- Citigroup (New York, NY)
- …Senior Management within Independent Risk through the preparation of thematic reporting on regulatory activities, coordination of strategic content for ... **Team Overview:** The Risk Regulatory Engagement team ensures the...6-10 years relevant experience in either financial services, Banking, Risk management, Consulting, Strategy and Operations, with… more
- Deloitte (New York, NY)
- Deloitte Risk and Financial Advisory Risk , Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory's Financial Services Industry ... (FSI) Risk , Data and Regulatory professionals help organizations identify the regulatory ...markets organization or broker-dealer, including execution and oversight processes, risk assessment, reporting , controls, testing, and data… more
- Huron Consulting Group (New York, NY)
- …Advise on the impact of new laws, regulations, and industry standards. Regulatory Risk Assessment: Conduct comprehensive assessments to identify regulatory ... of policies, procedures, and controls to ensure compliance. * Reporting on risk management and compliance activities...A minimum of 5 years of relevant experience in regulatory risk management and compliance. + Strong… more
- Deloitte (New York, NY)
- …including associated data, models, processes and controls + Familiarity with liquidity regulatory reporting (eg, 2052a, LCR, NSFR) + Familiarity with liquidity ... Financial Services Risk , Data & Regulatory , Liquidity -...products to monitor changes in the firm's balance sheet strategy to help identify emerging interest rate and liquidity… more
- Citigroup (New York, NY)
- …work. **Key Responsibilities:** * Manage program strategy and planning within the Risk Monitoring and Reporting program including defining the strategy ... efforts for several regulatory commitments, focused on Risk Board Reporting . Manage processes, quality, tools,...with the ability to bridge the gaps between product strategy and development, including providing clarity about the product's… more
- Scotiabank (New York, NY)
- …activities. **What You'll Do** + Develop a strategy for financial and regulatory audits, risk management, and annual planning for banking and broker-dealers, ... Manager, US Finance & Regulatory Reporting - Audit **Requisition ID:**...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- JPMorgan Chase (New York, NY)
- …and Securities Regulatory Engagement team is a centralized resource within Risk Management and Compliance that manages regulatory exams and ongoing ... will be responsible for the execution of the overall strategy for regulatory engagements. In this role,...JPMorgan Chase to deliver fulsome and consistent responses to regulatory inquiries. + Provide reporting to senior… more
- Citigroup (New York, NY)
- …opportunity to gain exposure to entirety of Citi's Interest Rate Risk Management strategy , process and regulatory reporting + Become a subject matter ... guidance from manager. **Responsibilities:** + Contributes to banking book interest rate risk analytics, reporting and management. + Participates in enhancing… more
- Citigroup (New York, NY)
- …Driving implementation of Independent Risk 's data strategy from Trade Capture to Risk Reporting for Counterparty Credit Risk (CCR) and Price Risk ... business value. This role is responsible for managing Independent Risk 's data implementation strategy and ensuring compliance...identified/ agreed from Trade Capture to Risk Reporting for effective and timely delivery of Regulatory… more
- Citigroup (New York, NY)
- … Risk (CCR) and Market Risk . + Strong business knowledge of Risk Management and/or Regulatory Reporting . + Specific subject matter expertise regarding ... This role is responsible for leading and managing Independent Risk 's data strategy and ensuring compliance with...reporting . + Develop senior management-ready materials for RMEC ( Risk Management Executive Committee) and Regulatory Exams… more
- MUFG (New York, NY)
- …and/or infrastructure and process enhancement efforts, including enhancing Interest Rate Risk reporting , regulatory analysis and reviewing Interest ... in Interest Rate Risk initiatives including business strategy and new products, reporting deliverables, regulatory issues, and both technology and… more
- Scotiabank (New York, NY)
- …continuous regulatory monitoring interactions, assisting with oversight of regulatory remediation and reporting to internal Bank senior management ... interactions + Developing presentations for senior management meetings with regulatory stakeholders and regular reporting on ...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF… more
- TD Bank (New York, NY)
- …plans to mitigate and manage these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk categories as ... to core functions + May be responsible for providing support for other major risk areas (eg Market, Credit, Reputational and/or Regulatory risks etc.) + May… more
- HSBC (New York, NY)
- …automation will play a key role in that effort, ensuring a sustainable and robust regulatory reporting framework As our Vice President Interest Rate Risk ... the measurement and management of all material IRRBB risks and propose IRRBB risk appetite, helping maintain and ensure regulatory excellence + Working in… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The AML Financial Crime Risk Specialist role ... policies, standards, procedures, awareness and specialized training, monitoring, management reporting and/or escalation of issues. This role conducts periodic and… more
- Citigroup (New York, NY)
- …audit standards. Education: Bachelor's degree, Masters degree a plus **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time Type:** ... use Enterprise Data. The position will part of the Regulatory Execution team within Risk Data and...responsible to: + Establish, maintain, and communicate the Enterprise Risk Data and Tech transformation Management data strategy… more
- Wells Fargo (New York, NY)
- …is seeking a Senior Lead Business Accountability Specialist to join the Governance, Risk Strategy , and Execution (GRSE) team within the Chief Technology Office ... partner groups to support initiatives in alignment with CTO risk and regulatory objectives + Manage a...and time sensitive engagements + Create executive level content, reporting , and communications with a critical eye for every… more
- Deloitte (New York, NY)
- …of the following topics: trading, operations, lending, core banking platforms, compliance monitoring, regulatory reporting , risk or case management, or data ... opportunities to: + Learn how to identify, evaluate, and prioritize business, operational, regulatory , and technology risks as well as risk mitigation strategies… more
- TD Bank (New York, NY)
- …Conduct First Line surveillance and business conduct reviews. + Compile management reporting on trade capture metrics, regulatory scorecards, policy exceptions ... : United States of America **Hours:** 40 **Line of Business:** Business Management, Strategy & Support **Pay Detail:** $175,000 - $200,000 USD TD is committed to… more
- Citigroup (New York, NY)
- Reporting to the Head of Resolution & Recovery Planning (RRP), the Head of RRP Regulatory Submissions is responsible for leading and providing oversight and ... support of the strategy , development, quality control, and submission of Citi's Recovery...to prepare RRP submissions aligned with senior management and regulatory requirements and expectations. **Responsibilities** + Lead the … more