- AON (New York, NY)
- …Services Group Currently we have an exciting career opportunity for an Assistant Vice President / Vice President within Aon Commercial Risk ... maybe the new opportunity you are looking for! This Broker role is responsible for developing and implementing strategic...we have an exciting career opportunity for an Assistant Vice President / Vice President … more
- SMBC (New York, NY)
- …Underwriting, Risk Management, Compliance, IT Risk and Training committees. The Compliance Advisory Vice President role assists in managing a coverage area or ... Inc. serves as a regulatory advisory function to the President and is responsible for overseeing the management of...and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the… more
- Citigroup (New York, NY)
- **Position Overview:** Citi's Global Broker -Dealer Legal Entity Treasury team is seeking a highly qualified AVP candidate to support Broker -Dealer funding, ... oversight requirements within the Treasury organization. **Team Description:** The Global Broker -Dealer Legal Entity Treasury team reports to the Global Broker… more
- Morgan Stanley (New York, NY)
- …new funds and connect with them potential investors. *Description* Associate and Vice President level positions within Morgan Stanley's Institutional Equity ... environment * 4 years experience negotiating trading agreements at broker /dealer, buy-side firm and/or law firm * JD required...Associate, and between $140,000 - $200,000per year for a Vice President at the commencement of employment.… more
- AON (New York, NY)
- …and anticipated future responsibilities. How this opportunity is different As an Assistant Vice President , you will work alongside our Account Executives in our ... analytical skill Education: + Bachelor's degree preferred + Insurance Broker license preferred or the ability to secure license...responsibilities. How this opportunity is different As an Assistant Vice President , you will work alongside our… more
- JPMorgan Chase (New York, NY)
- We are seeking an experienced Vice President to join our industry-leading team. As a Vice President in Global Corporate Banking, you will be responsible ... and Asset Management sector, including: Financial, Sustainability, Technology-oriented companies, Broker -Dealers, Futures Commission Merchants, Wealth Tech, Asset Managers, Clearinghouses,… more
- Morgan Stanley (New York, NY)
- …**Title:** *Portfolio Strategy Consultant - Global Sales & Marketing - Vice President * **Location:** *New York-New York* **Requisition ID:** *3258109* ... model placement, and assist in overall visibility of MSIM/EV strategies at focus broker dealers; in order to drive sales/AUM growth. The position will be focused… more
- JPMorgan Chase (New York, NY)
- …and field execution together to better serve our Defined Contribution clients. As a Vice President in the Retirement Global Strategic Relations team at JPMorgan ... play a critical role in building our Defined Contribution presence with key broker -dealers, record-keepers, and analytic firms. You will support the broader team on… more
- HUB International (New York, NY)
- …to our industry leading success in the mergers and acquisitions. We are seeking a Vice President to join our Risk Management Commercial Lines Department in our ... HUB International Limited ("HUB") is the 5th largest global insurance broker , providing a broad array of property, casualty, risk management, life and health,… more
- Broadridge Financial Solutions (New York, NY)
- …along the way, come join the Broadridge team. We are currently seeking a Vice President , Client Relationship Management Proxy Solutions to join our dynamic team. ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Vice President - Counsel role for Sumitomo Mitsui Banking Corporation ... Security, Operations, Procurement, Third-Party Risk, Human Resources, Capital Markets, Nikko ( broker dealer), and Corporate Services. In particular: + Serving as a… more
- Citigroup (New York, NY)
- The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital adequacy of all of Citi's US broker dealers on a ... filing the monthly FOCUS reports for each and ensuring that the primary broker dealer, Citigroup Global Markets Inc. is compliant with the customer protection rule.… more
- MUFG (New York, NY)
- …Management with demonstrated familiarity including Sales and Trading; and familiarity with Broker - Dealer and applicable regulations, such as DFA Swap Dealer, ... Volcker and FINRA, SEC and NASD rules. + Experience working with financial industry regulators, including OCC, FRB, and FINRA + Deep knowledge of risk assessment, audit methodology, and audit execution + Demonstrated proficiency in technology as required for… more
- JPMorgan Chase (New York, NY)
- …Build and maintain relationships with investment bankers and analysts, the broker -dealer community, rating agencies, and legal professionals, among other market ... participants. **Required qualifications, capabilities and skills** + Minimum of 3 years of experience in credit analysis. + Bachelor's degree in related field + Critical Technical Skills + Demonstrated ability to evaluate municipal issuer credit risk,… more
- JPMorgan Chase (New York, NY)
- …+ Prior experience in private markets preferred. + Experience in retail, broker /dealer, mutual fund industry preferable. JPMorganChase, one of the oldest financial ... institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the JP Morgan and Chase brands. Our history spans over 200 years and… more
- HUB International (New York, NY)
- …on new business opportunities. This role will report directly to ProEx Senior Vice President . This role requires contributing to significant responsibilities to ... International Limited ("HUB") is the 5th largest global insurance broker , providing a broad array of property, casualty, risk...We are seeking an experienced cyber and professional lines broker to join our ProEx team. This position will… more
- Weichert Co. (Spring Lake, NJ)
- …each Sales Associate to whom opportunity time has been assigned. + Supports the Branch Vice President in recruiting efforts by the direction of the Branch ... Vice President . + Fosters and nurtures a...Vice President . + Fosters and nurtures a strong sense of...+ State real estate license and state real estate broker 's license required, subject to market requirements. + Valid… more
- HUB International (New York, NY)
- …worth private client book of business. Reporting to and working directly for the Vice President of our Personal Lines group in Connecticut, (with Team Members ... International Limited ("HUB") is the 5th largest global insurance broker , providing a broad array of property, casualty, risk...years Personal Lines account management experience with an established broker + Valid Property & Casualty Broker 's… more
- Broadridge Financial Solutions (New York, NY)
- …your career, while helping others along the way, come join the Broadridge team. The Vice President , ICS Account Management role will help set and drive the ... teams client retention and growth strategies that meet our Bank and Broker clients and Broadridges strategic vision. The role includes responsibilities for multiple… more
- Weichert Co. (Rumson, NJ)
- …for both new and experienced Sales Associates. + Reports progress to the Vice President on all recruiting and retention activities. Marketing: + Maintains ... Bachelor's degree preferred + State real estate license required + A real estate broker 's license is a plus + Valid driver's license with access to reliable… more