- SMBC (New York, NY)
- …benefits to its employees. **Job Summary** The SMBC Nikko Securities Inc., Capital Markets (CM) Business Control Officer (BCO) associate risk and ... the current compensation paid in their geography and the market for similar roles at the time of hire....Control framework. **Scope** The SMBC Nikko Securities Inc., Capital Markets (CM) Business … more
- City National Bank (New York, NY)
- *SENIOR BUSINESS CONTROL MANAGER - CAPITAL MARKETS * WHAT IS THE OPPORTUNITY? The Senior Business Control Manager will report into the Business ... participate in the team that will design, maintain, implement, manage and enhance the capital markets first line risk program for four separate line verticals… more
- NatWest Markets (Stamford, CT)
- Capital Markets Advisory and Control Room...to ensure the proper operations of the department and the business ._ Join us as a Control Room Officer ... to develop effective and sustainable working relationships across the business and with peers to support the sharing of...addressing of common issues **What you'll do** As a Control Room Officer, you'll manage the wall crossing process… more
- Citigroup (New York, NY)
- This role is specifically to perform Business Execution activities for the Markets Capital Advancement team within Counterparty Trading & Risk (CTR). The ... internal & external audits, or addressing regulatory issues. The Business Manager, SVP - Markets Capital... Capital Task force is co-led by In- Business Market Risk & XVA teams. The… more
- Citigroup (New York, NY)
- The Capital Markets Regulatory Engagement Officer will be part of Citi's Global Regulatory Engagement team and report directly to the Capital Markets ... exam management execution and oversight across all of Citi's regulators. The Capital Markets Regulatory Engagement Officer will support Citi's regulatory… more
- MUFG (New York, NY)
- …a macro level, identifying signs of changing risk levels and/or symptoms of process control breakdowns. + Assess the business ' governance, risk management and ... and assess the effectiveness of the Bank's governance, risk management and control processes. This role includes, but is not limited to, independently owning… more
- Capco, a Wipro Company (New York, NY)
- **About the team:** Capital Markets is part of Capco's DNA. In fact, the Capco name was inspired by this domain. The Capital Markets team delivers expert ... compliance. Our clients include the largest investment banks, global universal banks and capital markets divisions from regional banks across the country and… more
- CIBC (New York, NY)
- …6th Floor **Employment Type** Regular **Weekly Hours** 40 **Skills** Accountability, Business , Capital Markets , Compliance Monitoring, Compliance Programs, ... please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The US Capital Markets Compliance Analyst is responsible for performing… more
- BMO Financial Group (New York, NY)
- …their development, and manages poor performance. + Provides strategic input into business decisions as a trusted advisor. + Make recommendations related to policy, ... execution of accounting, risk and regulatory related strategic initiatives to deliver on business and financial goals. + Acts as the prime subject matter expert for… more
- Scotiabank (New York, NY)
- …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the ... the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business...accurate presentation of the audited financial Statements of Scotia Capital (USA) Inc. + Control the balance… more
- Marex (New York, NY)
- …Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities ... and financial markets . The Group provides comprehensive breadth and depth of...breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency… more
- Citigroup (New York, NY)
- …Final Guidance, SR 12-17, SR 14-8, 12 CFR Part 30 Appendix E), capital planning methodologies, governance and internal control processes, hands-on experience in ... foundational risk management (credit, market , liquidity or operational risk). Excellent written and verbal...and support presentations to governing groups inclusive of the Capital Committee. + Engage with Business , Finance,… more
- Capital One (New York, NY)
- … control environment enhancements in support of periodic assessments, business reviews and internal/external audits * Establish, promote and maintain appropriate ... management level. This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer… more
- Citigroup (New York, NY)
- …drivers and monitor against planned targets + Work in close partnership with control functions such as Legal, Compliance, Market and Credit Risk, Audit, ... The SVP of Sales and Working Capital is a strategic professional who manages and...applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control… more
- Citigroup (New York, NY)
- …origination activities + Review daily and monthly profit and loss from Product Control for various business strategies **Qualifications:** + BA/BS with emphasis ... Citi Community Capital ("CCC") is the community lending and investing...in in the Global Spread Products ("GSP") vertical within Markets . Unique among its peers, CCC provides a comprehensive… more
- Citigroup (New York, NY)
- …connectivity to Banking. The ideal candidate should also have proven success in business development and capital markets product management, knowledge of ... across Wealth (ie Financial Advisors, Bankers, Investment Counselors and Control Functions), as well as in Markets ...**1. Business Development:** + Develop a coordinated business strategy across all capital markets… more
- Citigroup (New York, NY)
- This role will be a key member of the markets business Treasury responsible for a variety of analytics / monitoring across a variety of Markets products ... into summaries provided to key members of both the Markets Business and Treasury. Lastly, the role...well as managing rating agency relationships. + Involved in capital markets activities including commercial paper and… more
- Raymond James Financial, Inc. (New York, NY)
- …development of stakeholder engagement plans to support the communication of business information and decisions. Take responsibility for developing and delivering the ... organization's risk management and/or risk control policies and procedures. Lead the development of policies, procedures, and related guidelines for a significant… more
- TD Bank (New York, NY)
- …supporting all corporate investment banking Functions including Debt and Equity Capital Markets . **Responsibilities:** + Provide day-to-day strategic advice and ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $115,000 - $185,000 USD TD...and trading + Knowledge of Corporate Investment Banking and Capital Markets + Strong knowledge of applicable… more
- Citigroup (New York, NY)
- …+ **Partner closely with the rest of the Market Ops Transformation group, Markets Ops and Market Business management and technology partners to utilize ... & Commodities Operations. We support an extensive range of Capital Markets products and services including: +...Markets Operations functional heads and their teams, Embedded Control Officers, and In- business Risk Controllers.** +… more