- Truist (Charlotte, NC)
- …are appropriately managed. + Oversee effective operationalization of a Risk Control Self-Assessment Program, Key Indicator and other Business Environment and ... Advisor is responsible for providing effective challenge of risk management processes, objective oversight of controls , identification and remediation… more
- Truist (Charlotte, NC)
- …appropriately managed. 7. Oversee effective operationalization of a Risk Control Self-Assessment Program, Key Indicator and other Business Environment and ... support to front line for control implementation, risk mitigation and effective design of controls ....of controls . 3. Responsible for providing expert risk management direction and oversight to applicable business… more
- Truist (Charlotte, NC)
- …are appropriately managed. Oversee effective operationalization of a Risk Control Self-Assessment Program, Key Indicator and other Business Environment and ... support to front line for control implementation, risk mitigation and effective design of controls ....design of controls . Responsible for providing expert risk management direction and oversight to applicable business… more
- Truist (Charlotte, NC)
- …Engage with Business Unit leadership in its management of risks and controls as well as its execution of risk program requirements. Execute, facilitate ... requirements (eg, Issue Management, RCSA, KRIs, etc.) within the Business Unit and GCO. Provide strategic insight, risk...and/or Technology Operations and Development and management of the risk and control environments required to manage… more
- Truist (Charlotte, NC)
- …job description:** Engage with Business Unit in its management of risks and controls as well as its execution of risk program requirements. Provide risk ... risk within the assigned areas of the Business Unit. A first line of defense supervisory principal...line of defense supervisory principal within the Governance and Controls Office (GCO), serving as a subject matter expert… more
- Truist (Charlotte, NC)
- …adherence/execution and identify risk / control improvement opportunities in risk management principles/ controls , broad based business practices, and ... Unit leadership in its management of risks and controls as well as its execution of risk...business areas in identifying, escalating and in remediating risk control gaps to ensure compliance with… more
- Truist (Charlotte, NC)
- …adherence/execution and identify risk / control improvement opportunities in risk management principles/ controls , broad based business practices, and ... Unit leadership in its management of risks and controls as well as its execution, management and coordination...business areas in identifying, escalating and in remediating risk control gaps to ensure compliance with… more
- Truist (Charlotte, NC)
- …description:** Engage with Business Unit in its management of risks and controls as well as its execution of risk program requirements. Execute, facilitate ... RCSA, KRIs, etc.) within the assigned areas of a Business Unit. Provide risk advice to effectively...areas within the Business Unit across all risk types to strengthen control environment (… more
- USAA (Charlotte, NC)
- …be a part of what makes us so special! **The Opportunity** As a dedicated Business Risk and Controls Principal, you will provide leadership and direction ... first line of defense. You will measurably increase organizational risk controls and compliance and provide leadership...State Departments of Insurance, OCC, CFPB, FDIC) on the business regulatory risk control program… more
- USAA (Charlotte, NC)
- …out the Risk Management Framework for Ethics and participates in the Risk Controls Self-Assessment (RCSA) exercise. + Assists in the development of ... with discretion. + Background in continuous monitoring of a business control environment, maintenance of or providing...environment, maintenance of or providing advice/guidance on the Process Risk Control Inventory, execution of the annual… more
- City National Bank (Charlotte, NC)
- …Team, this individual will act as a trusted advisor to Mortgage and Controls Team leadership through monitoring of business risks and controls . ... * BUSINESS CONTROLS LEAD* WHAT IS THE...Registers to support the overall Risk and Control Self-Assessment (RCSA). Will work with business … more
- Deloitte (Charlotte, NC)
- Deloitte's Engagement Financial Advisor (EFA) team is comprised of professionals specializing in Deloitte engagement economics & financial metrics, account ... operations and risk management. As a Financial Analyst, you will provide...value is in the understanding and application of engagement business and financial processes, both to individual projects and… more
- Truist (Charlotte, NC)
- …clients, their attorneys and CPAs. * Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within the existing ... America) **Please review the following job description:** Serve as primary relationship advisor for high net worth and ultra-high net worth wealth clients.… more
- USAA (Charlotte, NC)
- …**The Opportunity** We are seeking a Regulatory Reporting Quality Assurance Advisor to own the performance, independent validation and improvement of external ... regulatory filings to evaluate the efficiency of procedures and controls for the purposes of ensuring the completeness of...responsible for the data quality, data governance and data control for financial regulatory reporting data as well as… more
- Huntington National Bank (Charlotte, NC)
- …Department is searching for an Audit Project Manager with a passion for identifying and mitigating business risk . Serving as an advisor to your business ... the type of person who is passionate about identifying risk and working with business partners to...of Mortgage Lending experience + Working knowledge of recognized risk frameworks, ie, COSO's Internal Control -… more
- Bank of America (Charlotte, NC)
- …internal service providers based on client needs and asset thresholds * Mitigates and controls risk as part of daily activities * Identifies and engages ... Financial Solutions Advisor - Consumer Investments - Charlotte, NC Charlotte,...Key responsibilities include triaging client leads, making referrals to business partners based on client needs and asset thresholds,… more
- TD Bank (Charlotte, NC)
- …skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ... you more specific details for this role. **Line of Business :** Audit **Job Description:** * This position has the...our customers. **Job Description :** The Audit Division Quality Control professionals are responsible for the execution of Quality… more
- Truist (Charlotte, NC)
- … programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management). 3. Assist business line leadership with ... and decisions. Provide oversight and governance to the assigned business unit regarding its control environment. 4....activities as defined in policy. 10. Coach and develop risk advisor teammates within the GCO. 11.… more
- Truist (Charlotte, NC)
- … programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management). 3. Assist business line leadership with ... and decisions. Provide oversight and governance to the assigned business unit regarding its control environment. In...activities as defined in policy. 10. Coach and develop risk advisor teammates within the GCO. **Qualifications**… more
- TD Bank (Charlotte, NC)
- …skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ... you more specific details for this role. **Line of Business :** Audit **Job Description:** This job will be considered...East Coast. The Senior Audit Group Manager - Internal Controls over Financial Reporting (ICFR) is responsible for overseeing,… more