- HTC Global Services Inc (Iselin, NJ)
- …& Long Term Disability Insurance, and a variety of other perks. We are seeking an experienced SEC Compliance Data Analyst with a strong background in ... of 8+ years of experience as a Data Analyst . + Strong knowledge of SEC Compliance Regulatory Reporting processes, including Large Shareholder Disclosure,… more
- Guardian Life (Trenton, NJ)
- …to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will ... FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan for the… more
- Guardian Life (New York, NY)
- …purpose, priorities, and values. Do you want to be part of a collaborative Compliance Legal Team? The Compliance Analyst , Park Avenue Securities (PAS), ... skills with comfort making presentations in various settings. **Reporting Relationships** As our Compliance Analyst , you will report to the Compliance … more
- Raymond James Financial, Inc. (Trenton, NJ)
- …support our compliance operations and ensure accurate trade and account data submissions. **_A fully remote option may be considered for candidates with ... corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in supporting the… more
- Paramount (New York, NY)
- …and tools in collaboration with Controllership and IT teams. + Utilize Workiva for SEC filings, disclosure data gathering, and XBRL review. + Contribute to a ... Join our External Financial Reporting team as a Senior Analyst and play a key role in delivering accurate,...and play a key role in delivering accurate, high-quality SEC filings and financial disclosures for a global media… more
- Cushman & Wakefield (New York, NY)
- …and prepare reports for senior leadership and external stakeholders. + Ensure compliance with regulatory requirements (eg, SEC disclosures, proxy statements, pay ... **Job Title** Sr Executive Compensation Analyst **Job Description Summary** The Senior Executive Compensation...analytical and quantitative skills with proficiency in Excel and data modeling. + Ability to maintain data … more
- Mizuho Corporate Bank (New York, NY)
- …standards ( SEC , FINRA, GDPR, etc.) Key Outcomes: + Improved compliance monitoring and surveillance capabilities. + Streamlined compliance processes and ... Join Mizuho as a Transaction Monitoring Functional Analyst ! In this role you will bridge business...will bridge business needs and IT solutions within the compliance field. This role involves analyzing requirements, designing technology… more
- Norstella (Trenton, NJ)
- …process gaps, lead optimization initiatives, and ensure all work adheres to ethical data handling and best practices in compliance + Assist with development ... Senior Analyst II, Domain (Clinical & Commercial Development) Company:...Norstella is a premier and critical global life sciences data and AI solutions provider dedicated to improving patient… more
- Marex (New York, NY)
- …in back-office systems. + Participate in projects and maintenance of client static data in order to improve efficiencies and Compliance reporting. + Ensuring ... compliance with the company's regulatory requirements under the SEC , FINRA, NFA, CFTC and other applicable regulatory bodies. + Adhere to the operational risk… more
- Neuberger Berman (New York, NY)
- Neuberger Berman is looking for a Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration ... information to ensure compliance with US regulatory requirements. This role involves supporting...oral, and written communication skills + Understanding of FINRA, SEC , and state registration/licensing requirements + Excellent computer skills… more
- BeOne Medicines (Pennington, NJ)
- …procedures. Establishes and implements QC Chemistry procedures and supports regulatory compliance inspections. Ensures efficient and effective day to day operations ... testing using HPLC, UPLC, UV-Vis, capillary electrophoresis, and other techniques (PS-20, HPLC- SEC , TOC, Conductivity, CZE, etc.) in the QC Chemistry and Raw… more
- TD Bank (New York, NY)
- …Specifically, the incumbent will work with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and ... sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk...TDS meet regulatory requirements as it related to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA,… more