- Truist (Charlotte, NC)
- …manage a team enhancing and overseeing the Corporations program(s) and processes for proactive operational risk management . Following is a summary of the ... may change from time to time. 1. Manage multiple Operational Risk Management Program(s) (RCSA...and written communication skills, with the ability to present issues , observations, and recommendations. 7. Adept with Microsoft Office… more
- Capital One (Charlotte, NC)
- Audit Director- Operational Risk Management **Overview:** Capital One's Audit function is a dedicated group of professionals focused on delivering ... team, the candidate will focus on all aspects of Operational Risk Management (ORM) and...or deteriorating trends, and demonstrate awareness of big picture issues . Interpret business priorities, anticipate issues and… more
- American Express (Charlotte, NC)
- …a culture of risk awareness and proactivity around regulatory matters. The Operational Risk Management (ORM) team facilitates and monitors the ... implementation of effective operational risk management programs throughout...sessions and risk culture programs + Monitor risk -related issues , ensuring they are appropriately addressed… more
- Wells Fargo (Charlotte, NC)
- … Framework and ensure all employees understand their individual accountability for managing risk . ** Operational Risk Management ** Operational ... controls, processes, people, and systems or from external events. Operational Risk Management (ORM) upholds...of issues , deficiencies or regulatory matters regarding operational risk to leaders, committees, and appropriate… more
- Bank of America (Charlotte, NC)
- … team and ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), ... the Compliance and Operational Risk Management Program and...to address the root causes that lead to compliance risk issues and/or operational … more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a Senior Lead Operational Risk Officer in Operational Risk Management as part of COO Risk Oversight team. Learn more about ... controls, processes, people, and systems or from external events. Operational Risk Management (ORM) upholds...compliance obligations, timely and effective escalation and remediation of issues , and making sound risk decisions. There… more
- City National Bank (Charlotte, NC)
- …and its strategies and plans * Strong management oversight and reporting of all Operational Risk Events issues and exceptions * Lead the preparation of ... * OPERATIONAL RISK EVENTS PROGRAM MANAGER* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) program is in the second line of defense and is… more
- Truist (Charlotte, NC)
- …(CFA) or equivalent advanced risk certification + American Banker Association (ABA) Operational Risk Management Certified + Flexibility and agility to ... (RCSA), business and regulatory change initiatives, issues management , loss events, third party, model risk ,...The GCO Risk Program Execution organization supports risk programs across Truist's Enterprise Operational Services… more
- USAA (Charlotte, NC)
- …and impactful. **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... with applicable rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second… more
- Wells Fargo (Charlotte, NC)
- …following: work experience, training, military experience, education + 3+ years of Operational Risk Management experience **Desired Qualifications:** + ... planning related to mitigation of current and emerging business risk issues and concerns + Assess, analyze,...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- Truist (Charlotte, NC)
- …Controls Office (GCO), in the execution and support of a robust, high-quality Issues Management Program. Provide strategic risk guidance, aggregated ... to effectively deliver and monitor the responsibilities related to business/GCO adherence to operational and enterprise risk management (ORM) and (ERM)… more
- TD Bank (Charlotte, NC)
- …Risk Management **Job Description:** The Group Risk Officer within Operational Risk Management ("ORM") provides a comprehensive and diverse range ... over Risk and Control Self-Assessments, Quality Control, Issues Management and Key Indicators for the...core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business Continuity Management ,… more
- TD Bank (Charlotte, NC)
- …of own internal audit action/remediation plans to address performance/ risk /governance issues **Team Accountabilities:** + Responsible for management of the ... audit standards, procedures, laws, rules and regulations + Advanced knowledge of risk management environment, standards, regulations and mitigation + Knowledge… more
- First Horizon Bank (Charlotte, NC)
- …(RCSA), key risk indicators, issue management , operational loss management , and third party risk management . + Develop first line of ... + Bachelor's degree and 6 or more years of operational and enterprise risk management ...complex issues . + Experience managing enterprise and operational risk programs at a large financial… more
- TD Bank (Charlotte, NC)
- …or group business level, requiring broad managerial and deep specialized knowledge of risk management issues at the enterprise, business, regulatory and ... United States of America **Hours:** 40 **Line of Business:** Risk Management **Pay Detail:** $180,000 - $215,000...levels + Acts as the primary regulatory interface on risk issues and requirements for a key… more
- Truist (Charlotte, NC)
- …review the following job description:** Reporting to the Senior Manager of Enterprise Change Risk Management within Operational Risk , the Risk ... Work horizontally across the enterprise to drive consistency in risk management approaches. 3. Leadership + Act...as a strategic advisor to senior leadership on change risk issues . + Build strong relationships with… more
- Wells Fargo (Charlotte, NC)
- …and Counterparty Risk Audit Team which focuses on market and counterparty risk independent risk management activities such as governance, limit framework ... controls that mitigate audit findings and make recommendations to management + Inform manager of situational issues ...education **Desired Qualifications:** + Experience in Market and Counterparty Risk Management and/or risk … more
- Truist (Charlotte, NC)
- …development, implementation, and oversight of one or more assigned ERM Programs (eg, Issues Management Program, Risk Measurement Program, Policy ... of America) **Please review the following job description:** Enterprise Risk Management (ERM) Specialist is responsible for...others to adopt a new perspective and handle interpersonal issues with tact and diplomacy. 6. Ability to exercise… more
- Deloitte (Charlotte, NC)
- …risk reporting frameworks and processes including regulatory reporting, reporting governance, risk management , process and controls management . Our ... 009, or FFIEC 101 + Demonstrate understanding of business processes, regulatory requirements, risk management , internal control management , process, data and… more
- Wells Fargo (Charlotte, NC)
- …The CL ORBO team is responsible for providing independent oversight of front-line operational risk management effectiveness of the Consumer Lending business. ... such as Risk & Control Environment, Issue Management , Operational Risk Events etc.,...compliance obligations, timely and effective escalation and remediation of issues , and making sound risk decisions. There… more