- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and work done by others in the financial reporting department. * Supervises SEC Reporting senior associates and staff. * Manages relationships with, and ... changing priorities in a fast-paced work environment. * Supervise, instruct and develop SEC Reporting senior associates and staff. * Provide a high level of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and additional ad-hoc reporting as required. + Maintains regular contact with senior manager and other internal customers to identify, research, and resolve ... of regulatory developments and industry best practices to ensure the non-financial regulatory reporting with FINRA, IRS, SEC , remains current and effective. +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …through managing formal governance routines, issues and exam management, and ongoing reporting . As a senior advisor, you will support the Supervision ... continuing education options. **Job Summary:** The Supervision Governance and Reporting team is responsible for continuously minimizing risk by...Business Unit Risk Manager (BURM) by focusing on issues management activities, maintaining… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …disclosure assessments, and other related requests. * Develops metrics & reporting to support Disclosure program. * Collaborates on the multi-year disclosure-related ... and guidance to compliance efforts in assigned business entity. * Informs Senior Compliance Leadership about issues that may involve rule violations or potential… more