- HUB International (Dallas, TX)
- Senior Vice President Compliance & Risk Officer, Retirement & Private Wealth Dallas HUB International Limited Full time Efinancialcareers 30+ days ago ... owned by Hub International in the areas of portfolio compliance and investment monitoring . HUB's Retirement and...controls Work with system providers on rule creation, rule testing and rule maintenance Monitor portfolio guideline compliance… more
- JPMorgan Chase (Plano, TX)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- Capital One (Plano, TX)
- Plano 5 (31065), United States of America, Plano, Texas Senior Compliance Testing Associate The Corporate Compliance team is seeking an experienced ... School Diploma, GED or equivalent certification + At least 2 years of compliance testing , compliance monitoring , quality assurance, control review or… more
- Comerica (Frisco, TX)
- BRCO Control Testing Senior Analyst The Business Risk and Control Officers (BRCOs) play a pivotal role in guiding the business to identify and understand risk ... lifecycle. The Business Risk and Control Office (BRCO) Control Testing Senior Analyst is responsible for the...effectiveness of the overall control environment, including for SOX compliance . Conducts testing of control design and… more
- Charles Schwab (Westlake, TX)
- …policies, ensuring compliance at all times, and escalating issues to senior management as necessary. We work with internal and external partners on multiple ... and associated public disclosures, Net Stable Funding Ratio (NSFR), FR 2052a Liquidity Monitoring Report. We also develop tools to assist our business partners in… more
- Capital One (Plano, TX)
- …and ensuring correct framing of risks. + Formally document and present results from compliance testing to senior management and executives + Establish and ... (31065), United States of America, Plano, Texas Director, Regulatory Compliance Testing The Auto Finance and Fair...+ At least 5 years of financial services consumer compliance monitoring experience + At least 5… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Testing team responsible for assessing ... Plan. + Performs compliance controls testing , transactional testing , or compliance controls monitoring activities based on the pre-defined testing… more
- Fannie Mae (Plano, TX)
- …DC, Reston, VA or Plano, TX office. * *THE IMPACT YOU WILL MAKE* The Compliance Controls Testing Advisor role will offer you the flexibility to make each ... and Ethics team, you will advise on risk monitoring and reviews for the organization, coordinate risk mitigation...years of related experience. * Experience in conducting controls testing ( compliance , Audit, SOX, operational risk, or… more
- Grant Thornton LLP (Dallas, TX)
- …and controls relating to consumer financial products + Practical experience involving compliance testing , compliance audits, compliance training, ... As a Regulatory Compliance and Operational Risk Senior Associate,...testing activities for Consent Order Validation and independent monitoring engagements, responsible for execution of testing … more
- Grant Thornton LLP (Dallas, TX)
- …financial institutions of various types and sizes + Practical work experience involving compliance testing / monitoring , compliance audits, compliance ... As a Banking Compliance Risk Senior Associate, you will...Scoping, Audit Work Program Development, Design Assessment, Operating Effectiveness Testing , Root Cause Analysis, Reporting, and Issue Validation +… more
- USAA (Plano, TX)
- … Compliance regulations + Experience testing Second Line of Defense Compliance and Compliance Testing functions, complaints, and regulatory change ... part of what makes us so special! **The Opportunity** As a dedicated ** Senior Auditor** , you'll execute, identify problems and resolutions for risk-based assurance… more
- Wells Fargo (Irving, TX)
- … Officer will be accountable for developing and executing independent operational and compliance risk control testing focusing on emerging issues and targeted ... and with a proven ability to engage and influence senior management and business and risk partners. **In this...you will:** + Lead teams that plan and execute compliance and operational risk control testing and… more
- Wells Fargo (Addison, TX)
- …a Senior Financial Controls Analyst within the Enterprise COSO testing team. The Enterprise Finance function contains the Corporate Controllers division, which ... in scope for financial and regulatory reporting + Assessing compliance with Well Fargo & Company's COSO based policies...initiatives + Plan, execute, or provide oversight for control testing and monitoring involving complex subject matter… more
- Wells Fargo (Irving, TX)
- …of management, including senior leaders and executives. + Experience in Audit, Compliance , Risk and Testing . + Critical Thinking and Analytical skills. **Job ... with the Customer Remediation Validation team. This position will report to the Data Testing Senior Manager. **In this role, you will:** + Successfully lead and… more
- Bank of America (Fort Worth, TX)
- …highly skilled subject matter expert in test script design and test execution for Compliance and Operational Risk. The Testing Manager IC, in collaboration with ... Testing Shared Services and Risk and Compliance officers, ensures accountability for the completion of ...+ Adaptability + Attention to Detail + Collaboration + Monitoring , Surveillance, and Testing + Problem Solving… more
- Bank of America (Fort Worth, TX)
- …team work. **Skills:** + Adaptability + Attention to Detail + Collaboration + Monitoring , Surveillance, and Testing + Problem Solving + Data Collection and ... GLM Data Quality Testing Manager Charlotte, North Carolina;Fort Worth, Texas **Job...requires partnering effectively with Front Line Units and Global Compliance Operational Risk (GCOR), as well as various teams… more
- Wells Fargo (Irving, TX)
- …any other division in our company. Wells Fargo is seeking a highly skilled Senior Manager to join our dynamic Auto line of business team within Consumer Technology. ... **In this role, you will:** The Software Test Automation Engineering Senior Manager will drive the test automation engineering strategy, implementation, execution,… more
- GAF (Ennis, TX)
- …+ Oversee Quality Assurance Technician work as assigned. Review technician and operator testing compliance to QSBP at least bi-annually. + Complete self-audits ... GAF. And under this roof, we protect what matters most. **Summary** The Senior Process Engineer will support the daily operations at the Shingle Production facility… more
- Bank of America (Dallas, TX)
- Credit Review Senior Examiner Charlotte, North Carolina;Stamford, Connecticut; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode Island; Wilmington, ... to make a difference. Join us! **Job Description:** Through examinations and monitoring , Credit Review provides an independent assessment of credit decisions and the… more
- Bank of America (Addison, TX)
- Pega Senior Developer Addison, Texas **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through the power ... ensuring that software is developed to meet functional, non-functional and compliance requirements, and solutions are well designed with maintainability/ease of… more
