- CIBC (New York, NY)
- …coordination of RCM activities, and ensuring alignment with industry standards and the Bank's Regulatory Compliance Management Policy. At CIBC we enable the ... the Swap Dealer Chief Compliance Officer, the Director , RCM Portfolio Management is responsible for...within CGRA. **Who You Are:** + Extensive experience of regulatory compliance management activities such… more
- American Express (New York, NY)
- …and effectiveness of Compliance Risk exam management process. **The Director , Audit & Regulatory Engagement will:** + Support the day-to-day internal and ... by creating a culture of risk awareness and proactivity around regulatory matters. The Compliance Risk Management team facilitates and monitors the… more
- S&P Global (New York, NY)
- …services that span client reference data collection and management , client lifecycle management , regulatory compliance , and document management . + ** ... transformative impact on our clients by streamlining complex processes, enhancing data management , and ensuring robust regulatory compliance . These offerings… more
- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in-class. As a Regulatory Strategy Director within the Asset & Wealth Management team, you will oversee intricate ... your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the...regulatory engagements that influence the Asset & Wealth Management operations as well as cross-business regulatory … more
- Ross Stores, Inc. (New York, NY)
- …and projects in the areas of product compliance , regulatory compliance , product safety, environmental, and risk management \. The position will also ... with continuous learning opportunities and development for our teams\. **GENERAL PURPOSE:** The Director , Product Compliance & Regulatory Attorney will work… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- The Director Regulatory Affairs will provide leadership on global regulatory activities for the assigned products. Responsibility will mainly focus on ... Clinical Regulatory filings and provide regulatory leadership on...in close collaboration with leads from other areas. Assure compliance with regulations and with project team timelines. +… more
- Scotiabank (New York, NY)
- Director , Legal Counsel, Bank Regulatory Attorney **Requisition ID:** 209636 **Salary Range:** 240,000.00 - 286,000.00 _Please note that the Salary Range shown ... a full range of investment banking, credit and risk management products and services relevant to the financing and...with responsibility for a wide range of US bank regulatory matters, and providing legal advice, services and counsel… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- …development, but also to interact with senior managers in the company on regulatory strategies for product development. This management position in Regulatory ... are met within specified timelines and so that the necessary state of compliance is maintained relative to all regulatory commitments/requirements. In addition… more
- Mizuho Corporate Bank (New York, NY)
- …production team, ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate will possess strong ... Summary The Liquidity Regulatory Reporting is a team responsible for the...FR2052A Target Operating Model. + Collaborate with Treasury Liquidity Management and Liquidity Risk on the analysis of the… more
- CIBC (New York, NY)
- …Compliance Assessments, Corporate Ethics, Executive Leadership, Group Problem Solving, Regulatory Compliance , Relationship Management , Risk Assessments, ... Statement, US Compliance works to identify, assess, manage and mitigate regulatory compliance risk to protect CIBC's reputation and brand, while helping… more
- American Express (New York, NY)
- … matters. The Compliance Risk Management Program is seeking a skilled Regulatory Compliance Director to lead the global regulatory compliance ... all business units adhere to evolving regulations. Additionally, this Director will manage the American Express inventory of laws,...which a minimum of 5 years experience in risk management (includes compliance , regulatory change… more
- Citizens (Tarrytown, NY)
- …place to complete "horizontal" risk assessments of compliance with specific regulations/ regulatory themes, and will work with management to create a ... Demonstrated leadership experience and ability to embed a strong compliance management culture. + Ability to leverage...FINRA Series 7, 24 + JD preferred + Certified Regulatory Compliance Manager (CRCM) certification or equivalent… more
- BMO Financial Group (New York, NY)
- The US Capital Markets Compliance Team is seeking an Equities Compliance Director with primary accountability for the Firm's Cash Equities & Electronic ... and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with … more
- NBC Universal (New York, NY)
- … and Privacy: + Build and enhance operational processes to support regulatory compliance and data protection, ensuring adherence to privacy-by-design and ... Compliance and Data driven business solutions. The Sr Director of Compliance & Privacy Tech Operations...and engaged in best practices for data protection and regulatory compliance . + Stay informed about … more
- TD Bank (New York, NY)
- …at the firm. + Proficient in Word, Excel and PowerPoint The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... for this role. **Job Description:** We are seeking a Director TDS - Compliance to join our...issues, disclosures, and broker dealer requirements. + Respond to regulatory inquiries related to employee matters and client complaints.… more
- City of New York (New York, NY)
- … Director of Administration Planning Operations and Emergency Support Services, the Director of Contracts and Compliance with wide latitude for independent ... (1) Administrative Staff Analyst NMII to function as the Director of Contracts and Compliance who will:...analysis of fiscal policies and procedures to DVS executive management . - Design and implement effective contract compliance… more
- ITT (Stamford, CT)
- …trade professional with at least 10 years of relevant experience to lead the trade compliance team and serve as Director , Global Trade Compliance . Reporting ... to the Senior Vice President and General Counsel, the Director , Global Trade Compliance is primarily responsible for ensuring the global export and import health… more
- SMBC (New York, NY)
- …+ Must be well organized with project management skills. + 10+ years of regulatory compliance experience at a broker dealer. BA/BS required. Series 7, 24, 79 ... of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory...Dealer. + Provides advice on regulatory and compliance requirements to business unit management and… more
- Children's Aid (Manhattan, NY)
- Director , Division Compliance & Continuous Quality Improvement 1/15/25Full Time--Manhattan Job ID: 007546 Description: Harlem Family Services Center (317 Lenox ... of Child Welfare and Family Services and Health. The Director leads the division's compliance and continuous...all program areas comply with federal, state and local regulatory and contract requirements. Additionally, the CCQI Director… more
- Citigroup (New York, NY)
- …Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... applicability of policies, resolution of potential red flags or other client-related compliance escalations. + Representing Citi on critical regulatory matters… more