- Synchrony (New York, NY)
- Job Description: **Role Summary/Purpose:** The AVP, Audit Manager - Finance and Platforms plays an integral role in safeguarding Synchrony's ongoing success and ... direction and focus of the Finance and Platforms Internal Audit Team through active engagement in audit ...related field + Knowledge and experience of US GAAP, SEC , and SOX reporting requirements and processes + Demonstrate… more
- Ankura (New York, NY)
- …experience having attained the Senior Manager or Manager level in an audit firm; . PCOAB or SEC regulatory experience is a plus; . Bachelor's degree ... Ankura is a team of excellence founded on innovation and growth. Our Audit Advisory Team of professionals includes several former senior officials from the PCAOB,… more
- Greenbacker Capital (New York, NY)
- …Company is an independent power producer (IPP) and a leading climate-focused investment manager (IM), whose mission is to empower a sustainable world by connecting ... We are looking for an experienced Financial Reporting Senior Manager who will be responsible for leading the preparation...Company's Forms 10-K, 10-Q and others Forms with the SEC . This position will lead the external reporting function… more
- New York Times (New York, NY)
- …so good that it's worth paying for.** **Job Description** **About the Role** Manager in our external financial reporting function which oversees the preparation and ... review of quarterly and annual financial reports, ensures compliance with GAAP/ SEC reporting requirements, prepares accounting policy research and analysis and… more
- Scotiabank (New York, NY)
- Senior Manager , First Line Supervision & Support (FLSS), US Internal Control **Requisition ID:** 205308 **Salary Range:** 110,700.00 - 211,800.00 _Please note that ... industries! We work together to drive ambition for every future! **Purpose** Senior Manager FLSS, contributes to the overall success of the front office/first line… more
- Capital One (New York, NY)
- …of new and updated financial industry laws and regulatory requirements (eg, FINRA, SEC ). The Compliance Advisor Senior Manager works within the Compliance ... of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will...matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not… more
- Grant Thornton LLP (New York, NY)
- As an Accounting Advisory Manager , you will be responsible for teams that consult with clients on complex accounting transactions. You will help clients address ... preparing technical accounting positions, and providing support around transaction audit review + Provide transaction accounting support for transactions including… more
- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 206799 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a guideline only. Salary ... team, committed to results, in an inclusive and high-performing culture. ** Manager , Compliance Testing (206799)** **Global Banking and Markets** Global Banking and… more
- Robert Half Finance & Accounting (New York, NY)
- …for improvements with the operations. * Help with quarterly review and year-end financial audit and SEC filings * Work with external auditors to ensure correct ... York, NY, area is looking to add an Accounting Manager to their team. 2 days a month will...of 3 years' experience within publicly traded companies (through audit or corporate experience). + Certified Public Accountant is… more
- Scotiabank (New York, NY)
- Senior Manager , Controls Inventory Governance and Management, US Internal Control **Requisition ID:** 205239 **Salary Range:** 110,700.00 - 211,800.00 _Please note ... have been remediated. + Responsible for liaising with Internal Audit , 2nd line testing or any other examiner to...business. + In-depth knowledge of different US regulations especially SEC , Federal Reserve Board (FRB) rule books, and SEF… more
- TD Bank (New York, NY)
- …as needed, and where required assist with remedial work efforts for any open audit and compliance (testing) findings and open gaps. + Contribute metrics to Conduct ... management / control function partners (eg Risk, Legal, Compliance, AML and Audit ) to assess risks, develop and implement proactive strategies, tactics and programs… more
- Deloitte (New York, NY)
- The MARS Quality and Risk Manager (QRM) will support internal client service engagement teams performing services in connection with a clients' potential acquisition ... + Third Party Access Letters: + Review and modify audit and tax workpaper access letter agreements from other...engagement team and client acceptance processing team + Independence ( SEC and AICPA) + Understand how such rules apply… more
- City of New York (New York, NY)
- …Avenue, LIC, NY 11101 Only candidates who are permanent in the Administrative Project Manager title or those who are reachable on the Promotional List (Exam #8529), ... an interview. The Department of Design and Construction, Engineering Audit Office seeks a Deputy Director to do the...No. 2, 6, and 7), OMB CS-29D, PPB Rules Sec . 2.06, 6.02 and 6.07. The selected candidate will… more
- BMO Financial Group (New York, NY)
- …the rules and regulations related to the US Cash Equities markets, including FINRA, SEC , SRO rules and market access regulations. You will provide advice to the LOB ... a high stress environment with constantly changing expectations and regulatory & audit scrutiny. + Accesses, monitors and reports on sensitive Bank, customer,… more
- Neuberger Berman (New York, NY)
- …equity portfolio managers and external vendors including the fund administrators, audit , and tax professionals. The Assistant Controller will be responsible for ... quarterly basis + Review management fee calculations + Assist audit and tax professionals in year-end audit ...from senior management and portfolio managers + Assist with SEC or other regulatory compliance as required **Qualifications:** +… more
- Insight Global (New York, NY)
- …and reputational risks. The ideal candidate will have a background in audit , compliance testing, or regulatory work, and be passionate about investigative work ... financial advising, sales, product controls, market risk, legal, or audit is also desirable. The candidate should be comfortable...markets, and laws and regulations such as FINRA and SEC rules, and the Investment Company Act of 1940… more
- Neuberger Berman (New York, NY)
- …to investor queries around fund performance, NAVs, taxes, and other areas + Assist audit and tax professionals in year-end audit and tax reporting + Various ... from senior management, portfolio managers, and investor relations + Assist with SEC or other regulatory compliance as required **Qualifications** : + Bachelor's or… more
- Neuberger Berman (New York, NY)
- …Reply to investor queries around fund performance, NAVs, taxes, and other areas. + Assist audit and tax professionals in year end audit and tax reporting + ... from senior management, portfolio managers, and investor relations + Assist with SEC or other regulatory compliance as required **Qualifications:** + Bachelor's or… more
- Neuberger Berman (New York, NY)
- …quarterly basis and prepare ad hoc calculations + Review management fee calculations + Assist audit and tax professionals in year end audit and tax reporting + ... ad-hoc requests from senior management and portfolio managers + Assist with SEC or other regulatory compliance as required **Qualifications** : + Bachelor's or… more
- SMBC (New York, NY)
- …largest global financial institutions. Based in New York City, we are an SEC registered Broker dealer that provides financial products and services to global ... of funds. We are looking for an experienced Operations manager who has is proficient in their understanding of...business and ensure regulatory requirements are met + Coordinate audit and audit related functions for internal… more