• Associate General Counsel

    BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
    …include supporting the Corporate Secretary in: + providing advice regarding securities law disclosure/compliance, including Annual Reports on Form 10-K, Quarterly ... statement and preparing for the annual meeting of stockholders. + providing securities law advice and compliance guidance for earnings releases, investor materials,… more
    BD (Becton, Dickinson and Company) (11/07/24)
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  • Executive Financial Services - Rule 10b5-1 Ultra…

    Morgan Stanley (Purchase, NY)
    …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... for restricted stock. EFS conducts due diligence with Issuer counsel prior to the transaction, negotiates and implements 10b5-1...Specialist is required to be licensed: Series 7, 63. * GENERAL FUNCTIONS INCLUDE:* * Central point of contact to… more
    Morgan Stanley (12/16/24)
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