- Merck & Co. (Rahway, NJ)
- …team. Our team is highly dedicated and committed to offering exceptional scientific oversight , driving the success of our Company's extensive range of products from ... SoftMax Pro template validation, analytical life cycle management, and release and stability testing . The successful candidate must be able to work in a fast-paced,… more
- Bloomberg (New York, NY)
- …efforts + Managing ad hoc assignments as directed by the Global Head of Risk Assurance and Testing Oversight **You'll need to have:** + Minimum 7+ years ... Risk Management Program. The role includes enhancing our risk assurance standards and executing testing...for centralizing, enhancing and globalizing these disciplines and providing oversight on assurance activities carried out by… more
- TD Bank (New York, NY)
- …enhanced due diligence, policy, governance, training and/or compliance assurance and testing + Manages and provides oversight on day-to-day operations of the ... Risk Management **Job Description:** The Senior Manager, AML Financial Crime Risk Oversight oversees the team and leads 2nd-line oversight activities and… more
- TD Bank (New York, NY)
- …and due diligence, enhanced due diligence, policy, governance, training and/or compliance assurance and testing + Provides oversight on day-to-day ... **Preferred Qualifications:** The Director - TDS, Senior AML Financial Crime Risk Oversight Specialist will provide AML compliance support for all aspects of… more
- City of New York (New York, NY)
- …latitude for the use of judgment and independent decision making, the Quality Assurance ("QA") Supervisor will work within a unit responsible for encompassing all ... areas of quality assurance within the Division of Child Protection's (DCP) 19...incorporate family history to support discussions around safety and risk planning with team. Assess validity of allegations; determines… more
- Bank of America (New York, NY)
- …to policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance ... Compliance and Operational Risk Manager- Control Room Charlotte, North Carolina;New York,...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing **Job Description Summary** The Global Control Room (GCR)… more
- TD Bank (New York, NY)
- …expertise on regulatory requirements and assisting business units to manage their regulatory risk . **Job Overview:** + Develop and oversee Oversight Program over ... first line and second line Monitoring and Testing Activities + Conduct Quality Assurance (QA)...standards (including workpaper review) + Provide Compliance (second line) oversight , review and challenge over first line testing… more
- New York State Civil Service (New York, NY)
- …for oversight of DASNY's systems over internal controls and risk assessment, including information technology security and control, as it relates to ... plus seven years of combined experience in IT Security and IT Risk Management. Knowledge of common information security management frameworks, such as ISO/IEC… more
- Citigroup (New York, NY)
- … assurance processes including regional enterprise wide and horizontal risk assessments, self-assessment, internal audit, and compliance testing review ... + Participate in various business and compliance governance and oversight forums (eg Business Risk and Controls...in and manage or coordinate, as appropriate, various internal assurance processes, eg Enterprise wide and Horizontal Risk… more
- Morgan Stanley (New York, NY)
- …the Audit Coverage Director (ACD) leading all Capital Planning audit coverage and assurance activities for the Firm, including US Banks and other legal entities ... this role is responsible for Audit's Capital Planning Content Management and Oversight (CMO) office that maintains responsibility for coordinating and driving the… more
- American Express (New York, NY)
- …portion in one of the following: 1st LoD Treasury (Liquidity/Capital) and/or 2nd LoD Risk Oversight or at a major financial institution in the US (ie, ... to expand and enhance the Internal Audit Group. Our assurance and risk professionals have diverse backgrounds...Lead global audits for LRM, including internal liquidity stress testing (ILST), cashflow forecasting, intraday liquidity risk … more
- MUFG (New York, NY)
- …remediation, and closure. + 3-5 years' experience with RCSA frameworks including KRIs, risk to control mapping, and control testing . + Preferred: Professional ... regulations + Understanding of risk management, including experience executing risk assessments, testing and evaluating processes and controls + Experience… more
- Bank of America (New York, NY)
- …Experience supporting end-users as an application SME Skills: Monitoring, Surveillance, and Testing Quality Assurance Risk Management Research Problem ... to drive adherence to enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control… more
- American Express (New York, NY)
- …in one of the following: (1) 1st LoD Treasury (Liquidity), (2) 2nd LoD Treasury Risk Oversight or (3) Internal Audit at a major financial institution in the ... as we continue to expand and enhance the Internal Audit Group. Our assurance and risk professionals have diverse backgrounds including internal controls,… more
- Citigroup (New York, NY)
- … assurance processes such as regional enterprise wide and horizontal risk assessments, self-assessment, internal audit, or compliance testing reviews + ... The Compliance Anti-Money Laundering (AML) Risk Management Senior Director is a senior management...goals across Citi's clients, products, and geographies + Provide oversight and guidance in the assessment of complex issues,… more
- HSBC (New York, NY)
- … on Conduct, Regulatory Affairs & Policy (RAP), Controls, Monitoring & Testing (CMAT), Assurance , Regulator Engagement, conflict management and general ... our investors, our communities and the planet we all share. As Risk Stewards, Regulatory Compliance (RC) Advisors provide advice, guidance, opinions, direction, and… more
- Bank of America (New York, NY)
- …Management + Interpret Relevant Laws, Rules, and Regulations + Problem Solving + Quality Assurance + Risk Management + Adaptability + Customer and Client Focus + ... Reporting Center of Excellence (NFRR COE) performs governance & oversight for the Global Operations NFRR inventory of reports...* Ensure processes and controls perform within the NFRR Risk Appetite key risk indicator thresholds for… more
- Merck (Rahway, NJ)
- …team. Our team is highly dedicated and committed to offering exceptional scientific oversight , driving the success of our Company's extensive range of products from ... SoftMax Pro template validation, analytical life cycle management, and release and stability testing . The successful candidate must be able to work in a fast-paced,… more
- New York State Civil Service (New York, NY)
- …must possess a bachelor degree and three years of regulatory compliance/ oversight experience within a regulatory entity with primary (over 50%) responsibility ... officials, or individuals; policy analysis and research; surveillance; quality assurance that included evaluating whether projects met/are meeting requirements that… more
- CBRE (New York, NY)
- …A&T) and multiple regions (AMS, EMEA and APAC) by providing direction and oversight to enable account teams to positively contribute and comprehensively manage the ... + Establishes and executes resource & people strategy **Service Delivery Integration and Assurance :** + Act as a champion of the Integrated Account model to deliver… more
