance **Requisition ID:** 206763 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products,… more
- Wells Fargo (New York, NY)
- …as well as with senior management, COOs, Business Control Managers and partner functions (eg, Compliance , Risk, Operations, Technology, and Legal). In this role ... Management Senior Manager to lead key strategic risk initiatives within the CIB ( Corporate and Investment Banking) businesses. Learn more about our career areas and… more
- SMBC (New York, NY)
- …is a crucial role within the Compliance Department, reporting directly to the Head of Corporate Compliance . This role is tasked with leading three ... key functions : Compliance Risk Assessment, Monitoring and Testing,...oversees the Risk and Control Self-Assessment (RCSA) process for Corporate Compliance . The successful candidate will ensure… more
- US Bank (New York, NY)
- …collaborative relationships across the enterprise, including HR, Communications, and Risk & Compliance . The Head of Segment Marketing Managers will lead a ... at-all from Day One. **Job Description** Reporting to the Head of WCIB Marketing, the Head of...lead the team of Segment Managers across WCIB (Wealth, Corporate , Commercial, and Institutional Businesses) and ICG (Institutional Client… more
- Mizuho Corporate Bank (New York, NY)
- Position Overview: The Corporate Tax Compliance Associate/AVP will support the Director of Compliance in managing the company's tax compliance , ... and reporting of tax provisions (ASC 740) and effectively managing the tax compliance process. Key Responsibilities: + Tax Provision (ASC 740): + Prepare and… more
- Equitable (New York, NY)
- Head of Credit Investments, General Account ( 240000EN ) **Primary Location** : UNITED STATES-NY-New York **Organization** : Equitable **Schedule** : Full-time ... management of the GA portfolio. **Job Overview** The Global Head of Credit Investments will have responsibility for oversight...and management of a portfolio of public and private corporate credit investments totalling $51 billion in book value.… more
- SMBC (New York, NY)
- …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... clients to optimize cash flow, improve liquidity forecasting, and ensure bank compliance with both US and international regulatory requirements. This role requires… more
- Novo Nordisk (Plainsboro, NJ)
- …as required + Directs the development of SOPs at NNI and NNCI documenting compliance with corporate policies and local safety needs + Product Quality: + ... you ready to make a difference? The Position As North America responsible person, the head of Patient Safety will act as the safety expert to establish and maintain… more
- SMBC (New York, NY)
- …data analytics to inform targeted action plans. + Foster strong relationships with compliance teams, business lines, and key support functions such as Legal, ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- City of New York (New York, NY)
- …Manager and Brokerage programs and the broader ESG program, including Corporate Governance and ESG Due Diligence. Economically Targeted Investments The Systems ... Manager Strategy and will collaborate with each Asset Class Head to identify diverse and emerging managers that are...due diligence and monitoring processes across all asset classes, - Corporate Governance work to hold publicly traded companies in… more
- SMBC (New York, NY)
- …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... and Skills** + Develop and maintain a reporting framework working across functions to access data evaluate KPIs understand what is driving performance and… more
- Mizuho Corporate Bank (New York, NY)
- General Department Description The Americas Compliance Department (ACD) manages compliance risk in the United States for Mizuho Bank Ltd. and its US subsidiary ... bank, Mizuho Bank (USA), and also provides compliance support services to Mizuho Americas LLC, the US...also assess for and analyze opportunities to enhance/optimize AML/KYC functions to strengthen the AML/KYC Program and make corresponding… more
- Novo Nordisk (Plainsboro, NJ)
- …reconciliations, processes and best practices related to budget management for these functions . Relationships Reports to the head of the Planning, Execution ... Plainsboro, NJ or Washington, DC. The Position Provides support to the US CORPORATE SUSTAINABILITY & SOCIAL IMPACT (CSSI) department by managing and vetting grant… more
- Scotiabank (New York, NY)
- …CRCA. This role will entail substantial coordination with various business units, control functions and other teams within the Compliance function. **What You'll ... Senior Manager, US Compliance Risk Assessment **Requisition ID:** 207309 **Salary Range:**...products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed… more
- Tradeweb (New York, NY)
- …for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities globally. You will provide support for ... at the required cadence + Improving and routinely prepare compliance management information for use by the Head...with a diverse group including business colleagues and other corporate functions , notably risk management, human resources,… more
- MetLife (New York, NY)
- …to build rapport with key risk partners and interface with the business and corporate functions to facilitate conduct risk management globally * Sound judgement ... compliance risk framework that enables the businesses and functions to comply with applicable internal and external rules...Head of Governance, Customer Protection & Employee Conduct Compliance . * Contribute to a positive and supportive team… more
- World Insurance Associates, LLC. (New York, NY)
- …part of a rapidly growing company, focused on building world class operations and corporate culture, support the Compliance and Legal department in regulatory, ... will grow your skill set. Responsibilities + Assist the Head of Compliance /Deputy General Counsel on company...external legal counsel as required + Other administrative support functions and occasional travel as necessary Qualifications + 1-4… more
- Citigroup (New York, NY)
- …withholding, information reporting under Internal Revenue Service, Foreign Account Tax Compliance Act (FATCA), and Common Reporting Standard (CRS) regimes, Citi-wide ... This candidate will lead operational Tax Advisory, Assurance and Standardization functions within the centralized Tax Information Reporting (TIR) team in Core… more