• Wealth Supervision License

    Citigroup (Queens, NY)
    …+ Perform daily reviews of reports to support the WLRSU Team to ensure Wealth RRs registration is compliant with FINRA Rules **Qualifications:** + FINRA Series ... more
    Citigroup (12/06/24)
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  • Supervisory Control Specialist

    Wells Fargo (New York, NY)
    …seeking a Supervisory Control Specialist to join our Client Relationship Group within Wealth and Investment Management. Learn more about the career areas and lines ... more
    Wells Fargo (01/18/25)
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