- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and Risk processes at the Firm. This role collaborates across the Internal Audit department for comprehensive coverage across various subsidiaries, technology, ... and selecting staff. * Attract, develop, and retain talent within the Audit organization. * Establish strong relationships with senior leaders including… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …levels of seniority to document and manage issues. + Coordinates with internal audit , compliance testing, regulatory exams, and inquiry management. Compliance ... formal governance routines, issues and exam management, and ongoing reporting. As a senior advisor, you will support the Supervision Business Unit Risk Manager … more
- Bank of America (Sarasota, FL)
- …Performance Management + Referral Management + Workforce Planning + Due Diligence + Internal Audit Review + Leadership Development + Recruiting + Risk Management ... the market expenses. The MCRM partners closely with the Senior Client Relationship Manager (SCRM) to support...while preparing to effectively manage any type of branch audit + Oversees the client service experience and reviews… more
- Regions Bank (St. Petersburg, FL)
- …and needs are recognized + Follows all bank policies, processes, procedures, and internal audit requirements and adheres to applicable laws and regulations, ... Region's Sales, Service and Coaching process, with some guidance from assigned mentor, senior level managers and internal support partners + Provides consistent… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to all communication activities. Uses knowledge of compliance monitoring, testing, audit practices and applicable US broker-dealer and registered investment adviser ... regulatory requirements and controls to work closely with senior members of Compliance and business management in a compliance risk management capacity. May… more
- Wells Fargo (Bradenton, FL)
- …grow your career" in the US **About this role:** Wells Fargo is seeking a Senior Branch Network Management Trainee (SAFE) for National Branch Network as part of the ... completion and been placed into a branch. Successful completion of the Branch Manager Readiness program is a pre-requisite to transition into a non-exempt Associate… more
- Fox Rothschild LLP (Sarasota, FL)
- …a member of the Talent Management Department, the Human Resources Compliance Manager works collaboratively with the Talent Management Leadership team to lead ... new policies and/or procedures to meet the compliance regulations. + Develop internal controls and policies designed to ensure that all compliance needs are… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …completions and additional ad-hoc reporting as required. + Maintains regular contact with senior manager and other internal customers to identify, research, ... Regular contact with various departments of Raymond James Financial and Senior Management is required, to provide comprehensive solutions to complex problems… more