- JPMorgan Chase (New York, NY)
- …serves as the trusted control advisor for our Corporate & Investment Bank's US Business Control Management Equities Team. Engage with multiple internal ... continuous changes in the regulatory landscape. As a Vice President on the Equities Business Control Management team, you will provide essential guidance and… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...Driving projects improving and maintaining tools supporting the electronic trading control framework + Assist in the… more
- JPMorgan Chase (New York, NY)
- …drive product evolution and client product usage. + Maintain a working knowledge of equities trading , market structure, and the equities market regulatory ... team, which is the client-facing organization for all automated trading capabilities in Cash Equities . This team...clients through execution consultation, systematic market access and the US market landscape. In joining the team, you will… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...their current activities. + Maintain and Oversee the Firm's Equity Trading activities + Assist the business… more
- HSBC (New York, NY)
- US Equities Compliance, SVP Brand: HSBC Area...role in supporting the compliance needs of the Global Equities franchise with a focus on the Equity ... in a bank or broker-dealer, with a focus on equities markets, specifically equity derivatives - and...practices. + Seeking a candidate with exceptional knowledge of equities markets including trading system and technologies,… more
- Bank of America (New York, NY)
- …and/or CFA, preferred + Series 7 and 66 (or equivalents) required **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America and its ... the lifecycle of a trade idea from generation through execution + Liaising with trading , structing, sales, control partners, and other stakeholders + Price cross… more
- HSBC (New York, NY)
- …financial background, deep knowledge of market regulation, an excellent grasp of equities market structure and electronic trading systems, and prior experience ... Investment Banking, Markets, and Research Location: New York, NY, US , 10001 Work style: Office Worker Date: 14 Dec... knowledge and experience (desirable) + Deep knowledge of equities market structure and trading technology/architecture +… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...depth technical leadership and expertise in the oversight of non- trading market risk across US ALM +… more
- JPMorgan Chase (New York, NY)
- The Global Commodities business is part of the Markets Trading organization within the Commercial & Investment Bank. This business unit offers risk management ... strategy and priorities, managing business risks, addressing regulatory and control initiatives, optimizing business performance, and coordinating other business… more
- Mizuho Corporate Bank (New York, NY)
- …Loans, Workflow Management + Credit Facilities backed by Multi-Asset Portfolios + Basis Trading ( Equities , Crypto, etc.) This role demands a visionary leader ... Qualifications: + Experience: 10+ years in financial technology with direct experience in Equity Financing across Swap , D1 Trading , Margin Loan, Real Time… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...data engineering, analytics, and front-office decision-making. You'll work with Equities Sales, Trading , Research, senior management, and… more
- Tradeweb (New York, NY)
- **Company Description** Tradeweb is a global leader in electronic trading for rates, credit, equities , and money markets. As financial markets become ... increasingly interconnected, our technology enables efficient, multi-asset trading on a global scale. We serve more than...US GAAP technical accounting knowledge, including debt and equity investments (ASC 320 and 321), equity … more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...communications surveillance tools (eg, Behavox). + Deep understanding of trading in equities , fixed income, FX, and… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...trading products such as cash prime brokerage and equity derivatives, (ie Prime Brokerage Agreements, Term Commitment Agreements,… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...a client facing team responsible for advisory services across trading desks and clients through capital markets deal origination… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40... Trading staff within Markets, as well as trading in Equities , Options, Futures, Fixed Income… more
- TD Bank (New York, NY)
- …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly diverse equity research franchise, while growing our strong, ... **Work Location** : New York, New York, United States of America **Hours:** 40...Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...trading products such as cash prime brokerage and equity derivatives, (ie Prime Brokerage Agreements, Term Commitment Agreements,… more
- Wells Fargo (New York, NY)
- …Rates, Equities , Foreign Exchange, Municipal Products Group, Credit Sales & Trading . ** Equities ** has an integrated service model supports the trading ... full universe of US stocks. Our platform delivers a range of equity and equity -linked products and services. **Structured Product Groups (SPG)** provides… more
- JPMorgan Chase (New York, NY)
- …+ Operational experience + Sound understanding of Equity Swaps, Cash Equities , Derivative products, trading workflows and corporate actions + Experience in ... Join the Prime Finance Trading Services Team and develop you career at...with various other teams on issues related to Cash Equity trades: eg Product Control , Sales, Sales… more