- AON (New York, NY)
- …surplus lines, and subjectivities, loss projections, and cash flows where applicable + The senior broker is responsible for the order to bind & the accuracy ... in product innovation and creative solutions for clients + The senior broker participates in pre-strategy meeting to create renewal strategy. + Responsible… more
- SMBC (New York, NY)
- …Underwriting, Risk Management, Compliance, IT Risk and Training committees. The Compliance Advisory Vice President role assists in managing a coverage area or ... Inc. serves as a regulatory advisory function to the President and is responsible for overseeing the management of...and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the… more
- Citigroup (New York, NY)
- **Position Overview:** Citi's Global Broker -Dealer Legal Entity Treasury team is seeking a highly qualified AVP candidate to support Broker -Dealer funding, ... oversight requirements within the Treasury organization. **Team Description:** The Global Broker -Dealer Legal Entity Treasury team reports to the Global Broker… more
- AON (New York, NY)
- …and anticipated future responsibilities. How this opportunity is different As an Assistant Vice President , you will work alongside our Account Executives in our ... and anticipated future responsibilities. How this opportunity is different As an Assistant Vice President , you will work alongside our Account Executives in our… more
- JPMorgan Chase (New York, NY)
- We are seeking an experienced Vice President to join our industry-leading team. As a Vice President in Global Corporate Banking, you will be responsible ... skills with a proven ability to develop and maintain relationships with senior management stakeholders (eg, C-suite, Treasurer, etc.), extensive credit and treasury… more
- Broadridge Financial Solutions (New York, NY)
- …along the way, come join the Broadridge team. We are currently seeking a Vice President , Client Relationship Management Proxy Solutions to join our dynamic team. ... + Ability to influence internal and external stakeholders, including senior leadership. + Exceptional written and verbal communication skills, facilitating… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Vice President - Counsel role for Sumitomo Mitsui Banking Corporation ... Security, Operations, Procurement, Third-Party Risk, Human Resources, Capital Markets, Nikko ( broker dealer), and Corporate Services. In particular: + Serving as a… more
- Citigroup (New York, NY)
- The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital adequacy of all of Citi's US broker dealers on a ... FOCUS reports for each and ensuring that the primary broker dealer, Citigroup Global Markets Inc. is compliant with...of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately… more
- TD Bank (New York, NY)
- …with Firm policy and regulatory requirements. TD has been growing its US Broker Dealer activities over the last few years both organically and through acquisitions ... gaps. + Contribute metrics to Conduct Risk Committees and Vice Chair supervision meetings, as well as Co-Head directs...issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Education & Experience:** + Undergraduate… more
- MUFG (New York, NY)
- …member of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible for leading independent, ... audit process (eg planning, fieldwork testing, reporting, issues validation, etc.). The Senior Auditor I also establish direction for staff on more complex audit… more
- TD Bank (New York, NY)
- …degree, required. + 7 or more years of experience in, with a registered US broker dealer or regulator, Compliance testing a plus. + JD desirable but not required + ... must demonstrate the judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory interactions. + Strong… more
- HUB International (New York, NY)
- …and delivering on new business opportunities. This role will report directly to ProEx Senior Vice President . This role requires contributing to significant ... International Limited ("HUB") is the 5th largest global insurance broker , providing a broad array of property, casualty, risk...We are seeking an experienced cyber and professional lines broker to join our ProEx team. This position will… more
- Broadridge Financial Solutions (New York, NY)
- …an experienced Senior Director, Sales. In this position you will report to the Vice President of Sales. We are looking for a high energy, driven sales ... to build, foster and maintain key strategic relationships within prospect accounts, including senior client relationships at C- levels + Ability to work within a… more
- Elevance Health (Woodbridge, NJ)
- …requisition. The **CarelonRx Sales Strategy Director** is responsible for working for a regional vice president (RVP) and other senior leaders to identify, ... a competitive advantage in the marketplace. + Collaborates with senior team and staff to develop tactical plans and...and high strategic value. + Manages vendor interaction including broker /consultant engagement to support the sales process as the… more