- HUB International (Dallas, TX)
- Senior Vice President Compliance & Risk Officer , Retirement & Private Wealth Dallas HUB International Limited Full time Efinancialcareers 30+ days ago ... community. About HUB Retirement & Private Wealth (RPW): We lead our communities with integrity, driven to make things...legal and compliance department. The SVP, Compliance and Risk Officer , Hub Retirement and Private Wealth ("RPW"), will… more
- Wells Fargo (Irving, TX)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate ... risks, and controls according to standards and other applicable policies. This Lead Independent Testing Officer will be accountable for developing… more
- Wells Fargo (Irving, TX)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate ... The Independent Testing and Validation Team is seeking a Lead Independent Testing Officer to support the IT&V Customer Remediation validation… more
- Citigroup (Irving, TX)
- …(VP) 2nd Line of Defense position serving as a Consumer Compliance monitoring and testing officer for Independent Compliance Risk Management (ICRM)'s US ... and second line of defense. Also responsible for performing independent testing and monitoring activities to assess...within the US Personal Banking accordance with the Compliance Testing & Monitoring Plan. + Lead walkthroughs… more
- Wells Fargo (Irving, TX)
- **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer to support the Chief Operating Officer (COO) Control Management team. ... This role is the Governance and Administrative Lead for the COO Evidence Based Control Evaluations (EBCE)...Leader. **In this role, you will:** + Oversee control testing schedule and resource management + Ensure critical governance,… more
- Comerica (Frisco, TX)
- Corporate Development Officer II The primary purpose of the role is to play a lead role in the development, refinement, and adherence to the Corporate ... less popular views based on detailed rationale while serving as an independent party. Secondarily, the position manages the administrative aspects of Comerica… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... ability to navigate a complex organization; to influence and lead people across cultures at a senior level +...+ Compliance Escalations and Emerging Risks + Monitoring and Testing + Risk and Controls Assessment / RCSAs and… more
- Citigroup (Irving, TX)
- …and technology partners. **Responsibilities:** + Supports the Controls Automation Lead in communication of the automation program, objectives and purpose ... with developers, through to final delivery. + Plans and manages user acceptance testing (UAT) for implementation of assigned controls for automation. + Plans and… more
- Wells Fargo (Dallas, TX)
- …consumer credit, CRO, and LOB areas + Build and support governance routines, and independent testing of the credit process + Document the strategy process and ... **About this role:** Wells Fargo is seeking for **Senior Lead Risk Analytics Consultants** to join the Credit Risk...lines of business (LOBs) and the business-aligned credit risk officer (CRO) teams, specifically focused on testing ,… more
- Bank of America (Plano, TX)
- …development of risk coverage plans, executes and / or oversees execution of independent risk monitoring, testing and risk assessments, communicates results + ... audits, and examinations + Engages in activities to provide independent compliance and operational risk oversight of Global Markets...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses… more
- Bank of America (Dallas, TX)
- …This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense compliance and operational risk ... Compliance and Operational Risk teams in order to provide independent compliance and operational risk oversight of Global Compliance...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses… more
- Bank of America (Dallas, TX)
- …leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program and the Policies, identifying themes ... adhering to policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses,… more
- Wells Fargo (Addison, TX)
- …our Enterprise Technology Audit Group (ETAG). ETAG is responsible for providing independent testing and audit coverage of information technology and security ... risk areas such as business continuation planning, and chief information officer coverage of business line applications. The Audit Director will collaborate… more
- Bank of America (Plano, TX)
- …leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program and the Policies, identifying themes ... adhering to policies + Engage in activities to provide independent compliance and operational risk oversight of Front Line...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses,… more
