- SMBC (New York, NY)
- …related hedges, resolve trade mismatches/disputes in coordination with middle office, sales and other bookrunners + Responsible for final settlement process, ... P&L, desk position and manage distribution of fee and sales credit splits across various regions + Obtain New...DTCC system and performing closing calls + Work with Operations , Middle and Back Office to ensure coordination across… more
- Raymond James Financial, Inc. (New York, NY)
- …supervision, uses specialized knowledge and skills obtained through experience, specialized training or certification to support Equity Analyst in preparing ... Equity Research. * Principles of banking and finance and securities industry operations . * Financial markets and products. **Skill in** * Identifying relationships,… more