- City National Bank (Charlotte, NC)
- * DIRECTOR OF AUDIT COMPLIANCE* WHAT IS THE...including any one of operational risk , compliance risk , credit risk , ERM/corporate governance, etc., ... OPPORTUNITY? The Director of Audit for Compliance will support City National...compliance engagements and projects with a focus on compliance risk management practices and regulatory compliance * Audit… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Data Analytics Audit Manager, Executive Director as part of our Wealth and Investment Management (WIM) Audit ... Audit and with teams companywide **Required Qualifications:** + 7+ years of Audit or Risk experience, or equivalent demonstrated through one or a combination… more
- Truist (Charlotte, NC)
- …Truist is looking for a Managing Director who will cover the Truist Enterprise Risk Management, Credit Risk and Operational Risk domains to validate ... This role is responsible for leading the delivery of independent, objective risk -based audit assurance services to the Audit Committee and Executive… more
- Wells Fargo (Charlotte, NC)
- …lines of defense functions. The Quantitative Analytics Senior Manager will report to the Model Risk Audit Director and will be accountable for developing and ... **About this role:** The Wells Fargo Model Risk Audit Team is seeking an...company. They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational,… more
- Citigroup (Charlotte, NC)
- …role will manage a team that provides governance coverage for RWA related to Market Risk and Credit Risk (including Securitization, Counterparty Credit ... deliverables, and (v) interfaces with key stakeholders including Internal Audit , Compliance, Risk and other control functions....and control environment for Spot RWA related to Market Risk and Credit Risk (including… more
- Wells Fargo (Charlotte, NC)
- …Enterprise Technology Audit Group (ETAG) is looking to fill an IT Audit Manager, Executive Director position within their IT Governance and Functions team. ... segments of the Audit Plan + Ensure audit engagements are risk based, and executed...company. They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational,… more
- USAA (Charlotte, NC)
- …engagements. Leverage results from engagements and continuous monitoring activities to assist Audit Leadership in updating risk assessments. Adheres to the ... standards. Makes recommendations for severity ratings to Senior Audit Manager (SAM)/ Director . May communicate with regulators....from audit results and insight to assists Audit Leadership in the updating of risk … more
- Citizens (Charlotte, NC)
- …for proactively reviewing, analyzing, and identifying emerging risks, escalating to the Senior Director / Director of First Line Risk where appropriate. ... Additionally, you will work with the Senior Director / Director to adhere to internal...and unsecured) area. Qualifications: + 5-8 years' experience in Risk Management, Audit , or Compliance with demonstrated… more
- TD Bank (Charlotte, NC)
- …skills + Strong attention to detail and ability to meet tight deadlines The Director Risk TDS is primarily accountable for providing a comprehensive and diverse ... Balance Sheet Management, Front Office, other second-line of defense risk partners, and Internal Audit . + Deliver...regulations + Manages or oversees a number of major risk area requirements such as Credit , Operational,… more
- Nuveen Investments (Charlotte, NC)
- The Derivatives Strategies & Trading Senior Director will be responsible for structuring and execution of hedging and yield enhancement strategies across asset ... as the TIAA General Account's CIO office. The Senior Director will also be responsible for assisting the head...with all aspects of the business, from operational processes, audit /compliance to structuring and trading of FX and derivatives… more
- Wells Fargo (Charlotte, NC)
- … Management (FRM) - Liquidity Risk Oversight (LRO) Team reporting to the Risk Analytics Director . This will be a high visibility role requiring regular ... with senior leaders across Liquidity Risk Management, Liquidity Management, Corporate Risk , and Internal Audit . This individual will be responsible for… more
- Wells Fargo (Charlotte, NC)
- …which may impact multiple business lines or the enterprise + Work closely with risk , compliance and audit , responding to reporting inquiries + Recognize and ... customers and company. They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance),… more