- Bloomberg (New York, NY)
- … with current/developing rules and regulations, and correspond with regulators. We are seeking a Trade / Export Control Compliance Officer who is adept in US ... Military End Users). You will work with the Global Trade Compliance Team, collaborate across the Bloomberg... compliance across the various Bloomberg businesses. The Compliance Officer will maintain compliance … more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... to prevent and detect non- compliance issues and promote a culture of compliance . + Participating in industry groups and trade association working groups or… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...compliance risk, and is represented by the Chief Compliance Officer as either a member or… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer...an important bridge to this key global market for trade and investment flows across the Americas and the ... support of the Bank's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. **What… more
- Deloitte (New York, NY)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer + Professional Accreditation in EU Customs Law (post masters) ... world in our world! What you'll do As a Senior Manager on our Global Trade Advisory...foreign multinational companies on global import and export strategies, compliance , and technology enablement. The Global Trade … more
- KPMG (New York, NY)
- …License) issued by US Customs and Border Protection, CUSICO (Certified US Import Compliance Officer ), CUSECO (Certified US Export Compliance Officer ... **Business Title:** Senior Associate, Global Trade Technology (SAP)... Trade Management (GTM) solutions in their daily trade and compliance activities + Work with… more
- Deloitte (New York, NY)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... US and foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses on advising, implementing… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking a Director / Senior Credit Officer to cover Corporates in North America. + The Director- ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...Senior Credit Officer 's main responsibility entails the… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...key findings and areas of improvement to members of senior management within compliance + Monitoring and… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...compliance risk, and is represented by the Chief Compliance Officer as either a member or… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... manuals, policies, and procedures. + Engage with and advise senior management and staff on all issues concerning US...and procedures. + Oversee the development and maintenance of trade compliance programs, policies, and automated systems,… more
- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will ... Marex Solutions Policies and Procedures and Written Supervisory Procedures. + Provide Compliance Advisory services for US Marex Solutions Trade Surveillance… more
- Tradeweb (New York, NY)
- …will be responsible for managing interactions with regulatory agencies to ensure compliance with applicable laws and regulations. You will be responsible for ... requirements are essential for this role. You will provide compliance advice in a fast-paced business setting, with the...firm in the role of a CCO or similar senior role supporting a broker dealer. + Strong understanding… more
- SMBC (New York, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... knowledge of the Volcker rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day basis, the position works closely… more
- SMBC (New York, NY)
- …to broader audiences. Key reporting audience are Compliance Vertical Heads, Compliance governance forums, Compliance senior management, and Head Office. ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...**Role Description** This role will manage and oversee all Compliance -related issues (ie, Internal Audit, Compliance , self-identified… more
- Citigroup (New York, NY)
- **Citi Commercial Bank - Commercial Lending Management - Credit Officer , Consumer Products & Retail, SVP** **Description** Citi's US Commercial Bank (CCB) is a ... in either New York City, New York or Iselin, NJ. The CLM Credit Officer facilitates the end-to-end lending process for a covered industry vertical through a team… more
- City of New York (New York, NY)
- …JOB DESCRIPTION: The Division of Finance, Bureau of the Agency Chief Contracting Officer is seeking to hire an exceptional procurement professional who is highly ... detail oriented to serve as Assistant Agency Chief Contracting Officer (AACCO) for the Competitive and MWBE Purchases teams....as a member of the ACCO / Assistant Commissioner's senior management team. Lead Directors and Contract Managers in… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking a Senior Credit Officer with strong credit and quantitative skills to analyze ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...but not required. As part of SMBC's 2LoD, the Senior Credit Officer 's main responsibility entails the… more
- Capital One (New York, NY)
- …Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer . This role will support three institutional FINRA registered ... (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance... Manager will work independently from the CBD Chief Compliance Officer to interact with and advise… more
- SMBC (New York, NY)
- …execution of tasks to support senior management within the Americas Division Compliance Department (ie, Compliance Administrative Officer and Chief ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...employees. **Role Description** SMBC would like to hire a Senior Compliance Program Manager who would be… more