- Lowe's (Mooresville, NC)
- …work with business stakeholders to maintain compliance across the organization. This Regulatory Compliance Manager will work directly with attorneys and ... **Your Impact** This position's primary purpose is to partner with the Global Regulatory Compliance Team to manage the Company's regulatory compliance … more
- Lowe's (Mooresville, NC)
- …of existing and proposed federal, state, and local laws. + With guidance from the HR Regulatory Compliance Manager , aids in driving compliance for all ... benchmarking studies, and evaluating current state processes/practices. The HR Regulatory Compliance Support is responsible for making...Labor Relations + 2 years service as a Project Manager , Lead, or Support + SHRM-CP, SHRM-SCP, PHR or… more
- Regions Bank (Charlotte, NC)
- …specific to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + ... and delivers training to assigned business area to increase compliance awareness + Gathers information requested by regulatory...skills + Proficiency in Microsoft Office Suite _The HMDA Compliance manager will operate as a first… more
- Regions Bank (Charlotte, NC)
- …(10) years of management experience **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and ... of the system. **Job Description:** At Regions, the Corporate Compliance Manager leads a team of second...facilitating the development of processes and procedures to ensure regulatory compliance , including participation in team meetings,… more
- Truist (Charlotte, NC)
- …large financial institution 3. Prior supervisory or management experience 4. Certified Regulatory Compliance Manager (CRCM) **General Description of ... and a broad understanding of financial services 5. Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance 6. Solid… more
- Regions Bank (Charlotte, NC)
- …to compliance in a specific line of business **Preferences** + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to ... data definitions, system capabilities, and data integrity issues related to compliance , regulatory projects, and risk management + Resolves work flow issues, and… more
- Regions Bank (Charlotte, NC)
- …to compliance in a specific line of business **Preferences** + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to ... law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule...of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line of defense risk… more
- Truist (Charlotte, NC)
- …large financial institution + Prior supervisory or management experience. + Certified Regulatory Compliance Manager (CRCM) **General Description of Available ... years of direct experience in compliance + Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance . + Strong… more
- Truist (Charlotte, NC)
- … compliance experience at medium to large financial institution 4. Certified Regulatory Compliance Manager (CRCM) **General Description of Available ... to assigned business and operational activities 2. Identifying and mitigating compliance risks proactively and maintaining a strong regulatory relationship… more
- Truist (Charlotte, NC)
- …, legal or management experience at large financial institution 3. Certified Regulatory Compliance Manager (CRCM) **General Description of Available ... functions and management of other managers. 4. Identifying and mitigating compliance risks proactively and maintaining a strong regulatory relationship with… more
- Bank of America (Charlotte, NC)
- …Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud ... Audit Manager - Transaction Monitoring New York, New York;East...audit reviews related to transaction monitoring systems and other compliance operational work including transaction monitoring models and alert… more
- Bank of America (Charlotte, NC)
- …Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud ... Audit Manager - Economic Sanctions New York, New York;Boston,...+ Perform audit reviews related to Sanctions and other compliance operational work including sanctions screening and alert disposition;… more
- Wells Fargo (Charlotte, NC)
- …+ Certified Information Systems Auditor (CISA) + Certified Internal Auditor (CIA) + Certified Regulatory Compliance Manager (CRCM) + Certified Risk and ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- …BS/BA degree or higher in business administration, finance, or accounting. + Certified Regulatory Compliance Manager (CRCM) + Certified Internal Auditor ... written, and interpersonal communication skills. + Specialized knowledge or prior regulatory compliance testing or review experience + Experience creating,… more
- Truist (Charlotte, NC)
- …as they apply to money laundering, terrorist financing and OFAC + Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist ... as they apply to money laundering, terrorist financing and OFAC + Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist… more
- US Bank (Charlotte, NC)
- …services, systems and associated risks/controls + Professional Certification, such as Certified Regulatory Compliance Manager (CRCM), Juris Doctor (JD) or ... on redlining risk management. Lead projects and/or activities that ensure compliance with applicable laws and regulations including the Equal Credit Opportunity… more
- Truist (Charlotte, NC)
- …as they apply to money laundering, terrorist financing and OFAC + Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist ... data management, risk management and loss prevention analysis. Ensure full compliance with applicable laws and regulations, by investigating, analyzing and… more
- US Bank (Charlotte, NC)
- …discover what you excel at-all from Day One. **Job Description** Conduct regulatory compliance testing of brokerage, investment advisory, institutional capital ... of applicable experience **Preferred Skills/Experience** + 3+ years of experience in testing/ regulatory compliance activities; + Strong knowledge of laws and… more
- Huntington National Bank (Charlotte, NC)
- Description Our Regulatory Reporting Accounting Senior Manager position is a highly visible and impactful financial reporting position working on Huntington's ... will be to prepare, complete, review and submit required regulatory filings in compliance with the standards and guidance from the appropriate institution… more
- Bank of America (Charlotte, NC)
- …+ Collaboration + Critical Thinking + Issue Management + Quality Assurance + Regulatory Compliance **Shift:** 1st shift (United States of America) **Hours Per ... Regulatory Relations Manager Charlotte, North Carolina...view the "EEO is the Law" poster, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf) . To view the "EEO is the Law"… more