- TD Bank (New York, NY)
- …updates and contribute to internal reporting and tracking related to examinations and regulatory findings. + Execute issues management process for tracking ... skills, attention to detail, solid judgment, and the ability to evaluate complex regulatory business issues. + Project management skills and ability to manage… more
- MUFG (New York, NY)
- …request process and submit all requested MIS to regulators. + Support end-to-end regulatory exam management , including meeting scheduling, organization of ... **Requirements:** + 2+ years' experience in regulatory relations / regulatory exam management and knowledge of heightened regulatory environments.… more
- American Express (New York, NY)
- …The Global Government Affairs group within the General Counsel's Organization seeks a Vice President , US Regulatory Relations (USRR) - Governance, Operations ... (AENB) for interactions with agency personnel. USRR partners closely with the Regulatory Exam Lifecycle Management (RELM) team within Global Risk and… more
- Citigroup (New York, NY)
- …engaged on upcoming activities. + Maintain team guidelines on best practices for regulatory exam management , presentations, and submissions to drive ... to strengthen regulatory relations; + Produce thematic summaries to Senior Management on regulatory interactions and developments to provide insight and… more
- JPMorgan Chase (New York, NY)
- …models are fit for purpose and used appropriately within their business context. As a Vice President in Risk Management - Emerging Risks within JPMorgan ... (CDAO), Compliance, Conduct and Operational Risk (CCOR), and global exam management teams to deliver fulsome and... teams to deliver fulsome and consistent responses to regulatory inquiries, escalating issues that arise during the course… more
- M&T Bank (New York, NY)
- …in Governance Committees, Forums, and Working Groups, Targeted Risk Assessments, Training Initiatives, Regulatory Exam Management support - Expertise in one ... **Overview:** This Vice President level role provides guidance...and testing. + May interact with State and Federal Regulatory Agencies, numerous risk and executive management ,… more
- Bank of America (New York, NY)
- …and controls for future opportunities including AI and industry portals + Work on exam /audit/ regulatory management from a FLU perspective, where needed + ... GCIB / GM KYC Support VP New York, New York;Fort Worth, Texas; Charlotte,...and Global Markets Sales to support the Bank's global regulatory and policy requirements as it relates Client Due… more
- Morgan Stanley (New York, NY)
- Group Overview: The Global Regulatory Relations Group ( Regulatory Relations) provides strategic and centralized management of the supervisory activities of ... of review and potential findings; - Communicating with key stakeholders, including senior management in LCD, business, and risk regarding exam status and… more
- Citigroup (New York, NY)
- …in Control" agenda for Cobrand, including but not limited to issues management , training oversight, external/internal exam support and general control support. ... the OIC agenda, focusing on the following areas: General Control Support; Issues Management ; Exam Support; and Training Oversight. + Implement best in class… more
- Morgan Stanley (New York, NY)
- …Business Risk Management organization. He or she will be responsible for aiding the Vice President ( VP ) and Executive Director (ED) of the team as they ... in each of its business segments- Institutional Securities, Wealth Management , and Investment Management . Morgan Stanley, through...estate loans. The US Bank Subsidiaries seek an Assistant Vice President (AVP) to join the First… more
- City of New York (New York, NY)
- …Transactions Senior Project Manager to join our team. Under the direction of the Vice President for Transactions, the Senior Project Manager is responsible for ... the successful execution of development initiatives. Key responsibilities: 1. Project Management : - Oversee and manage multiple PACT transactions, ensuring alignment… more