- Morgan Stanley (New York, NY)
- …employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** * KYC Operations Director (AVP)* **Location:** *New ... We're seeking someone to join our team as a Director in Shared Services and Banking Operations ...and project contribution * Conduct detailed reviews of client's KYC records to ensure compliance with regulatory and internal… more
- Bank of America (New York, NY)
- Client Outreach Director Manager New York, New York;Miami, Florida; Fort Worth, Texas; Charlotte, North Carolina **Job Description:** **The Function** The Client ... with clients as part of meeting Know Your Client ( KYC ) periodic refresh and remediation requirements. We work in...Client Due Diligence (CDD) documentation collection, with support from Operations and Global Financial Crimes Risk teams. The team… more
- S&P Global (New York, NY)
- …within the financial services industry, particularly in roles related to Onboarding, KYC or Operations . + Deep understanding of financial industry regulations, ... Level (for internal use):** 12 **_The_** **_Role:_** **_Regional Commercial Associate Director - Regulatory Compliance_** **The Team:** This commercial position is… more
- Scotiabank (New York, NY)
- Director , Head of Structuring, US Corporate Equity Derivatives **Requisition ID:** 214314 **Salary Range:** 300,000.00 - 300,000.00 _Please note that the Salary ... team, committed to results, in an inclusive and high-performing culture. **Title: Director , Head of Structuring - Corporate Equity Derivative - New York, NY**… more
- Scotiabank (New York, NY)
- …activities as may be assigned by the US BSA/AML Officer, the GTB AML Risk Program Director , and the Director of US AML Risk Analytics as required and from time ... in day-to-day activities and decisions. + Actively pursues effective and efficient operations of their respective areas in accordance with Scotiabank's Values, its… more
- S&P Global (New York, NY)
- …candidates with experience selling into the financial services segment, focusing on Operations , KYC , Onboarding, Tax, Compliance and Technology department. You ... subjects + Experience selling into the financial services segment, focusing on Operations , KYC , Onboarding, Tax, Compliance and Technology departments. +… more
- NBC Universal (New York, NY)
- …ever-changing face of the world. Role Purpose: Within the Global Customer Finance Operations organization, the Risk Manager is responsible for the delivery of the ... in addressing potential credit losses. + Work closely with Risk Management Director to resolve customer master data quality problems through the appropriate choice… more
- Mizuho Corporate Bank (New York, NY)
- …and consulting function, designed to add value and improve Mizuho Bank's US operations including the derivatives and broker dealer businesses. Based in the New York ... control functions to ensure activities are coordinated.Work with IADA Vice President/ Director and corporate and compliance management to identify control issues and… more
- Scotiabank (New York, NY)
- …may be assigned by the US BSA/AML Officer and the GTB AML Risk Program Director , as required and from time to time. + Champions a high-performance environment and ... in day-to-day activities and decisions. + Actively pursues effective and efficient operations of their respective areas in accordance with Scotiabank's Values, its… more
- Neuberger Berman (New York, NY)
- …database and maintain corporate entity information, build organization charts, maintain director and officer lists and registrations + Assist with preparation of ... agreements and closing documentation + Respond to AML and KYC requests and due diligence questionnaires + Work closely...due diligence questionnaires + Work closely with finance and operations groups to open accounts globally + Review and… more