- S&P Global (New York, NY)
- …Secretary, and will lead a team of three attorneys, including securities , executive compensation, and benefits counsels. **Responsibilities and Impact:** The ... Associate General Counsel - Securities and Corporate Finance is responsible for supporting a...of the Board in connection with the Committee's financial reporting and oversight responsibilities. This role will also supervise… more
- BlackRock (New York, NY)
- **About this role** Company: BlackRock Institutional Services, Inc. Job Title: Associate, Securities Lending Analytics Location: 50 Hudson Yards, New York, NY 10001 ... Job Duties: Develop quantitative insights using Aladdin, Securities Lending, and alternative datasets to improve decision-making and manage investment risk across… more
- Citigroup (New York, NY)
- …Contribute to the creation of customized reporting used to present information to management + Support implementation of securities processing improvements + ... is to assist in the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Individual mapped to this job… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $130,000 - $180,000 USD TD is committed to providing fair ... role. **Job Description:** TDS Treasury is part of Global Markets in TD Securities , and manages the dealer's liquidity, funding and non-trading market risk. Within… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $300,000 USD TD is committed to providing fair ... Quantitative Developer for the Electronic Trading desk within Global Markets at TD Securities in New York. _General S&T job description:_ The Director TDS Sales &… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $100,000 - $120,,000 USD TD is committed to providing fair ... can provide you more specific details for this role. **Job Description:** TD Securities Corporate and Investment Banking provides a full range of financial advisory… more
- JPMorgan Chase (New York, NY)
- …management. Elevate your career with JPMorgan Chase as a Vice President in the Securities Services Planning & Analysis (P&A) Team. In this dynamic role, you'll lead ... with key stakeholders. As a Vice President in the Securities Services P&A Team, you will support the ...to the digital transformation agenda, and drive key regulatory reporting . **Job Responsibilities:** + Manage end-to-end ownership of major… more
- JPMorgan Chase (New York, NY)
- …global stakeholders to execute business requirements. As a Business Manager within Securities Services, you will support Americas Securities Services Sales Team ... sales initiatives. Your responsibilities will include collaborating with the Global Securities Services Sales business management team and stakeholders in Product,… more
- TD Bank (New York, NY)
- …wholesale businesses, functions, and topics, including operations, risk, finance, regulatory reporting , and sales and trading. + Prepare business personnel for ... + Provide periodic examination status updates and contribute to internal reporting and tracking related to examinations and regulatory findings. + Support… more
- TD Bank (New York, NY)
- …Houston, Texas, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $300,000 USD TD is committed to providing fair ... can provide you more specific details for this role. **Job Description:** TD Securities offers a wide range of capital markets products and services to corporate,… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $100,000 - $150,000 USD TD is committed to providing fair ... to hire a Analyst/Associate for the Prime Finance Funding group within TD Securities - Prime Services in New York. **Job Description** + The Analyst/Associate role… more
- TD Bank (New York, NY)
- …covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare business personnel for ... and resolution of potential issues. + Analyze and summarize information /documentation responsive to regulatory requests. + Communicate extensively (orally and… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $200,000 USD TD is committed to providing fair ... role. **Job Description:** TDS Treasury is part of Global Markets in TD Securities , and manages the dealer's liquidity, funding and non-trading market risk. Within… more
- TD Bank (New York, NY)
- …Support **Job Description:** The **Fraud Business Strategy Specialist (US Wealth & TD Securities )** will support fraud strategies for the TD Securities and US ... accountable for hands on delivery of objectives, projects, process changes, reporting , and business/vendor partnership meetings. This position is a **Remote** career… more
- Wells Fargo (New York, NY)
- …Equity Finance **In this role, you will:** + Lead complex initiatives to sell securities to clients + Conduct trades with broad impact, and act as key participant ... a peer mentor **Required Qualifications:** + 5+ years of Securities Sales experience, or equivalent demonstrated through one or...+ The position will be located in New York reporting directly to the co-head of Capital Introduction. +… more
- TD Bank (New York, NY)
- …decisions, legal articles and codes to prepare legal documents. **TD Description** TD Securities offers a wide range of capital markets products and services to ... should have a high degree of integrity and sensitivity to handle confidential information as well as strong analytical and organizational skills with close attention… more
- TD Bank (New York, NY)
- …and develop Testing and Monitoring metrics, and contribute to department reporting + Support issues management development and tracking of Compliance-identified ... + JD desirable but not required + Knowledge of operations, finance, regulatory reporting , sales and trading, at a global financial institution. + Firm understanding… more
- JPMorgan Chase (New York, NY)
- …and Investor level activity (investor capital activity, contact/wire updates, investor and client reporting , etc.) + Serve as the main contact for a portfolio of ... Risk Management policies and produce and review client and investor level reporting , such as monthly / quarterly statements, contract notes, order acknowledgements,… more
- HSBC (New York, NY)
- … Reporting team in day-to-day operations and controls supporting Trade and Transaction Reporting (CFTC, CSA and SEC Securities -based Swap Reporting ) + ... compliance + Demonstrates an excellent understanding of CFTC, CSA and SEC Securities -based Swap Dealer trade reporting requirements in the financial market… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** TD Securities ' Regulatory Compliance Management Framework (RCM) is implementing new ... This is a newly created role on the TD Securities US Core Compliance team that will manage ongoing...Additionally, this role will be responsible for building out Reporting Modules to show the applicability and coverage of… more