- Tris Pharma (Monmouth Junction, NJ)
- …hiring at our Monmouth Junction NJ Headquarters for a Senior Director to lead our small, but productive, Marketing team.The Senior Director, Head of Marketing ... of products. Reporting to, and collaborating closely with, the Chief Commercial Officer (CCO), the successful candidate is accountable for building and leading… more
- MultiPlan (New York, NY)
- JOB REPORTS TO: The Chief Information Security Officer (CISO) JOB SUMMARY: The Director of Information Security - Identity and Access Management (IAM) provides ... collaboration, and team management skills, along with technical expertise, to lead a team tasked with architecture, engineering, administration, and governance… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for ... will act as team lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you will:** + Provide oversight and governance… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part of **Corporate & Investment Banking (CIB) Compliance ... more about the career areas and business divisions at wellsfargojobs.com . This Lead Compliance Officer will conduct monitoring activities of the front line… more
- Insight Global (New York, NY)
- Job Description A commercial banking client is looking for a Compliance Officer to join their organization this person will be assisting the Chief Compliance ... will be involved and exposed to all areas of compliance including BSA, AML, KYC and OFAC. The role...with OCC for annual review. * Oversight of other compliance individuals while CCO is unavailable We are a… more
- Citigroup (New York, NY)
- …(ICRM) responsible for leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team for Banking & ... priority change initiatives for the office of the Chief Compliance Officer . In addition, this role plays...ability to navigate a complex organization; to influence and lead people across cultures at a senior level +… more
- Wellington (New York, NY)
- …aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, ... infrastructure against these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of the Legal, … more
- Akumin (New York, NY)
- …and its subsidiaries and affiliates. Reporting to General Counsel, the Chief Compliance Officer is responsible for all aspects of development, implementation, ... Privacy Compliance (CHPC), Certified Fraud Examiner (CFE), Certified Professional Compliance Officer (CPCO), or Certified Professional Coder (CPC) **Physical… more
- City of New York (New York, NY)
- …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not be… more
- Bloomberg (New York, NY)
- …and correspond with regulators. We are seeking a Trade / Export Control Compliance Officer who is adept in US export control regulations specifically ... compliance across the various Bloomberg businesses. The Compliance Officer will maintain compliance ...all Bloomberg entities globally. **We'll Trust You To:** + Lead Trade Compliance Program regarding export control… more
- Wellington (New York, NY)
- …Therefore, a key responsibility of the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure ... Group and will report to the Private Investments Chief Compliance Officer , working closely with other ...Ability to self-start, think creatively and initiate projects that lead to improved scalable workflows + Highly organized and… more
- Wells Fargo (New York, NY)
- …invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer within the Corporate & Investment Banking (CIB) Control ... support Electronic Trading (E-Trading) across Capital Markets. The E-Trading Business Control Officer will be an individual contributor responsible for the line of… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...team and other legal entities in the Americas to lead a coordinated effort throughout the organization. + Collaborates… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...may have, you may be expected to take a lead on specific aspects of our overall program. This… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...team and other legal entities in the Americas to lead a coordinated effort throughout the organization. + Collaborates… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer to support the Chief Operating Officer (COO) Control Management team. ... This role is the Governance and Administrative Lead for the COO Evidence Based Control Evaluations (EBCE) team and is designed to execute specific administrative… more
- Amazon (New York, NY)
- Description We are looking for a passionate and driven individual to lead our 2LoD Risk Function. The successful candidate will already be operating at Chief Risk ... Officer level at a financial services regulated company. They...deliver data driven insights that balance risk management and compliance concerns with supporting business growth and innovation. In… more
- Citigroup (New York, NY)
- …internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering with other ICRM teams and ... Serves as a senior product compliance risk officer for Independent ...ability to navigate a complex organization; to influence and lead people across cultures at a senior level +… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... framework. **Responsibilities:** + Designing, developing, delivering and maintaining best-in-class Compliance , programs, policies and practices for ICRM. + Translating… more
- Citigroup (New York, NY)
- …assets of over $110 billion and generated $10 billion of revenue in 2023. The Lead Financial Officer role is a critical leadership role covering credit card ... close cross-functional collaboration with Acquisitions, Risk, Analytics, FP&A, Treasury, Legal, Compliance , as well as business development on deal renewals. .… more
