- USAA (Plano, TX)
- …of what makes us so special! **The Opportunity** As a Director of Compliance and Operational Risk Testing - IT, you will have oversight of the second ... security portion of the annual Enterprise Compliance & Operational Risk Testing (ECORT) plan. Successful candidates will possess deep… more
- USAA (Plano, TX)
- …part of what makes us so special! **The Opportunity** As a dedicated Compliance and Operational Risk Testing Analyst Senior, you will be a member of the ... + 6 or more years of proven experience (internal/external audit, operational risk / compliance testing , quality assurance). + Demonstrated experience… more
- USAA (Plano, TX)
- …total experience). + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance). + 3 ... part of what makes us so special! **The Opportunity** We are seeking a dedicated Director, Compliance Risk Management - P&C to join our team. In this role, you… more
- Charles Schwab (Westlake, TX)
- …of study. + 5+ years of testing experience in audit, SOX, compliance , and/or enterprise/ operational risk management. + Advanced understanding of risks ... the status quo" and transform the finance industry together. The Enterprise and Operational Risk Testing (EORT) team is part of the Corporate Risk… more
- Bank of America (Plano, TX)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Advisory + Risk ... job is responsible for executing second line of defense compliance and operational risk oversight...FLU/ECF or the Company (EAC) through monitoring, assessment and testing activities + Directly or via a team, documents,… more
- Bank of America (Dallas, TX)
- Audit Manager - Compliance and Operational Risk Charlotte, North Carolina;Stamford, Connecticut; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode ... work environment, and mentoring team members. **Responsibilities** + Subject matter expertise of compliance and operational risk frameworks and a solid… more
- Bank of America (Plano, TX)
- EAC Compliance & Operational Risk Manager- Enterprise Data Charlotte, North Carolina;Chicago, Illinois; Atlanta, Georgia; Plano, Texas **Job Description:** ... plans, executes and / or oversees execution of monitoring, testing and risk assessments, and communicates results...experience **Role Responsibilities** The Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR)… more
- Citigroup (Irving, TX)
- …Concerns or QUEST Observation Logs based on the Business. + Creates materials for Operational Risk Forums (ORF) and senior meetings as needed and investigates ... contributor position accountable for end-to-end call listening controls monitoring & testing design - ie, operational controls performance assurance/ testing… more
- Citigroup (Irving, TX)
- …and regional MCA teams. The position requires a solid conceptual/practical grounding in both Operational and Compliance Risk Management as well as current ... of Citi's MCA Program by driving compliance to Policy, Procedures. The Operational Risk Sr Analyst is a seasoned professional role. Applies in-depth… more
- Citigroup (Irving, TX)
- …- Foundational Programs or Policy Teams + USPB Compliance Officers + USPB Senior Operational Risk Manager + ORM Risk Category Owners (eg, Fraud, Tech & ... appropriate action to establish Path to Green or effective remediation. + Independently lead Operational Risk Targeted Reviews, Control Testing , and Risk … more
- USAA (Plano, TX)
- …Fraud Claims, , wires, and ACH detection - Required + 10+ Years of Enterprise Operational and/or Compliance Risk Experience Required + 10+ Years of Second ... so special! **The Opportunity** We are seeking a Bank Operational Risk Principal. The right candidate will...measurement, process, risk and control analysis, and risk management coverage plan (monitoring, assessment, and testing… more
- JPMorgan Chase (Plano, TX)
- …be best-in-class. As a Cybersecurity Operational Lead, you will work within the Compliance , Conduct, and Operational Risk (CCOR) team to collaborate with ... As part of Risk Management and Compliance , you are...vulnerabilities and emerging technologies + Perform independent assessments of operational risks though operational risk … more
- Santander US (Dallas, TX)
- Sr. Associate, Operational Risk (Corporate Functions Oversight) Dallas, United States of America The Sr. Associate, Operational Risk (Corporate Functions ... and execution of second line oversight activities of the Operational Risk (OR) programs for Corporate Functions...company. + Monitor and escalate any material concerns regarding risk /exposure and compliance with the OR policies,… more
- Grant Thornton LLP (Dallas, TX)
- As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by ... handling compliance issues, CRCM certification preferred + Compliance risk management, audit, or risk...relating to consumer financial products + Practical experience involving compliance testing , compliance audits, … more
- Grant Thornton LLP (Dallas, TX)
- As a Regulatory Compliance and Operational Risk Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing ... compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk ...relating to consumer financial products + Practical experience involving compliance testing , compliance audits, … more
- US Bank (Dallas, TX)
- …risks/controls + In-depth knowledge of and experience in technology risks and controls testing + Thorough knowledge of Risk / Compliance /Audit competencies + ... the CDP "A" List for climate change action. **THE ROLE:** The Senior Manager, Operational Risk Review Technology partners with Senior to Executive Leaders in… more
- Grant Thornton LLP (Dallas, TX)
- As a Regulatory Compliance and Operational Risk Senior Manager, you will get the opportunity to grow and contribute to our clients' business needs by ... + Oversee development of, and completion of, engagement and testing activities + Manage and minimize engagement risk...OCC, and NCUA compliance examination procedures. + Compliance , Operational Risk and/or Regulatory… more
- Wells Fargo (Dallas, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... For this role, we are looking for a candidate with good understanding of risk management, operational risk and control evaluation methodologies with an… more
- USAA (Plano, TX)
- …complex models. Executes the model audit review process compliant with the written risk and compliance policies and procedures which require independence. We ... testing plans for models that require expert model risk knowledge and skills. + Develops plans, reviews peers'...the independent model audit process compliant with the written risk and compliance policies and procedures at… more
- Bank of America (Fort Worth, TX)
- …documents, and escalates defects identified during testing , working closely with Compliance and Operational Risk officers and/or Front Line Unit ... preliminary reporting and analysis of results, and collaborating with Compliance and Operational Risk officers...Rules, and Regulations + Quality Assurance Team Overview Global Risk Analytics (GRA) and Enterprise Independent Testing … more